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Copyright 2000 Federal News Service, Inc.  
Federal News Service

September 21, 2000, Thursday

SECTION: CAPITOL HILL HEARING

LENGTH: 21789 words

HEADLINE: HEARING OF THE CRIME SUBCOMMITTEE OF THE HOUSE JUDICIARY COMMITTEE
 
SUBJECT: THE IMPACT OF THE MENTALLY ILL ON THE CRIMINAL JUSTICE SYSTEM
 
CHAIRED BY: REPRESENTATIVE GEORGE GEKAS (R-PA)
 
WITNESSES:
 
SEN. MIKE DEWINE (R-OH);
 
BERNARD ARONS, DIRECTOR, CENTER FOR MENTAL HEALTH SERVICES, DEPARTMENT OF HEALTH AND HUMAN SERVICES;
 
BERNARD MELEKIAN, PRESIDENT, LOS ANGELES COUNTY POLICE CHIEFS ASSOCIATION;
 
MICHAEL F. HOGAN, OHIO DEPARTMENT OF MENTAL HEALTH;
 
STEVEN SHARFSTEIN, MEDICAL DIRECTOR, SHEPPARD PRATT HEALTH SYSTEMS;
 
DONALD F. ESLINGER, SHERIFF, SEMINOLE COUNTY, STANFORD, FLORIDA;
 
LOCATION: 2226 RAYBURN HOUSE OFFICE BUILDING, WASHINGTON, D.C.

BODY:


REP. GEORGE GEKAS (R-PA): The Committee will come to order. The Committee on Crime as a subcommittee of the full Judiciary Committee has scheduled and is now in the process of beginning the hearing, a special hearing on the mentally ill in our criminal justice system.

The Chairman of the subcommittee, Bill McCollum of Florida, has for many years been involved in a series of questions and problems that have arisen out of that very same question, including the question of insanity defense in the death penalty arena and other prosecutions; the homeless and how the mentally ill of that population uniquely affect that urban problem; and continuously on the people in prison who had been or become mentally ill. So it is not a phenomenon that Chairman McCollum has scheduled this hearing but rather a continuum of his often expressed interest in this subject.

Without objection I will enter into the record the opening statement that Bill McCollum has prepared and only from it will I quote some statistics that I think can lay that I think can lay the proper groundwork before we get to the witnesses. In his opening statement Bill McCollum states that one of the figures is 283,000 mentally ill offenders are incarcerated in our federal, state and local prisons and jails. It estimates that 16 percent of state inmates, 7 percent of federal offenders, and 16 percent those held in local and county jails are mentally ill. A similar percentage of persons on probation, approximately 547,000 also have a history of mental illness.

I believe that that opening paragraph on the part of Representative McCollum lays the proper foundation for this massive and pressing problem. So the witnesses I'm sure will elucidate on how these figures impact on their own institutions, on their own careers, on their own ability to try to solve some of the problem.

When the time comes we will of course subject the witnesses to some examination, a Q&A, as is the routine in these hearings and we will hope to gain from all of it today, a new drive toward solving some of these very distinct problems in our criminal system.

With that I yield to the gentleman from Virginia, the ranking member, Mr. Scott.

REP. ROBERT SCOTT (D-VA): Thank you, Mr. Chairman and I'm pleased to join you in convening the hearing on the impact of the mentally ill on the criminal justice system.s state mental health hospitals have increasingly reduced their populations of mentally ill individuals in response to a nationwide call for deinstitutionalization. The move towards deinstitutionalization has been based upon the fact that persons with mental illnesses are constitutionally entitled to refused treatment or if there are institutionalized to have it provided in the least restrictive environment.

Unfortunately, community mental health treatment centers have not been creative at a rate necessary to meet the needs of those individuals. In a recent report by the Department of Justice we find that the criminal justice system has become by default the primary caregiver of the most seriously mentally ill. More specifically, that report stated that last July at least 16 percent of those in local jails, at least 16 percent of those in state prisons, and 7 percent of federal inmates reported either a mental condition or an overnight stay in a mental hospital and were identified as mentally ill. The highest rate of reported serious mental illness was among white female inmates at 29 percent. The National Alliance for the Mentally Ill reports that on any given day at least 284,00 schizophrenic and manic depressive individuals are incarcerated while only 187,000 seriously mentally ill individuals are in mental health facilities.

It is my hope that this hearing will shed light on the extent to which these individuals with mental illness are falling through the cracks and landing in the criminal justice system where the corrections administrators are sufficiently equipped to provide appropriate services to offenders with mental illness and whether providing proper mental health treatment can actually reduce crime.

Finally, I look forward to the testimony of Senator DeWine from Ohio and Congressman Ted Strickland from Ohio regarding specific suggestions on the role Congress should play. And while I understand that this hearing is not on the bills that they have introduced, that is H.R. 2594 and its companion, S. 1865, America's Law Enforcement and Mental Health Project, and another bill, H.R. 5091, the Mental Health Early Intervention, Treatment and Prevention Act of 2000, although this was not a hearing on those bills I hope we will have the opportunity to touch upon what those bills might provide.

In the end our goal must be to provide a better way to address the needs of persons with mental illness and address those needs to prevent criminal activity. Mr. Chairman, I thank you for scheduling the hearing and look forward to the testimony.

REP. GEKAS: We thank the gentleman. Let the record indicate that a member of the Committee, the gentleman from Ohio, Mr. Chabot, is present and is able and willing, I understand, to present to us the witnesses on the first panel. Thank you, Mr. Chabot.

REP. STEVE CHABOT (R-OH): Thank you, Mr. Chairman. I'm pleased to have two members of the Ohio delegation here for this panel. I'd first like to welcome the Senior Senator from my State of Ohio, Senator Mike DeWine. Senator DeWine was first elected to the Senate in 1994, prior to serving in the other body he spent eight years here in the House and also served as the Lieutenant Governor of Ohio. He was also a prosecutor in the State of Ohio prior to that. He chairs the Senate Subcommittee on Antitrust, Business Rights, and Competition of the Judiciary Committee and the Subcommittee on Aging of the Health, Education, Labor and Pensions Committee.

Senator DeWine has introduced S. 1865, America's Law Enforcement and Mental Health Project, which would provide grants to establish demonstration mental health courts. Senator DeWine is a great advocate for those who need help, especially children and the elderly. I'm looking forward to hearing his testimony on this important issue and we welcome you this afternoon, Senator DeWine.

I also have the privilege of introducing another member of the Ohio delegation, my friend and colleague Representative Ted Strickland. Congressman Strikland was first elected in '92, was gone for one term but came back again in '96 and was reelected again in '98. Prior to serving in the House he worked as a minister, a psychologist and a professor. He was a director a Methodist children's home, an assistant professor of psychology at Shawnee State University and a consulting psychologist at the Southern Ohio Correctional Facility in Ohio. He holds a doctoral degree in counseling psychology from the University of Kentucky. He is a founding co-chair of the House Correctional Officers Caucus.

Representative Strickland introduced H.R. 2594, America's Law Enforcement and Mental Health Project, which would provide grants to establish 25 demonstration mental health diversion courts. We welcome you here this afternoon, Ted, and we look forward to your testimony as well.

REP. GEKAS: Thank you, Mr. Chabot. We join Steve in welcoming our colleagues in the Senate and the House. When Mike DeWine was elected to the Senate with that one bold stroke the intelligence quotient of the Senate and House were amply increased.

But notwithstanding that we start with the order of seniority. We'll ask Mike to begin the testimony.

SEN. MIKE DEWINE (R-OH): Mr. Chairman, thank you very much. Let me just tell you how nice it is to be back on a committee which I served, a subcommittee in which I served, and a committee in which I served. And as I recall, Mr. Chairman, you always outranked by one on the Judiciary Committee so my leaving did not improve your lot any. (Laughter.) You just have someone else who's right behind but I see that your progress has continued over the years and as someone who came to the Congress together in 1982 it's good to be with you, Mr. Chairman.

This might seem like the "all-Ohio day" with myself and my good friend, Ted Strickland. We also have two very important witnesses, Michael Hogan, Director of the Ohio Department of Mental Health and Reggie Wilkinson, who's the Director of the Rehabilitation and Correction Services in Ohio. I worked with both of them, Mr. Chairman, when I was Lieutenant Governor. And so I'm glad that they are here and they are both experts and they both know a lot more about this subject than I do. But I will share a few thoughts with you, if I could.

My experience with this problem goes back to the time when I was an assistant county prosecutor and then the elected County Prosecutor in my home county of Greene (ph) County. I can't tell you how often a police officer would come to me for charges and as he was describing or she was describing this individual who was being charged would tell me that they had a mental problem. And they would usually say it in much more graphic terms still than that.

That's a problem that continues today. It's a problem that is due for many reasons - the institutionalization in the 1960s, the 1970s, other homelessness issues. We could go on and on but it's a problem and it's much more of a problem today for our courts and our penal systems than it's ever been in the past.

What I have tried to do with the legislation that I have introduced in the Senate, what Ted has tried to do with the legislation that he has introduced in the House is to say on behalf of the federal government this is a problem and we need to try some different things. We need to try some pilot projects. We need to try to be of assistance to the local community, not that we want to tell the local community how to deal with criminal justice problems but every community has this problem. When you to Reggie Wilkinson who heads our prison system in Ohio he will testify, he will tell you the percentage of people in our prison system today how have a mental health problem and he will tell you that they're trying to do a good job with these folks but they lack the resources, candidly, to do it.

If you would talk to a county sheriff in Greene (ph) County or Clarke (ph) County or, Mr. Chairman, in one of your counties in Pennsylvania, they'll tell you the same thing. They deal with people all the time who have mental health problems and they don't have the resources to deal with them. We need to do a better job, taking what resources we do have in the community and meshing them with our criminal justice system. We've come a long way since I was a county prosecutor in the 70s and there used to be a huge wall between any social services and the prison system and the correction system and criminal justice system. We are breaking that wall down, taking it down brick by brick but an area where we still frankly don't have the merger that we need is in the area of mental health. And so we need to break those barriers down to get the mental health assistance into people in our system.

As I explain to people, I say, well, you know, you have a lot of people who have mental problems. Yes, we do. But if you had to pick a segment of the population that is likely to cause you and me and our families problems in the future because of their mental health problems it would probably, you could probably start with looking in our prisons and in our jails. These folks, we are already paying to house them and to feed them, and to clothe them. It just makes sense to try to get some mental health assistance into them and that's what our respective Bills do. I'm not here to advocate for our Bill today but what I am here to say is this is a problem that we as a country really have to begin to deal with it.

So I appreciate the opportunity to be with you. This legislation that both Ted and I are promoting is an attempt really to mesh the social services, to mesh the mental health people, get their assistance into court, dedicate some courts and prosecutors and judges to this very specific, very -but it needs to be, quite frankly, a lot of expertise. I thank you for taking the time to look at this very, very important issue.

REP. GEKAS: We thank the Senator and we turn to his and our colleague, Representative Strickland.

REP. TED STRICKLAND (D-OH): Mr. Chairman, thank you and I would like to begin my statement by saying how very deeply I appreciate the work of Senator Mike DeWine. He and his staff have been absolutely wonderful in working with us and I really appreciate Mike for that.

SEN. DEWINE: Thank you so much. I enjoyed working with you.

REP. STRICKLAND: As a psychologist and perhaps the only member of Congress who's ever worked in a maximum security prison I have personally treated individuals who live out or who will live out the rest of their lives behind bars because they have committed crimes that they most likely would not have committed had they received adequate mental health treatment.

I have seen the ravaging effect that a prison environment has on the mentally ill and the destabilizing effect that the mentally ill have on the prison environment. Inmates, families, correctional officers, judges, prosecutors, and police are in unique agreement that our broken system of punting the most seriously mentally ill to the criminal justice system must be fixed.

But as we consider the effects of this system, this broken system, I hope we remember how it became broken in the first place. By 1963 we realized that state mental hospitals were too often institutions for quarantining the mentally ill. So the Congress passed the Community Mental Health Centers Act to remove the mentally ill out of prolonged confinement in overcrowded custodial institutions into voluntary treatment at community mental health centers. And in October of 1963 President Kennedy signed the Mental Health Centers Act. Unfortunately, the Congress, those of us in Congress, seemed to have played a trick upon the most vulnerable population in America by refusing to adequately fund community mental health centers.

And to make matter worse we imposed restrictions on Medicaid that kept Medicaid dollars from going into state mental hospitals. We effectively set in motion a public health tragedy that resulted in thousands of mentally ill patients winding up on the streets of communities that do not have adequate services to treat them. It should not surprise us then that jails are becoming America's new mental asylums. Our current court systems, prisons and jails are being clogged with mentally ill individuals who should be taking part in mental health treatment.

Law enforcement and correctional officers who are charged with apprehending and incarcerating the most dangerous criminals in our society cannot always do their jobs because they are forced to provide makeshift mental health services to hundreds of thousands of mentally ill individuals. Squad cars, jail cells and courtrooms are filled with the mentally ill, taking up resources that should be directed towards catching real criminals. Mental illness does not discriminate between republicans and democrats, rich or poor, black or white, man or woman, none of the dividing lines that so often create partisan politics. And that is why I am especially gratified to be working on this legislation with distinguished members from both sides of the aisle and from both sides of the Hill.

We're trying to create mechanisms that will bridge the gap between the mental health and the criminal justice systems. I would like to thank not only Senator DeWine but Senators Domenici, Kennedy and Wellstone as well as Representatives Wilson, Waxman, Horn, Capps, Roukema, and Kaptur for taking the lead on sponsoring legislation to provide criminal justice and mental health professionals the resources they need to work together in order to keep mentally ill defendants in treatment rather than jail.

I would like to quickly and briefly summarize the current legislation. H.R. 2594, America's Law Enforcement and Mental Health Act which I introduced last July seeks to help local communities close the revolving door to recidivism among the mentally ill population by providing modest federal grants to establish these mental health courts in order to direct nonviolent mentally ill offenders out of jail into long term treatment.

Secondly, the Mental Health Early Intervention Treatment and Prevention Act of 2000 which was first introduced last May in the Senate by Senators Kennedy, Domenici, Wellstone, and I believe Senator DeWine was heavily involved in that. It was an attempt to finally fulfill the unkept promise that was provided through the Community Mental Health Act of '63. It would do that by making grants to communities for mental health treatment centers as well as the training of non-traditional frontline mental health workers like teachers, law enforcement and firefighters. Additionally, this Bill seeks to lessen the burden of the mentally ill on the criminal justice system by providing grants that train police on how to identify the mentally ill and direct them into available treatment, to fund jail and prison programs that screen, evaluate and treat mentally ill inmates and create these mental health courts to direct non-violent mentally ill defendants out of this revolving door of recidivism.

Last July members of Congress, including Congresswoman Wilson, Congressmen Waxman, Horn, Congresswoman Capps, Congresswoman Roukema, Congresswoman Kaptur and myself introduced H.R. 5091, a mirror companion to the Senate Bill. As the Co-Chair of the Congressional Corrections Caucus I hope that this Congress will seize upon these legislative opportunities with the same courage and compassion with which law enforcement and correctional officers deal with the mentally ill every day.

And in conclusion I want to thank this Subcommittee for being willing to closely look at this problem from which so many turn away. I believe that there is a welcome consensus among a broad spectrum of stakeholders and political ideologies, that there are very practical steps we can take to stop the criminal justice system from being this country's primary caretaker of the seriously mentally ill. The truth is that law enforcement and correctional officers are not and should not be psychiatrists, psychologists, social workers, and nurses with guns.

And I thank you for giving the good Senator and myself the opportunity to share our thought and our feelings with you this afternoon.

REP. GEKAS: The Committee expresses its gratitude to the witnesses. In extending the normal courtesy to them we will not subject them to bristling cross examination (laughter) and we will excuse you with your further gratitude and your statements will be without objection entered into the record.

REP. STRICKLAND: Thank you, Mr. Chairman. And could I ask unanimous consent to place into the record a statement from the National Association of Counties in which they offer their support for this kind of diversion effort.

REP. GEKAS: Without objection it will be so included.

REP. STRICKLAND: Mr. Chairman, thank you very much.

REP. GEKAS: By all means. Thank you. We are ready to invite and we do invite the next panel of witnesses to approach the witness table which is all of one witness. Panel Number Two consists of Bernard S. Arons, the Director of the Center for Mental Health Services, Department of Health and Human Services.

Doctor Arons was appointed to this position in 1993, the same year he was selected as an advisor on mental health issues to Tipper Gore in the Office of the Vice President. That year he also became Chair of the Mental Health and Substance Abuse Working Group Cluster of the President's Task Force on National Health Care Reform. He also works as a clinical professor of psychiatry at the Georgetown University School of Medicine and continues his private practice in psychiatry. He is a graduate of Oberlin College and the Case Western Reserve University School of Medicine.

As is customary again, we will ask the witness first to present his written statement which will be accepted for the record without objection and ask him to restrict an oral review of that testimony to five minutes more or less because we have a great number of witnesses from whom we have to hear more testimony. Thank you. You may proceed.

MR. BERNARD ARONS: Thank you, Mr. Chairman and members of the Subcommittee. I would like to submit my written testimony for the record and use my allotted time to present some oral comments and summaries.

REP. GEKAS: Without objection.

MR. ARONS: Thank you. I'm just going to say how pleased I am at this opportunity to address this very important issues with members of the Subcommittee and with you, Mr. Chairman. I would like to spend a few minutes talking about this issue from a somewhat different perspective. You've already heard very useful information from Senator DeWine and Congressman Strickland. I'd like to talk a bit about what we can do about this issue, five steps along the way, way before the front door of our jails and prisons, before the front, at the front door, while inside the doors of our jails and prisons, and then leaving, when going out those doors and reentry. And I'll very briefly summarize my thoughts about those.

I am Director of the Center for Mental Health Services which was established by Congress eight years ago and given responsibility to improve our treatment, to improve the quality of services for individuals with mental illness throughout our country.

I think an important point that I'd like to make is that the situation we find ourselves in is not inevitable. We know that effective treatment is available. We know that effective treatment is available throughout the country to provide services to individuals with mental illness and yet those individuals with mental illness are not receiving those effective treatments. It is not inevitable that individuals with mental illness are in trouble with the law, find their ways into jails or prisons, become violent or dangerous. People with mental illness who are in treatment are working, they're in our schools, they're volunteering, they're being good parents, and we know that we can do something about this.

So my first message is way before the front door of our jails and prisons that we can think about prevention first, about providing services and treatment in the community for individuals with mental illness. But we note that these days that services are not available, that access to treatment is sometimes limited, barrier of economics, of the supply of services, issues of stigma and discrimination, and we know that individuals with mental illness do not receive treatment. And then we stand by and watch as they respond to the difficulties that their illness creates and often end up in difficulty with other members of the community. The police are sometimes called. And so the next step I think that we can intervene is in the, working in partnership between the mental health community and police and in the training of individuals from the police force.

We have some very successful programs that we've been sponsoring with grants from the Center for Mental Health Services.

One is in the State of Pennsylvania, in Philadelphia, where we are using consumers, recipients, people with mental illness to work in training police on how to best intervene, how to best respond to situations in the community that involve individuals with mental illness and we're finding that this is a very successful program and extremely well received by the police who are being trained.

We know that even once someone does get in difficulty with the law that there's opportunities for diversion even before charges are made so that we believe that there are various steps along the process where diversion is possible before, pre-booking, before there is any charge being made and also post-booking as well, opportunities in the court or in jails or in prisons to divert individuals who are in need of treatment to the treatment which is needed. We are privileged to be sponsoring as part of our responsibility that Congress placed on us to explore and to publicize for the country model programs. We are right now evaluating nine sites across the country in our jail diversion program looking to evaluate the best opportunity for pre- booking and post-booking diversion including such things as mental health courts and we're very pleased about that.

We also have produced a summary of these issues in 1995 called "Double Jeopardy" addressing issues of people with mental illness in the criminal justice system using this catchy title "Double Jeopardy" from the losses. Note that people with mental illness and who end up with a criminal justice record often end up with a dual stigma and have a more difficult time.

And then let me talk a bit about reentry. Once individuals are in prison or jail will sometimes serve their terms, people with mental illness will be sometimes even receiving treatment in jails and prisons. And then we have developed an unfortunate situation where when they leave there is a lack of follow up, a lack of linkage, a lack of reentry process into the community where that treatment can be continued and unfortunately we see a tremendous amount of recidivism, of people dropping out of treatment. In a certain sense we have created what I like to view as a trap door. As that person is leaving, is being brought to the door, the exits of the jail or prison we have created a situation where right then a trap door opens and they fall back into the system as well.

My last point is I want to make sure that we don't create an incentive, if you will, to criminal activity. Persons with mental illness and their families are often very innovative, very creative. They have struggled for many years to find effective treatment. We need to be sure that we don't create, that the only opportunity for effective treatment is through a process of criminal activity.

And finally partnerships are essential. We know that we've got to build a close linkage between the mental health community and the criminal justice community. To accomplish this that partnership is most important. Thank you.

REP. GEKAS: We thank the gentleman. The Chair will allot itself five minutes to pose some questions to the witness. You mentioned the problem of reentry which goes hand in hand with the term "recidivism" and return to custody that many of our prisoners encounter. In my recollection of our local law enforcement procedures and in court when there is a recognized mentally ill person let out of prison by way of probation, et cetera, the follow up is built into it through court demands that there be a regular mental illness check up or other conditions placed upon that probationed criminal, as it were, the convicted person, to try to prevent that very same thing. Are those still in use across the country, those methodologies?

MR. ARONS: Certainly, ideally there is process, probation may be one example. There is a process after fulfilling, that when ending one's term in jail or prison there would be a process of setting up services and making certain that there are certain obligations such as follow up and treatment. And I think that you'll hear later that Ohio has made some great strides in making certain that that happens.

Unfortunately, there are still many communities across the country where once a person has completed their jail sentence and that they may in fact be released we hear many examples that families will tell us that their loved one was given a bus token, some clothes. They were due to be released on a certain day on a certain day and at midnight on that day that their sentence is over they are released into the community and there may not be a follow up requirement to make sure that treatment continues. We need to really build a system in place so that the treatment that a person was receiving if it was effective in jail or prison continues in the community, in the mental health center when they leave.

And I think that our health community is where we need to work on that.

REP. GEKAS: You stated that in the hypothetical, not hypothetical, actual episode in Philadelphia, where a crime in progress or shortly afterwards resulted in immediate referral to the mental health system. Are you talking about local law enforcement there in Philadelphia?

MR. ARONS: Yes. And that was just one example. But certainly there are other examples that we find in other locations. And very often a call to the police about someone with a mental illness has occurred where there may not have been a crime actually committed or there may not have been something that the police need to typically arrest someone for. But without other alternatives available I think the police are often confronted with a situation where someone does need help and yet there's no alternative to arrest and confine them.

REP. GEKAS: The Chair reserves the balance of its time and now yields to the gentleman from Virginia for a period of five minutes.

REP. SCOTT (D-VA): Thank you, Mr. Chairman. Dr. Arons, do you have studies that show that mental health treatment will actually reduce the incidence of crime?

MR. ARONS: Yes, there have been a number of studies and also I think some very interesting studies about diversion programs. When the police have no alternative but either arrest or to let someone free we find that in about eighteen percent of the time when they get called about an incident involving someone with a mental illness about eighteen percent of the time an arrest will occur. When there is a program for diversion where the police have alternatives that are available bring a person for treatment that number falls to between to and six percent so we know that there are effective programs that are being used across the country. We need to expand those.

REP. SCOTT: Do you have evidence that the diversion actually works to reduce crime? When they are diverted they are they less likely to commit crimes in the future?

MR. ARONS: We have some initial findings to that effect but part of the purpose our nine-site study is to go ahead and develop some very solid evidence of that. We are looking at three issues. We're looking at the effects on the individual. Is there improvement in the condition? Is there an improvement in their situation? Is there less recidivism? Do they follow up in treatment? We're also looking at the effect on the criminal justice system. We're also looking third at the effect on the community. Are we able reduce crime on the community through these programs. Treatment may not be at the quality that it should be.

REP. SCOTT: Well, if it is not up to the quality that it should be is that person more likely to commit a crime in the future or are we going to wait for the results of your study?

MR. ARONS: I think there's -- that person is often more difficult to treat in the prison or jail in the criminal justice system. That's often, that individual without adequate treatment creates concern for the criminal justice provider as well.

REP. SCOTT: If a person has medical health insurance for mental health (do they do better in ?) the system than those that do not have insurance?

MR. ARONS: Well, the insurance coverage for mental illness is a dismal situation in this country at best. Even when people do have coverage the coverage for mental illness is far less than that available for the rest of health care and that is why states and communities throughout the country have been attempting to pass what we call parity legislation to try to enhance and expand the provision of mental health services. Typically in a jail or prison whether one has insurance or not may make less difference than when the person is released where the availability of insurance coverage does enhance the opportunity to obtain treatment.

REP. SCOTT: Are those with insurance more likely to get diverted from the criminal justice system?

MR. ARON: I'm not sure we have an exact answer to that at this point.

REP. SCOTT: Thank you, Mr. Chairman.

REP. GEKAS: We thank the gentleman. The Chair relinquishes the balance of its time and we excuse the witness with our gratitude. We are ready for our panel, the next group of individuals who will testify, Panel Number Three, which is made up of Bernard Melekian, who is the Chief of Police in Pasadena, California and President of the Los Angeles County Police Chiefs Association. Mr. Melekian has also served in the Santa Monica Police Department for 23 years and awarded the Medal of Valor in 1978 and the Medal of Courage in 1980. He holds a Bachelors Degree and a Masters Degree from the California State University, Northridge, and is also a graduate of the FBI National Academy.

He is joined at the witness table directly to his right by Michael Hogan, Director of the Ohio Department of Mental Health, to whom reference was made by Senator DeWine, a position that this gentleman has held since March, 1991. Prior to that Dr. Hogan served as Commissioner of Mental Health in Connecticut. From 1994 until 1998 he served on the National Advisory of Mental Health Council and is President of the Board of the National Association of State Mental Health Program Directors Research Institute. Dr. Hogan received his Bachelors Degree from Cornell University and his Doctorate from Syracuse University.

To his right is the next witness, Kim Webdale, Spokesperson for Mental Health Care and Victims Rights Issues. She became involved in these issues after her sister, Kendra, was thrown into the path of a subway train by a mentally ill man and killed as a result of that in January of 1999. She currently serves as a committee member for the Council of State Governments Mental Health Advisory Board. She received her Masters Degree in Exercise Physiology from Adelphi University and is employed by MetLife as Program Coordinator for its corporate wellness and fitness services.

And lastly, Doctor Sharfstein. Steven Sharfstein is the Medical Director and CEO of the Shephard Pratt Health System. Doctor Sharfstein is a former clinical professor and Vice Chairman of the University of Maryland's Department of Psychiatry and served as the Deputy Medical Director of the American Psychiatric Association from 1983 until 1986. He received his undergraduate degree from Dartmouth College, his M.D. from Albert Einstein College of Medicine and his M.P.A from the John F. Kennedy School of Government at Harvard.

At the outset as in all our panels, we invite you to render your written statement for the record which will be accepted without objection for the record and we ask that your oral review be restricted to five minutes, more or less, preferably less. And then to be prepared to answer some of the questions by members of the Committee.

We'll proceed in the order in which they were introduced so we'll start to my right with Chief Melekian.

MR. BERNARD MELEKIAN: Thank you, Mr. Chairman and members of the Committee. I don't know what the protocol is about that but you have my written statements and I would ask that they be entered into the record.

I suspect that for you this is another day of business but this is my first appearance before a professional committee and it is the experience of a lifetime and I thank you for the privilege of being here.

I have been a police officer for 28 years. I'm the Chief of Police for the City of Pasadena, a city of 135,000 that host the Rose Parade and the Rose Bowl every year. My officers would tell you that being Chief means that I don't do any real work anymore and to some degree they might be right. The young men and women who answer the phones and answer the public's call for service and sail in harms way every day do the real work of law enforcement in this country.

And five to seven hundred times a year in a city of 135,000 people that means that they deal with issues surrounding the mentally ill, a role to which they are both ill prepared and ill trained. I came into this business for a variety of reasons not the least of which was to help people and I find that with regards to this issue I am unable to do my job. I cannot help the woman who comes into my police station in fear for her life or the life of her children because her husband hears voices and views her as some sort of demonic creature. I cannot help the person who is afraid of their coworker whose desk may be wrapped in tin foil or who hears voices that no one else can hear. I cannot help the people who are afraid of their neighbors or the homeless person walking down the street. And I cannot help elderly parents who are trying to take care of their middle aged mentally aged children. And I cannot help the mentally ill themselves who struggle and often request help as did Buford Furrow (sp) prior to the shooting at the Grenada Hills Day Care Center.

This issue has been in my opinion improperly framed as to whether one is for or against civil liberties. There is nothing civil about jail. There is nothing civil about living under a bridge in Arroyo or in an alley in any major city in this country. There is nothing civil about people's fear and uncertainty with regard to the mentally ill. And there is nothing civil about dying alone on the street whether in the heat of Pasadena in July or in the cold of the District of Columbia in February.

There are many high profile stories. I have tried to tell you one in my written remarks about my friend, Dan, who I went to high school with, who went on to college to get a dual degree in math and physics and was a member of the first United States Table Tennis Team to visit China and who at the end lived alone in his parents garage often threatening to shoot them or to burn down the garage or to burn down the house. He terrorized his parents. He terrorized the people in his neighborhood and he scared the heck out of the cops, including myself, who responded to the one and two and three calls a month that came from Dan's house. At one time I could talk to him because he knew who I was but at the end he did not. And ultimately he died alone terrified himself and no one, certainly not me and certainly not the system, had adequate resources to help him.

I guess if I had more than five minutes I would have questions for the Committee on why is the issue of mental illness before the Subcommittee on Crime. Why have police officers in this country become the first responders and in effect placed in the position of becoming armed social workers? Why has the Los Angeles County Jail System housed the most mental patients of any facility in the United States?

In some ways we have changed mental illness into being mental crime. I believe wholeheartedly in the good intentions of this Committee. I believe that this issue is impacting law enforcement. It is impacting our entire system. It is certainly placing those young men and women you sail in harms way and who have to make deadly force decisions that they should never be faced with. These folks need treatment. These folks need help and we need some assistance to do that. I'm very excited to part of the Council of State Government's effort to bring together all the people that are impacted on this and I really thank you. I had a list of suggestions and solutions but I don't have a long list of time and I really appreciate your listening.

REP. GEKAS: You have additional time left on the clock, maybe 40 seconds. (Laughter.) That's 17 seconds. (Laughter.)

MR. MELEKIAN: I think I'll relinquish my time. Thank you, Mr. Chairman.

REP. GEKAS: Thank you. We have turned to the next witness, Dr. Hogan.

MR. HOGAN: Thank you, Mr. Chairman, ranking member Scott, and I appreciate the opportunity to enter my written testimony also and to try to summarize it succinctly.

We appreciate your attention in focusing our nation's concentration on problems in mental health and their impact on crime and criminal justice. I believe that the record of this hearing will establish the undeniable scope of this problem in dollars and sense and statistics but more significantly in human tragedies like the death of Ms. Webdale's sister. What may not be apparent and in a way is beyond the scope of the Subcommittee's focus is that this mental illness problem has such an impact across society. And without detracting from the Committee's appropriate and laser focus on this connection with crime I want to mention a couple of these dimensions.

We know that mental illness is a factor in 30,000 suicides nationally every year. We know that children with mental illness have the worst grade point averages and the worst outcomes of any group of children in school. Two-thirds of them almost never graduate from high school. That disability from related to mental illness is the single fastest growing category in both short-term disability programs and in social security. And somehow our focus in addressing those mental illness problems that you've got us attending to must be carried out within the context of these larger issues and problems.

I do believe a consensus is emerging that you'll hear from members of the different panels that non-violent mentally ill offenders should be diverted to supervised mental health treatment programs. This is what we're trying to do in Ohio.

REP. SCOTT: Explain that again. What kind of - could you --

MR. HOGAN: Non-violent mentally ill offenders should be diverted to treatment. We're making efforts in Ohio. As an attachment to my testimony will indicate, we believe that diversion to supervised treatment would be more effective. It would be more appropriate. And it would appropriately reduce the burden on corrections. The mental health model to be outlined by Judge Casey is, we believe, a very promising approach and we applaud the leadership of Congressman Strickland and Senator DeWine in sponsoring legislation to expand mental health courts.

Although diversion is the right thing to do, in many communities across America the question is diversion to what? The mental health safety net in too many of our communities is stretched too thin. In the past decade mental health spending declined compared with health spending in general and private mental health spending and health insurance plans declined against public spending. From 1990 to 1997 the budget of state mental health agencies declined six and a half percent against inflation.

Now there's no doubt in my mind that states must reprioritize mental health and also that mental health leaders must be galvanized to better collaboration with their law enforcement counterparts at the state and local levels. But the problem will also not be fully solved without correcting deep flaws in federal programs that don't work for mental health care in states and communities. For example, Medicaid's failure to cover psychiatric hospitalization and thus by implication, community care; HUD's withdrawal from low income and disability housing production. These things have contributed to the community instability of many people with the most serious and unpredictable illnesses.

Almost 150 years ago, Mr. Chairman, the Congress enacted land grant legislation to help states build mental hospitals but it was vetoed by President Pierce as an area that the federal government should not get into. In 1977 the Comptroller General issued a sharply critical report entitled "Returning the Mentally Disabled to the Community-Government Need To Do More". With 20/20 hindsight we can now say that government has not done enough. Because of this I thank the Subcommittee for its leadership in bringing these problems to the nation's attention in such clear focus. It is a critical first step in developing solutions for better mental health care and better public safety. Thank you.

REP. GEKAS: We thank the gentleman and we turn to Ms. Webdale.

MS. WEBDALE: Good afternoon, Mr. Chairman and Subcommittee members. It is indeed a privilege and a pleasure to be here and to testify before you today.

Less than two years ago I was unaware of the problems that plagued the mental health care system and how those problems would ultimately impact my life in the most unexpected and tragic of ways. I recognized that the mentally ill were becoming an increasingly prevalent sight on our streets and subways but I was oblivious to the fact that they were infiltrating our criminal justice system and our jails at an equally alarming rate.

As a long time New Yorker I have become as immune to people eating out of garbage cans and displaying bizarre sorts of behavior as I was to the homeless people inhabiting the streets. Like homelessness mental illness was something I found disturbing, something I pitied from afar and something I frequently ignored but it was never something I feared. In fact when my sister Kendra moved to New York City I even gave her some advice regarding the mentally ill population. I said just ignore them and they won't bother you.

My words came back to haunt me on January 3, 1999. I received a phone call that evening from a reporter informing me that Kendra was dead. A mentally ill man had thrown my 32-year-old sister from the platform into the path of 400-ton subway train entering the station. She was killed instantly. I cannot to describe the heartache that followed. Having to tell my parents that their cherished daughter was dead, hearing the despair in Kendra's four other sibling voices, and identifying Kendra's lifeless body was just the beginning. Despite the belief to the contrary the passage of time only served as a painful reminder of the time separating us from the life once spent with Kendra.

After Kendra's death my family became dedicated to learning as much as possible about violence in the mentally ill. We vowed that we would do whatever we could to ensure that an equally devastating tragedy would not destroy the lives of another family. We learned that Andrew Goldstein, the mentally ill man who had killed Kendra had been in and out of mental institutions for ten years. Despite thirteen prior violent incidents he was repeatedly released from hospitals. A distinct pattern emerged known as the revolving door syndrome. Goldstein would become violent, be admitted to a hospital and then released on his own recognizance within approximately three weeks, most often with only a few days worth of medication. Inevitably he became violent again and the cycle would be repeated. In fact, the more difficult and violent he became the more likely the hospital would be to discharge him. And because he was always treated as an emotionally disturbed person as opposed to going through the criminal justice system there was no record at all of his criminal violent past.

This cycle would continue until he was released two weeks prior to killing Kendra. At that time despite his full knowledge of Goldstein's propensity towards violence his doctor released him with the words "Hit furniture instead of a person the next time you have violent impulses." But the next time Goldstein got the urge to strike out Kendra would be dead, her beautiful body torn and broken on the subway tracks.

Unfortunately, our search for answers would ultimately lead us to even more questions about society treats the mentally ill. We question how a non-compliant mentally ill man who was a known danger to others was allowed on the street, non-medicated and unmonitored. Why didn't Goldstein have an intensive case manager? Why despite thirteen prior incidents wasn't Goldstein ever held accountable for his actions? Why wasn't a hospital bed provided when it was so obvious that in-patient treatment was needed? Why was there no continuity of care between mental health care facilities that treated Goldstein? How could a system that was supposedly designed to protect us fail us so miserably? And most importantly what could be done to prevent a future tragedy?

Ultimately we found that nothing stood in the way of another mentally ill man striking out at yet another innocent individual. I was on the Number Six train when almost the exact scenario played out in the 51st Street Subway Station a few months later only this time the victim, Edgar Rivera, would lose his leg, changing his life forever.

Other horror stories began to emerge on a continual basis -- a lawyer who stabbed his pregnant girlfriend to death, a case manager who was bludgeoned to death by her mentally ill patient, and a man who stabbed his son to death was found not guilty by reason of insanity and then murdered his wife upon his release were only a these preventable tragedies.

We heard of mentally ill people being released from jail who were back onto the streets with no follow up care whatsoever, no housing, no case workers, no medication. When I discovered that mentally ill inmates were dropped off in the middle of the night with two subway tokens and a few days worth of medication I thought it was sick joke. After all, what kind of a system could be that apathetic to the needs of the mentally ill and society alike.

We discovered as you will hear today that the problems permeated through the entire mental health care system. From initial police contact through the criminal justice system to the jails that contain more seriously mentally ill people than all our mental hospitals combined. We were disheartened by the dissension within the mental health care community itself who disagreed on solutions to the mental health care problems despite working on similar agendas.

But perhaps the most disturbing question for me that will never be answered is why Kendra? Kendra was beautiful, talented, loving, giving, and happy. Kendra loved living in New York City. She was a huge fan of the Yankees, running in Central Park, and taking photographs of New York City. On January 3rd, however, Kendra became a statistic, one of the estimated 1,000 people killed by the untreated mentally ill each year. Kendra was looking forward to visiting a friend on a rainy Sunday afternoon. She was an everyday commuter just waiting for a train until she became the unsuspecting victim of a sick man and an equally sick system.

Kendra was taking the advice that now haunts me -- "Ignore the mentally ill and they won't bother you." Now that we know the opposite is true I urge you not to ignore the disaster the mental health care system become for ignoring the situation will surely guarantee that more innocent lives are lost. Fortunately, the remarkable effort on the Council on State Governments Mental Health Advisory Board has helped identify the proverbial cracks that have overwhelmed the mental health care system. It is time to repair those cracks before they claim the next innocent and unsuspecting victim.

And I would just - I know I'm over my time - but I would like to take this opportunity to thank the Chairman and all of the Subcommittee members for their humanity, compassion and support and for their progressive approach to finding solutions to our mental health care crisis. I am optimistic and hopeful that change is on the horizon. Thank you.

REP. GEKAS: We thank the witness. Let the record indicate that the lady from Texas, Ms. Jackson-Lee, is present as a member of the Committee.

We now turn to the final witness of this panel, Dr. Sharfstein.

MR. SHARFSTEIN: Thank you, Mr. Chairman, Mr. Scott, Ms. Lee. It's pleasure to be here and I enter my written comments into the record without objection and I will summarize my testimony.

I am a psychiatrist and I am a clinician on this panel so I'm going to focus my comments on certain clinical issues.

The first though that I want to underscore is that today in psychiatry treatment works. We're able to manage and stabilize some of the most disturbing psychotic symptoms of the severely ill in a short period of time and in fact it's the effectiveness of our medications and some of our psychosocial treatments that led to in large part the discharge of many patients from state hospitals in the 1970s and 1980s so that people were now living in the community. Unfortunately, as you have heard, resources were not transferred from the closure of these units and hospitals into community based programs and many people began to fall through the cracks.

I want to make a comment on violence in the mentally ill. You heard some very eloquent testimony from Ms. Webdale and that tragedy certainly could have been prevented but it's important to know that the mentally ill went in treatment are no more violent than anybody else. It's the folks that have stopped treatment or dropped out of treatment, who are not in treatment who are certainly at risk for committing crimes and for being more violent and it's that population that we're concerned with today because these are the folks that end up getting arrested and end up inappropriately in our jails and prisons.

What we need is access to care. What we need is an approach that assures that when people are discharged from the hospital that they are supervised, that they are in treatment, that they are taking their medications and coming for appointments, that they have case managers, that they have housing - a very critical piece of the overall puzzle because homelessness, crime and mental illness go hand in hand. But they have other benefits. And if they have support from various other systems of care, especially the criminal justice system and police, that when they do come to the attention of the police that there is a way that the criminal justice system and the mental health system work together to provide treatment and services to these people and not put them in jail. That's what's absolutely critical, I think, at this point in time.

You know, there are five times as many individuals in jails and prisons today as there are in state hospitals and that is an incredible revolution that's taking place. I want to finish my testimony with a quote. "A great injustice is done to the insane by confining them in jails and houses of correction. This status then unquestionably retards the recovery of the few who do recover their reason and their set circumstances and may render those permanently insane who under other circumstances might have been restored to their right mind. The consignment of the criminal and the insane in the same building is subversive of that good order and discipline which should be observed in every well regulated prison." The person who made this statement to in fact the Congress of the United States was Dorothea Dix and the year was 1843.

One of the great ironies of the 20th century is how, when we've come up with effective treatment, when you have thrown the mentally ill back into the 19th century and I think that we can do better. Thank you, Mr. Chairman.

REP. GEKAS: We thank the witness. The Chair will indulge in five minutes of questioning after repeating that the witnesses will have their written statements entered into the record without objection.

The first question I have is to Ms. Webdale. It seemed to me that from the account that you rendered about the culprit who threw your sister into harm's way, that there were thirteen previous filed violations of law or incidents of violence, which?

MS. WEBDALE: They were incidents of violence and what would happen, the police would usually be called to the site and then Goldstein would tell them that he was sick. He was schizophrenic. He would tell them to take him to a hospital. And they would immediately transport him to a hospital circumventing the whole criminal justice system. So with the exception of one incident he didn't have a criminal record at all. In fact, six months before he pushed Kendra he pushed another woman onto or attempted to push another woman onto the tracks but there is no criminal record of that incident because he was treated as an EDP or an emotionally disturbed person as opposed to being charged and going to jail.

REP. GEKAS: But Dr. Sharfstein, isn't his individual, this Goldstein - is that was his name was? Wasn't he a prime candidate for institutionalization without the ability to go into the community?

MR. SHARFSTEIN: I think that is he was unable to take his medication and be supervised closely in the community I completely agree with you that he should have been institutionalized somewhere for his life because of that problem.

REP. GEKAS: Haven't we all found instances when the institutionalization started to occur that these very same things were happening, that the individuals were out on the street not taking their medication, not being supervised? Even though the intentions were there the reality was that the deinstitutionalization helped them create the atmosphere for some of the incidents like we have heard today. Does anyone care to -

MR. MELEKIAN: Mr. Chairman, if I might, one of the real ironies when you compare the mental health system and the criminal justice system is that heroin addicts who are arrested and convicted for burglary and theft and the like as a condition of probation can be compelled to take methadone as a condition for remaining free in the community but there are no similar provisions for the mentally with regards to medication (that can ?) demonstrably control them.

REP. GEKAS: Mr. Hogan, you differentiated, it seems to me, in your testimony to the non-violent prison inmate who is mentally ill. Does that mean to imply that the violent ones still have to remain in the criminal justice system and treated by that system as well as the mental health system or were you implying that the non-violents should not be in the criminal system at all.

MR. HOGAN: Good question, Mr. Chairman, and I think that ultimately, obviously you posed a question that has to be decided in the context of particular facts. Well, as a general matter, I would say that if they have done something and violent and if they are dangerous and violent they should be locked up. And then they should get care in that prison. It is their right to get care. You heard from Director Wilkinson, my colleague in Ohio, who has done a wonderful of improving care in Ohio state prison systems. But I, as a non-lawyer, I would tend to make that distinction.

If they're going to put other people in harms way, they've committed a crime, they should be found guilty and locked up.

REP. GEKAS: The Chair reserves the balance of its time. Yields to the gentleman from Virginia for a round of questioning. But before we do that we want the record to reflect the attendance of the gentleman from North Carolina, Mr. Coble, a member of the Committee. Mr. Scott.

REP. SCOTT: Thank you, I want to respond to a question posed by Chief Melekian about why before this Crime Subcommittee rather than another Subcommittee. I guess because we care. Maybe it should be somewhere else and hopefully we'll consider this and elsewhere. You indicated that you ran out of time before you could give us your suggestions. Why don't you take a minute or so to come up with what we ought to be doing.

MR. MELEKIAN: Thank you, Mr. Scott. From a perspective there are several things. One is that when the mental health hospitals across the country were dismanteled one of the solutions was a series that was supposed to happen, particularly in California, community treatment centers. And for a brief period of time those centers were there, were the place where the mentally ill could get counseling and treatment and it was a resource for law enforcement officers as an alternative for jail. By the early 1980s those had disappeared.

Clearly, another problem, particularly in California, is the authority for emergency room doctors and other psychiatric professionals to commit people for evaluation. Currently, the standards are so tight that if the person is not acting violently either towards themselves or other people in the immediate presence of the evaluator it's highly unlikely that that person will be committed for observation.

I already discussed the issue of Buford Furrow and others who made a generalized threat either against particular groups of people or against specific individuals but very often absent a specific crime there is no state or local authority to deal with those people.

I already talked about the issue of medication and compared it with the fact that heroin addicts can be compelled to take methadone.

There are a number of successful programs, including ones in Ithaca, New York, Memphis Police Department in Tennessee, and Los Angeles County Sheriff's Department that pairs law enforcement officers with psychiatric social workers and respond to incident involving the mentally ill. And, this has proven to greatly reduce deadly force incidents between law enforcement and mentally ill people on the street. I think clearly that some movement in this direction needs to occur.

On a federal level, there are two things I would point out. One is that the increased role that the Veterans Administration could play, particularly among those individuals who have served in the military previously. The other is there's a real problem in terms of funding because of the distinction that is made between mental illness and substance abuse, when in fact very often those issues are overlapped, particularly among the homeless. So, those are just a few things I would suggest.

REP. SCOTT: Thank you very much. You indicated that some people have actually made some threats. How often do threats from mentally ill individuals actually turn into violence?

MR. MELEKIAN: I don't have hard numbers in front of me. My guess would be somewhere around five to 10 percent of the time. And, that's really one of the challenges for law enforcement, is trying to figure out which of those one in 10 is real.

REP. SCOTT: Do you think some kind of, is that something that can be improved by training or research?

MR. MELEKIAN: I think both training and research clearly would go a long way. But, I think ultimately it may be that if we're going to err perhaps slightly, we need to err on the side of being able to take people, in California it's 72 hours, to place them under 72 hour observation so that a professional can make a determination as to whether the threat is viable or not as opposed to asking a police officer to do it.

REP. SCOTT: Thank you. My time is just about up. But, I wanted to ask Dr. Sharfstein a question. You indicated that those who are under treatment are no more violent than anyone else. If treatment were in fact available, would those who are mentally ill actually access it?

DR. SHARFSTEIN: I think that most in fact do access themselves to treatment. There is a small number, but a significant number, that resist treatment that don't want to be in treatment to deny that they're ill, which is actually a part of their illness, their denial of being ill, and that's the group that we're concerned with today. There are people that would avail themselves of treatment, but can't get treatment because there are barriers to treatment. Then, there are people who where there is treatment available, won't avail themselves to treatment unless somehow a force, or where the expectation is that they will be in treatment, or there is some consequence.

REP. SCOTT: Thank you. And Mr. Chairman, I would like to thank Ms. Webdale for her compelling testimony. You've been extremely helping because it puts a real life image to the problem that we're dealing with. I want to thank you.

REP. GEKAS: We would thank the gentleman. We turn to the lady from Texas, who's allotted five minutes for a round of questions.

REP. SHEILA JACKSON-LEE (D-TX): Thank you very much, Mr. Chairman, and thank you for the hearing. And, as well, let me acknowledge the ranking member, Mr. Scott, who every time I've offered an amendment in this committee dealing with the issue of mental health, I have enjoyed his support and commitment to the issue.

We would hope that the 21st century kanotes (sp) progress. But, let me cite some numbers for you that may have already been recited, but allow me to do so again. Studies show that in state mental hospitals in 1955, there were 560,000. In 1989, the number went down to 100,000. And in 1994, 71,000. Yet, the American Jail Association estimates that 600 to 700,000 people suffering from serious mental illness are being booked into jail each and every year.

Dr. Sharfstein, forgive me, are you psychiatrist? My question is, far better than I, what was this whole issue about deinstitutionalizing individuals and look where we are today? Would you just respond to that theory?

DR. SHARFSTEIN: Well, the state hospitals and --

REP. JACKSON-LEE: Let me just say, I am quite aware of the snake pit. And so, I fully appreciate some of the tragedies that went on. But, let me understand why we couldn't improve the conditions of treatment as opposed to embrace deinstitutionalizing and now we have them incarcerated in jail. And, I'm sorry for interrupting you.

DR. SHARFSTEIN: Right. Well, many of these state hospitals were snake pits and were not places where anybody would want to be. They were an example of tremendous neglect of the mentally ill. That was one issue.

But, I think that there was an increasing recognition, and there were studies to show, that most people who had their symptoms stabilized with these newer medications, and the psychosocial treatments, and they could leave the hospital. The issue then was could we put together community based services that met their needs?

So, I could give you many examples where in fact that has occurred. And today, if somebody developed a serious mental illness, there is much more opportunity for good treatment, for active follow up, and for a decent quality of life than there was 30, 40 years ago. There are many hundreds of thousands of people who are not in the criminal justice system who have experienced a mental illness, who have received treatment, and are doing well today.

Whereas 50 years ago, they would have been hospitalized in a state hospital and would have been there for months, if not years, in the hospital. So, there are two sides to this. There is a group of individuals, many of whom by the way are duly diagnosed. In other words, they have serious mental illness and substance abuse problems who have difficulty remaining in treatment. They are often discharged into communities that don't have the services that they need. They are not well served by the services that are there.

So, that's the group that we're talking about and that's the group that gets put into jail a number of times, not just, you know, for non-violent problems, as well as the few people who I think give the great majority of the mentally ill a very bad name and a lot of stigma to mental illness who are in fact violent in the context almost always of not being in treatment.

REP. JACKSON-LEE: I glanced at your testimony then, and I do want to thank my colleague, the congressman from Ohio, Congressman Strickland, for this legislation dealing with diversion courts and my work has been focused on the impact of mental illness on children and the utilization of juvenile justice courts for children when, in fact, I think they need 100 percent mental health services. But, do I hear you saying that we failed ourselves when we deinstitutionalize and did not provide sufficient number of these community mental health services and resources?

And Ms. Webdale, might I thank you. Obviously, your case is both enormous, and national, and tragic for your family. Do you see a problem with the individual having had an aggressive personality and behavior and not being found in a system that he could have been kept off the streets to protect others and as well get treatment? Is that what I'm hearing you saying, that you would not have been opposed of him having, it's just that he was out?

MS. WEBDALE: He was treated many times. He was in and out of mental institutions for 10 years.

REP. JACKSON-LEE: When I say treated, kept in the institution and treated.

MS. WEBDALE: Right. Actually, he was in Creedmore (sp), a high security facility, for several years. And in fact, about a year before he killed Kendra, the short term care facility that he was in recommended to Creedmore that he be hospitalized as an inpatient. However, they didn't have a bed available. So, they put him on a waiting list and they actually did all the paperwork and he was prepared to be transferred to Creedmore.

Unfortunately, his insurance ran out. So, when he wanted to leave his short term care facility, he basically had to just walk out the door. He voluntarily signed himself in. So, despite the fact that he was violent, and non-compliant, he could voluntarily sign himself out of that facility. The hospital had the option of keeping him in by going to court. However, they decided not to do that and therefore, he was back on the streets with absolutely no case manager, no medication, and no care whatsoever.

REP. JACKSON-LEE: Thank you very much. I'm sorry for your tragedy. Thank you.

REP. GEKAS: We express our gratitude to this panel as well for the excellent testimony which they've offered and which will remain in the record for further examination by the committee. We excuse you with our thanks.

We invite the final panel to present themselves at the witness table. The final panel will examine the impact of the mentally ill on the criminal justice system. Donald S. Eslinger, the sheriff of Seminole County, Florida, and president of the Florida Sheriff's Association. Mr. Eslinger has 22 years of service with the Seminole County Sheriff's Office. He is a consultant and instructor for the National Sheriff's Association regarding community policing and related topic. Mr. Eslinger received his bachelor's degree from National Lewis University and is also a graduate of the FBI National Academy and the National Academy of Corrections.

Michael D. Schrunk is the district attorney for the County of Multnomah, Oregon. Is that correct, Multnomah?

MR. MICHAEL D. SCHRUNK: Yes, sir. It's Portland.

REP. GEKAS: Yes. Mr. Schrunk has served in this capacity since 1981 and he currently chairs the Regional Organized Crime Narcotics Task Force and is a member of the Multnomah County's Public Safety Coordinating Council. He received extensive experience in prosecution of criminal cases while in private practice representing plaintiffs and defendants in civil litigation and defendant criminal cases. Mr. Schrunk is a graduate of the University of Oregon Law School.

With them at the witness table is Dr. Rizdon (sp) Slate, a member of the Florida Board of Directors of the National Alliance for the Mentally Ill and president of the Polk County Chapter of the National Alliance for the Mentally Ill. Dr. Slate is an associate professor of criminology at Florida Southern College and is a current task force member of the Polk County, Florida Public Safety Coordinating Council where he is involved in monitoring a mental health grant aimed at diverting the mentally ill from jail. Dr. Slate received his bachelor's degree from the University of North Carolina. His masters degree from the University of South Carolina and his doctorate from the Claremont Graduate School.

The Honorable Jim Cayce is now a part of this panel. He is Superior Court judge in King County, Washington. Judge Cayce is it, or Sayce?

MR. JIM CAYCE: Cayce.

REP. GEKAS: Cayce, spent nine years as a partner in a private practice law firm prior to his appointment to the District Court bench in 1989. He chaired a community planning task force to explore the feasibility of creating a Mental Health Court in King County, which would later be implemented in February of 1999, only the second kind of its genre in the United States. He presided over the daily Mental Health Court calendars until his appointment by the governor and the Superior Court in July of 2000. Judge Cayce received his bachelor's degree from the University of Washington and his law degree from the University of Puget Sound.

Reginald Wilkinson joins the panel, secretary of the Ohio Department of Rehabilitation and Correction and vice president of the Association of State Correctional Administrators. Dr. Wilkinson has served in many capacities since joining the department in 1973, including superintendent of the Corrections Training Academy and deputy director of prisons. He is the past president of the American Correctional Association. He received his bachelor's and master's degrees from the Ohio State University and his doctor of education degree from the University of Cincinnati.

Our final witness is of special interest to the chair since he is a Pennsylvania state senator, a post which I held prior to my coming to the Congress of the United States, and I note that the gentleman, Senator Thompson, has served as vice chair, or chairman of the Law and Justice Committee of that body, a body commensurate with the Judiciary Committee, which I served when I was in the Senate of Pennsylvania.

But, he has gained greater distinction in his present capacity because he serves on a committee, and he's vice chairman of a committee, that is dedicated to the subject matter at hand for the eastern portion of the National Council on Government. So, he has dealt into this topic for a long time now and I'm proud that as a colleague in and of Pennsylvania and the Senate, that he graces our panel for the testimony that he is about to give.

We will begin in the order in which the witnesses were introduced with the same routine of offering each of the written statements to be accepted without objection for the record and to ask each to limit the time to about five minutes and we will proceed with the chief.

MR. DONALD S. ESLINGER: Thank you very much, Mr. Chairman, and members of the subcommittee. It's a real pleasure to be here. Congressman Scott, as well as the chairman, mentioned some numbers when we first began, they mentioned that about 96,000 local inmates are suffering from some type of mental illness. I suggest to you those numbers are staggering, but it's even more staggering to understand that over 10 million defendants are booked into local jails throughout the country. And this system truly creates an additional burden on the system.

For a variety of reasons, our local jails have become the mental health treatment centers of last resort. More often than not housing, and in some instances treating, more mental health consumers than the local community service providers itself. This transference of responsibility for treatment of mentally ill to the criminal justice system is not only ineffective and burdensome to an already overburdened justice system, it is also costly. On average, mental health offenders cost more to manage in jail, stay longer, and recidivate at a higher rate than any other inmate.

The criminal justice system lacks the necessary facilities and resources to effectively treat the mentally ill.

Further complicating an already difficult task is the lack of coordination and integration of the mental health services in our communities. Some of the problems in the systems are, for example, number one, at the point of contact in the field, most law enforcement officers are not trained to recognize and identify mental health factors. The lack of training combined with the lack of alternatives for disposition of an incident involving the mentally ill person often results in unnecessary entry into the criminal justice systems.

Number two, most jails lack the resources to adequately and timely screen for mental health problems of the defendants. Lack of training, insufficient access to mental health histories, and limited or no diversion options creates difficult management issues for jail personnel.

More often than not, inmates with mental health problems are released from jail without proper planning for discharge. The lack of planning is usually due to lack of formal linkage between the criminal justice system and the community mental health providers. As stated here today, there have been many acts of violence relating to mental health. In Seminole County has its own story as well.

On July 8th, 1998, Seminole County Sheriff's Office Deputy Gene (sp) Gregory responded to a disturbance call in a rural area of Geneva. Deputy Gregory, a 55-year-old husband, a father of three, and a seven year veteran of our organization, was shot and killed as he approached the residence of Alan Singletary (sp). Alan Singletary, a 44-year-old mentally disturbed individual whose family has sought help for years. After a 13 hour standoff, Singletary was also killed by members of our organization and two other deputies were wounded during this incident.

This tragic incident highlights many of the deficiencies in the mental health delivery system's calming in many communities. Lack of coordination of services, lack of resources, lack of information for the officer in the field, as well as at a scene of a crisis. However, an adequately funded, integrated mental health delivery system with the appropriate treatment, and case management, for the mentally ill could have made a difference in this situation.

As a result, we have formed a Mental Health and Substance Abuse Task Force. The membership in this task force includes Deputy Gregory's widow, Linda Gregory, and Alan Singletary's sister, Alice Petree (sp). We also established a Crisis Intervention Team, a comprehensive in jail mental health service delivery system, post booking diversion pilot program, which is a post booking diversion program. And by the way, Congressman Scott, the inmates pay for this. It's not a burden of the taxpayers of Seminole County. And, we have also started a medical security program.

While we have made great progress in addressing mentally ill mental health issues in our community, I truly believe that working together, and I ask this subcommittee, to look at the data collection process. A larger scope of data collections on the mentally ill in local jails is needed to take into account the bookings. In other words, in our facility, the population averages about 1,000 a day. But, we book in 18 to 19,000 annually that has an impact on our system. A national study is needed to assess the impact of deinstitutionalization of the mentally ill.

Pre-booking diversion pilot programs throughout the country could really have a positive impact on the Mental Health Courts. I think one of the most important elements, what I'm asking for here, is the coordination of community based and in jail services is necessary to ensure seamless continuity of care for a mental health offender and systems integration.

And, I ask the government to truly look at methods and funding to encourage local and state governments to get more involved in system integration. I would ask the subcommittee to give consideration on how the federal government can in fact assess the magnitude of this problem from a national perspective. And, I truly appreciate the opportunity to address this subcommittee. While these endeavors may seem overwhelming, I believe that working together at all levels of government, we can make a positive impact and truly enhance the quality of life of all Americans as a result. Thank you.

REP. GEKAS: We thank you. Mr. Schrunk.

MR. SCHRUNK: Mr. Chairman, and members of the committee, thank you very much for this opportunity, and let me state in advance, commend you for taking on this difficult task. It's been with us for a long time and I thank you for accepting my written testimony. Let me elaborate a little bit about being a local district attorney.

I'm Mike Schrunk. I've been elected local district attorney since 1981. I've sat at mental health hearings. I have tried people who were guilty but for insanity. I have processed people and like you, being independently elected, I've fielded numerous constituent phone calls as to what is going wrong with the system.

Portland is not unlike your community. It's not unlike large communities and small communities across the country. The criminal justice system in Portland, in Oregon, in the country is treating the mentally ill by default. For one reason or another, and you've had panelists up here explaining that to you, but the impact on the criminal justice system is enormous. You've heard the chief and the sheriff talk about the men and women on the street.

Let me tell you from a prosecutor's standpoint, America's prosecutors are good. We can make decisions to charge and we can prosecute and we can convict. And local sheriffs and corrections officials are very good at incarcerating people. But, I ask you, is that the right thing to do with the right population? And that's what we need to look at.

Let me tell you, after that officer on the street, he or she has made that difficult decision to book someone, the prosecution kicks in. We have to make a decision to charge, which is terribly important in the community. And we sometimes default to charge. It has to be a facts based decision.

We next face a decision to release. Once that person is charged and brought before a magistrate for arraignment, he or she is entitled, except in extreme cases, to release, recognescence, bail, some form of release pending trial or ultimate disposition. We need information. We need access to safe releases. We have to make a decision to release. We have to make recommendations to that magistrate.

Now, you think that's the end of it. But, we know in this system, 90 percent of the cases plead guilty. They go by way of guilty plea disposition, negotiation, whatever you want to call it. It happens. The men and women in the prosecutor's office need to have alternatives. We can go and panel a jury and convict, but that's not always right. We need to have options on what to do at trial, what options instead of trial. What options instead of conviction, be it diversion, be it deferred prosecution, be it a probationary sentence with mandated mental health.

And we, representing the people, need to have confidence in the mental health community that the mandates of the court, or a magistrate, will be carried out. Keeping in mind that we are trying to ensure public safety as one of our sworn duties.

Another party that has a dickens of a time is the defense. The men and women of the defense bar, they have a client who is difficult to deal with at best. And if mentally challenged, can be impossible to deal with without proper treatment. We find that this is sometimes almost impossible for a defense counsel, a deputy prosecutor, to get together with someone with a knowing understanding of the client, the defendant, the person now who has been charged, and to agree upon a resolution.

One of the advantages of being elected for nearly 20 years now is I know most people in my community. It's not uncommon that someone will come up to me on the street and say Mike, I just finished jury duty, what were we doing wasting our time with that loony? Now, that's a horrible sentence or that's a horrible word to use, but they're saying it. Isn't there something better you can do for that poor man or woman than take them to trial? And, that is what I think prosecutors are asking.

We need to be in a collaborative mode with the mental health community. We need to have options. We need to make some partial decisions. We need to be able to give the magistrate, the man or woman that is making the ultimate decision, some of those options.

I have submitted in the written testimony stories of two individuals, one that escalated completely out of control because of lack of treatment until it resulted in a very serious crime. That individual should be locked up and not let loose.

Another one who ultimately died. Sixteen different commitments, petty quality of life things. The red light is on, so I'll stop.

But, let me leave you with this, this population are arrested more often. They stay longer in our local jails and they will be back unless we do something. Thank you.

REP. GEKAS: We thank the gentleman and we turn to Dr. Slate.

DR. RIZDON (sp) SLATE: Thank you, Mr. Chair, Ranking Member Scott, and Ms. Jackson-Lee. It is certainly an honor to be here today and for you all to consider this very critical issue.

I'm going to tell you why I'm testifying today. I come at this issue from both sides of the fence, if you will. I'm a criminologist with a Ph.D. from Claremont Graduate School. I worked for two years as assistant to the warden at a maximum security death row facility in South Carolina. We had a psychiatric unit there as well. And then, I became a United States probation officer in 1986.

Shortly thereafter, I was diagnosed as manic depressive. I had a manic episode. In the span of two weeks, my wife left me while I was in the hospital, ultimately divorced me and I was asked to resign my position for medical reasons as a federal probation officer, which I did. But, you might imagine it took me a little while to brush myself off and pick myself up, but I did.

I went back to something that was very familiar to me, that was education. I had a master's degree at the time, so I started teaching at a community college. I started applying to the Ph.D. program. I was accepted and offered a full fellowship to the Claremont Graduate School in Claremont, California. I ultimately obtained a Ph.D. and all the while remained on lithium, the medication that holds my manic depression in check.

I went from California to Maine. I taught in Maine for four years, a full-time job, a criminal justice professor. And then, went from Maine to Florida. I took a job at Florida Southern College where I currently am now. And in taking that job, I had to look for a new doctor. I had been with doctors in five different states over an eight year period of time, from 1986 to 1994.

My new doctor decided I was not manic depressive. He took me off my medication. I ended up going to a football game in Columbia, South Carolina. And at that football game, I had a psychotic episode. I was manic again. This time, ultimately, and it's in the written testimony, I'll make a long story short, in essence, the police encountered me.

My wife was there holding the vial of medication saying my husband is a criminologist. He should be on this medication. His doctor took him off this medication. He needs treatment. He needs help. They took me directly to jail. I was placed in jail in Columbia, South Carolina. I was assaulted by correctional officers when they moved me to a strip cell and I was also assaulted by an inmate in Columbia.

The reason that I tell you this story, I mean the arrest has since been expunged, the whole nine yards, but the reason that I tell you this story is this, if this can happen to me, with a Ph.D. in criminal justice, with my knowledge and my background of the criminal justice system, it can happen to anybody and people are getting hammered right and left by this system and they have nowhere to turn.

The whole time I was in that jail in Columbia, I received no medical treatment, no medical attention whatsoever, and you know how I got out of jail? A United States probation officer that I used to work with back in 1986, he got wind of the fact that I was in that jail. He came down to that jail under no authority whatsoever. He flashed his badge and he said this guy is going with me. And guess what? The jailers were more than happy to relinquish me because they didn't know what to do with me.

He got me into treatment. I'm back on medication. Fortunately, I was working with a very understanding administration at Florida Southern College and I am a criminology professor at Florida Southern College right now. I'm fine on medication. I take my medication religiously.

But, something has to happen in terms of this process. There has to be better linkages between the criminal justice system and the mental health system. And, I will tell you now, that I would not be before you today if it were not for the love, support, and encouragement of my wife, Claudia Slate, and my mother, Virginia Slate, and for the grace of God because I could have died in that jail cell. And, I just think that (we need ?) to help straighten out this problem.

I've got an article in the attachments on Mental Health Courts that I did, but something must be done. And I'll close with this, Forrest Mann (sp) once said that in essence, an individual should be ashamed to die until they had done something for humanity, until they had won a victory for humanity. I know that you all here in Congress win victories for humanity often. But, I'm asking you to win this one for humanity because there are indeed, people are getting hammered out there, and you all have the legitimate authority to do something in this instance. And, I know that you can and it's the right thing to do. Thank you.

REP. GEKAS: We thank the gentleman. We turn to Dr. Cayce.

DR. CAYCE: Thank you very much. I also appreciate the opportunity to be here and address you today. And, as a representative of the third branch of government, we're always interested in doing this and always appreciate the opportunity, but we're not always unfortunately invited. So, I thank you and it's truly an honor, especially to be here at the federal level, addressing this important topic.

When I hear Rizdon, and I've heard this a couple times, explain his story, I wish I had the power to apologize to him on behalf of the judge that handled his case and the judicial system that mishandled him so poorly. Obviously, I don't have that power. What I would hope would happen if he, or someone like him, appeared in my Mental Health Court, or now the Mental Health Court that I started and I'm no longer at, that they would be treated differently, that he would come out of that setting with a new found respect for the justice system.

As someone who is passionate about justice, I actually get tired of hearing how our system is broken. I don't think it is. I'm proud of our justice system. I'm proud to be a member of that and I think it works very well and it's an effective system. I do agree that a significant failure of the justice system is when individuals with mental illness, for whatever reason, come before the criminal courts. The result often is a serious injustice. It's an injustice to those defendants who appear in our courts with a mental illness and it's an injustice to their victims.

I would like to focus some of my time on just telling you a little bit about a day in the life of a lower court judge. As I indicated, I am now in superior court, which is a court of general jurisdiction handling felony and civil cases. But, misdemeanor courts handle cases up to a year in jail as a maximum. They handle such things as DUI's, harassment, assault, domestic violence. They also handle traffic infractions, speeding tickets, parking tickets, small claims, sometimes civil cases up to a certain amount of jurisdiction.

We handle what are called routinely the rocket dockets. We have a high volume fast case fast paced business. On criminal calendars, for instance, arraignments may be in a two-and-a-half hour period, 100 people that have to come through the court. Likewise, pretrial hearings you've got a half day to handle between 25 and 40 individual cases. Sentencing calendars often exceed 30 cases in a half day. And, I'm actually finding that at the felony level, that's also the case. When you get to the trials, my last trial took 10 days, but those pretrial hearings are handled in a fast and a routine manner.

That doesn't work with individuals often who appear before the courts with a mental illness. Sometimes it works, but often it does not. In the other cases, I think we do a good job and I think it's adequate. But, for a variety of reasons, when we encounter individuals with significant mental illnesses, we need to slow down. We need to take individual time, attention. We need people in the system that have specific knowledge and training that are able to handle those individuals and their complex problems. We need access to resources to be able to address the root causes of the criminal behavior, if there is criminal behavior. And, we need people who care about doing business in a different and better way.

In addition to significant mental illness, a majority of the people who have come through the Mental Health Courts are facing homelessness, chemical abuse or addiction, usually no support from family members.

I haven't had in the 275 cases I handled, I don't believe one person had a spouse, or a significant other, very few had family members until sometimes we'd get them involved in treatment and the family would come back. But, we need to do business in a different and better way when it involves this class of individuals coming into our criminal court.

The good news is that there are better ways. There is various programs around the country that we can turn to. And as is evident today, there is a significant interest in change and I think we can overcome the problems by these collaborative efforts around the country. What we need is leadership at the federal, state and local level. We need motivation, and not from the tragic incidents which lead us to our Mental Health Court and many other programs, lead them to get the funding and the interest in doing business in a different way.

But, we need motivation from grants, from folks like you, from community members who are electing local officials. We need technical assistance, research and evaluation, and flexibility to implement programs that work at the local levels. And I see that my time is up, and I thank you very much for this opportunity.

REP. GEKAS: We thank you. We turn to Dr. Wilkinson.

DR. REGINALD WILKINSON: Thank you, Mr. Chairman. Thank you, Mr. Chairman, Ranking Member Scott, and Member Jackson-Lee, for having the opportunity to provide testimony on behalf of the Association of State Correctional Administrators, who represent directors of corrections for all 50 states, the Federal Bureau of Prisons, and the United States Territories. I enter my more voluminous testimony for the record.

To cut to the chase, in the not too distant past, many of the inmates with mental illness currently housed in correctional facilities would not be there at all. Many would likely have been committed to the custody of state or local mental health facilities. As it is, an estimated 283,000 adults, as was mentioned in Congressman McCollum's statement, adults are in jails and prisons have a diagnosable mental illness. That number is expected to grow. This makes those in my position, directors of corrections, de facto mental health directors as well as directors of correctional agencies.

There is no typical method for handling an individual with mental illness who commits a crime. In come counties in Indiana and Ohio, they are diverted to mental health facilities before sentencing. In areas of Florida and Washington they are guided to special mental health courts. In other jurisdictions, they are taken to jail where they may not receive the kind of care that they require. Finally, some individuals with mental illness are sent to jail and prisons where their illnesses are neither identified or treated.

Well, why do we want to do good mental health at all? Offenders who, first of all, have a constitutional access to mental health care while they're in custody of correctional agencies. Effective treatment makes our prisons safer and easier to manage. Ultimately, good mental health care in prison means better protection for the community and the thousands of persons who work in our facilities.

Ninety five percent of all prisoners will eventually leave the custody of correctional facilities. There is no such thing as locking people up and throwing away the key. And we want them to reenter our communities in better shape than when they left them. Above all, we must provide quality mental health care to offenders because it is simply the right thing to do.

Many of these individuals have complex disorders, which include substance abuse and mental retardation. Others have committed sex offenses and other violent crimes, so we must deal with the phenomenon of co-occurring disorders. Treating one disorder without addressing the other is sometimes futile. Correctional systems must be equipped to provide a holistic menu of programs, including alcohol and other drug abuse treatment, literacy, and much more.

Inmates with mental illness may also exhibit unpredictable and even violent behavior at times. They also may suffer from fears that others are trying to harm them. Often, their illness makes it difficult for them to follow prison rules and procedures. Sometimes their peculiar and inappropriate behavior creates animosity and intention among other inmates, which can lead to altercations or worse.

Some inmates with mental illness are perceived as weak and maybe be preyed upon or manipulated by stronger inmates. As such, they require a higher degree of staff supervision. However, many inmates with mental illness receive treatment and coexist as normally as possible in the prisoner population. Others require placement within a residential prison mental health facility or unit. Individual treatment plans are crucial for each prisoner.

Funding for mental health services to inmates is handled in various ways. Some are budgeted through the Departments of Mental Health while others are dispersed through prison system's medical budgets. Regardless of the method, paying for good mental health treatment is an ongoing struggle for correctional agencies. Currently, State Departments of Corrections receive technical assistance from some federal agencies, but none from agencies to disperse money for medical, for health care, or mental health care.

Even the very best treatment in prison will fall apart if it is not continued in the community upon release. This often results in the individual once again getting into trouble and finding his or her way back to the justice system.

Mood altering and stabilizing drugs often make the difference between an offender coexisting normally or committing serious harm. However, the newest and safest psychotropic drugs are extremely expensive and most correctional systems struggle with the high cost of prescribing these medications. There is a high probability that offenders who need psychopharmacology and do not take them will eventually re-offend.

If current public policy dictates that correctional systems are now catch all agencies for many person with mental disabilities, then correctional administrators must be given the resources to address the complexities of providing health care to offenders who suffer from such disabilities. It is clear that comprehensive medical care for offenders yield positive results. Offenders are better able to cope within the prison environment. Releasees stand a better chance of not recidivating. Employees are safer and fewer citizens are victimized.

Mr. Chairman, I applaud you and this committee for taking the time through this hearing to consider the kind of testimony that I have offered, and as well as my colleagues, and I stand available, as well as the members of our association, to assist in any way possible. I want to say that I appreciate the leadership of Senator Mike DeWine, and Congressman Ted Strickland, from Ohio for noting this most important mission for correctional and mental health agencies.

And finally, I would like to say there needs to be a better merging of the public health, and the public safety, agencies in this nation on all levels of government. Thank you very much.

REP. GEKAS: We thank the gentleman. We turn to our final witness, Senator Thompson.

SEN. THOMPSON: Thank you, Mr. Chairman. I appreciate that kind introduction. And also, I want to thank you on behalf of the members of the General Assemblies throughout the United States, Republican and Democrat, who are addressing this problem and trying to address this problem.

In a former life, I was a county commission in Chester County, Pennsylvania and had the responsibility of overseeing the mental health mental retardation people who were implementing the federal court order to deinstitutionalizing the mental facilities in Pennsylvania that was issued by Judge Raymond Broader (sp) as you will recall.

I also want to thank Mr. Scott, and Ms. Jackson-Lee, for being here to listen to us and also Chairman McCollum for calling this hearing to begin with. I am here to kind of bat cleanup for the panels that have been here so far. And, you heard some extremely touching testimony from some real strong experts in the mental health field and the field of criminal justice and in the field of corrections.

We as legislators have to listen to these concerns, and listen to these experts, as we develop legislation to be able to address the problem.

At the Council of State Governments, I have chaired an effort to bring representatives from all the key stakeholders together from across the country. And, similar to the objective of this hearing, our goal has been to exchange views and to try to come up with some recommendations.

And the level of frustration that these individuals shared regarding the problem really impressed those of us who are lawmakers. Crime victims wanted to know why the state and local governments haven't taken action sooner. Local law enforcements, and prosecutors, and judges believe that they were wasting a proportionately large percentage of their time and resources on individuals who should be treated in other fashions. Corrections administrators resented the criminal justice and mental health had advocated their responsibility for this population leaving the resources for prisons and jail officials to manage this difficult and very expensive population.

And, lawmakers across the states have learned that warehousing some categories of mentally ill offenders in jail our prison is practically speaking a budget buster. Corrections in Pennsylvania rank third behind only education and public health and welfare in the current general fund budget and that area has grown dramatically in the last few years.

While they may have different views on the problem, and different perspectives at looking at that problem, they all seem to agree on two issues. I think everyone who has been here today agrees on two issues. Many individuals are swept into prison or jail because of their mental illness and are there because there are no resources available within the community to hold these individuals accountable or to develop a proper treatment plan.

In addition, there are violent offenders with mental illness who should be incarcerated. We failed to equip the corrections administrators with the resources to identify these inmates. As a result, many times these inmates return to the community in far worse shape than they were when they entered the door.

Translating the consensus that has been developed by these experts into programs, and policy, and legislation will be tricky. One size won't fit all. Each of our states and counties have different needs. In short, we need teamwork and cooperation. Teamwork and cooperation among federal, state and local governments to solve the problems. There's excellent precedent for this.

Under the leadership of Chairman McCollum, and Congressman Scott, a juvenile crime bill has been developed which recognizes the differences between the juvenile justice system and effectively encourages holding juvenile offenders accountable for the delinquent behavior.

The bipartisan leadership of this subcommittee, with Congressman Strickland, Senators DeWine, Kennedy, Wellstone and Domenici, make us optimistic that Congress will assume a similarly constructive and vital role in the question of mentally ill offenders.

The role of federal agencies, and the role that they have assumed, is equally encouraging. We have had extensive assistance by the Department of Health and Human Services, particularly the Center for Mental Health Services, and that recites their understanding of the problem.

And, we have had technical support by the Office of Justice Programs and the Department of Justice, which has helped us to begin to learn of some of the programs that have been developed by a number of jurisdictions across the country that have been successful.

You learned today, and heard today, of the frustrations about the impact of the mentally ill on the criminal justice system. We have a foundation at the federal government to work with states to begin addressing this problem and we have to all work together before another tragedy occurs. I thank you very much for your time.

REP. GEKAS: We thank you, Senator. The chair yields to itself five minutes for the first round of questioning. I remember very well when I was in the Senate of Pennsylvania, we developed, and later when I came to the Congress the same thing occurred, a special set of options on the conviction of someone of first degree murder in which where previously mental illness was an element in the case, the choices were limited to not guilty by reason of insanity and guilty period.

The alternative that we developed, which seems to have worked, is that if the law enforcement arena finds him guilty of the crime, and the mental health community finds him mentally ill, that we can render a verdict of guilty, but mentally ill, and thus incarcerate him in such a way that he would receive treatment for the mental illness. That seems to me, although it's a death case, or a first degree murder case, is the way that both sectors can hone in on a particular subject.

My question is, I'm curious to know whether anyone believes that that kind of sentencing could occur for a lesser crime and start to use both segments of the community forces, law enforcement who imprison and the mental health who treat can be done in other segments in the law. Yes?

DR. SLATE: What I would see as a possibility would be the idea of perhaps withholding adjudication, particularly if we're talking about minor types of offenders who may be mentally ill and their mental illness caused the event to occur. Perhaps you could withhold the adjudication and have a conditional release saying that if you will comply with your medication, if you will go to therapy, if you will do this, that and the other, then we will consider ultimately dropping the charges that we have against you. But, in essence, you could hold the charges over the individual's head to get them to comply to a certain extent.

REP GEKAS: Conditional release is what the lady was complaining of in the death of her sister, if you recall, the various releases of that individual who killed her sister. Wouldn't it be better to have a conditional imprisonment until we can determine that he could be better treated at a community related system or in a mental hospital rather than to go the other way?

DR. SLATE: If I'm not mistaken, I believe her situation was mostly in the treatment venue and the situation that you were posing, as I understood it, would be that there would have been some sort of criminal violation that has occurred so in essence you could hold over the individual's head the criminal charges. And, if they did not comply with whatever the conditions were, then you could in essence say okay, we'll just put you in jail if you're not going to comply.

REP. GEKAS: But, we do that now.

DR. SLATE: Well, not everywhere.

REP. GEKAS: Does someone else want to venture an opinion?

MR. SCHRUNK: Mr. Chair, Mike Schrunk. Exactly what Pennsylvania does, many states are the guilty but insanity plea or finding by a jury will sentence. In Oregon, we call it the psychiatric security review board for a like period of time if they were being incarcerated. So often in many of the cases that I think we in this panel are dealing with, and you heard reference to not the high end felony, but to the low end perhaps felonies that the misdemeanors, and the quality of life, their mental illness doesn't rise to the level where they would be qualified for not guilty but for insanity or guilty but for insanity.

So, what happens, they're in a never never land. No one would disagree that they have a mental disability or a mental illness. Their quality of life crime, were they convicted for it, it's the ones you hear the horror stories. In some of the written testimony, where over a five or 10 year period, someone has been arrested 62 times and it's just, you know, a slap on the wrist, 30 days, 30 days, 30 days and they're continually back in chewing up resources.

And so, where you're talking about is absolutely right, on the violent felony. And that has proved successful in a number of states. But, the other area where Dr. Slate is talking about, many people have experienced with a deferred prosecution, a diversion, or a straight probation. And perhaps Judge Cayce would be a good person to respond.

REP. GEKAS: Judge Cayce.

DR. CAYCE: I was going to comment, first at the felony level what had happened in Washington was basically at some point the legislature says these judges don't know what they're doing and we're going to tell them what they have to do at sentencing and it's basically X number of years in prison.

And they took away our discretion to impose affirmative conditions and now they're backtracking and giving us some of that discretion so that we can do some of these innovative things.

At the misdemeanor level, we have always had complete discretion to impose any kind of affirmative conditions we wanted, which enables us to do things like the Mental Health Court. And, some of the people, many of the people, that we see have pages and pages of rap sheets, violent and non-violent offenses. But, all of them are going to be out of jail, no matter what, at the misdemeanor level, within a matter of weeks or months.

So, is it better to get them into treatment, case management services, probation services, and get them stabilized or is it better to just lock them up, no treatment basically, unless they voluntarily take medications, and then have them released with no services? We found, and I think that the research shows, that it's effective to get them out of jail up front and get them into community treatment with the court supervision in appropriate cases.

REP. GEKAS: The time of the chair has expired. The gentleman from Virginia is recognized for five minutes.

REP. SCOTT: Thank you, Mr. Chairman. Mr. Eslinger, you indicated that on the question who pays for the services, the inmate pays for the mental health services. Do you have any, does anyone have authority to make the inmate pay for those services?

MR. ESLINGER: Well, we pay for it out of our phone revenues. When inmates use telephone services in our facility, we collect X amount of dollars.

REP. SCOTT: Yeah, we were talking about those phone call rates in another hearing. (Laughter.) That's another forum.

MR. ESLINGER: Actually, I think it's only 28 percent by the way. But, we collect those monies and put it back in the general fund and ask the commission to specifically fund these mental health services.

REP. SCOTT: So, when the inmate gets services, you don't have to order them to pay anything additional?

MR. ESLINGER: No. However, we do charge booking fee, a $10 booking fee, $2 assistance fee, as well as co-payments for some over the counter medication, as well as some other services that we provide. We do charge for that.

REP. SCOTT: If an inmate is released at the end of his sentence, do you have any authority to require follow up?

MR. ESLINGER: No, we do not. However, we have developed this partnership with community mental health that we do have a plan, a discharge plan, for that particular inmate. And this isn't just for end of sentences, but this is also a pretrial inmate. Many of our clients, many of the inmates, are pretrial inmates. So, we do have a plan in place and the individual then, information is given to the deputy sheriff who works what we call the community service area. So, not only does mental health, but the neighborhood deputy checks on the well being and ensures compliance, as well as any other supervised sanctions, like a county probation or Department of Corrections probation officers.

REP. SCOTT: Now, do these inmates within their sentence, do you provide, I mean, is that a voluntary situation where they can do it if they want? Most do because they know the need the services?

MR. ESLINGER: Most do, yes. We currently have no sanctions in place other than supervised court ordered sanctions to ensure compliance to this. Now, if a judge obviously, the courts get involved, then obviously we have the ability to enforce that.

REP. SCOTT: Mr. Schrunk, we haven't gone into as much as I guess we need to, the right of people not to be forced into things they don't want to do. I mean, you can't make somebody get services if they don't want services.

MR. SCHRUNK: Yes, sir. That is correct.

REP. SCOTT: And I understand if you don't have a conviction, you don't have any authority to order them to do anything.

MR. SCHRUNK: That is absolutely correct.

REP. SCOTT: And if you've vindicated, and you get the guilty plea negotiation, and somebody mentioned if you get guilty plea negotiations for the cases coming through, and they get the routine sentence that everybody else gets for similar types of crimes which involve a fine or time in jail, and when they get it, they get it and that's what they get, you don't have authority to add on to that some more unless they want to accept it as part of the plea or you go to court and let the court try the case and impose that kind of sentence?

MR. SCHRUNK: We do have that authority on a negotiated plea where we have the information. That's one of the breakdowns of the system. The mental health and the justice systems don't always communicate properly and exchange information. There are valid reasons for it.

REP. SCOTT: That means all you've got is a charge and you don't know anything else. They accept a 30 day and you run it through. Then, you find out that there's some mental health problems.

MR. SCHRUNK: That is correct. If we --

REP. GEKAS: Would the gentleman yield?

REP. SCOTT: I yield.

REP. GEKAS: But, doesn't in those kind of cases after someone is found guilty in a jury trial, shall we say, that the judge before imposing sentence puts the case in the hands of a probation officer to report back as to whether there exists any mental illness, or other family problems, or chronic medication problems or those kinds of things, so that the sentence will take that into consideration?

MR. SCHRUNK: Yes, sir.

REP. GEKAS: Is that done on a routine basis?

MR. SCHRUNK: Yes, sir. That is if the charge is serious enough.

REP. GEKAS: That's where we go --

MR. SCHRUNK: And where we're dealing with literally of thousands and hundreds of thousands a year that cycle through, cycle through, there simply isn't time, and perhaps another person at this table would be the probation department for further hearings and some of the difficulties they have. But, yes.

And Mr. Scott, you are absolutely correct. Once a conviction is obtained, within certain parameters, a magistrate, a sentencing judge, can impose conditions and can require mental health treatment.

REP. SCOTT: As a condition of probation? If you give 30 days plus a probation condition then you can level on the conditions?

MR. SCHRUNK: You can condition and we try and leverage the clout of the plea. And again, I defer to my colleague, my judicial colleague here, Judge Cayce at the table, to talk about that. But, it is not always as easy as it sounds to mandate medication. And frequently, you'll find people that are acting out committing criminal acts with a pocket full of spills. That's been the extent and the constant. And here's a 30 day supply and it's a sad situation. We need a collaborative effort.

REP. SCOTT: Can I ask Judge Cayce just to follow up?

REP. GEKAS: The gentleman is granted another minute because of the chair's interference. (Laughter.

)

REP. SCOTT: Thank you. And could you add to that your authority to order mental health treatment? If the defendant doesn't have any money, can you order the Department of whatever to provide the services?

DR. CAYCE: We can in King County District Court through the Mental Health Court because the county has said we're going to fund treatment for every defendant who comes through that court if they're clinically eligible. We don't care about financial eligibility. If the state and federal government aren't going to pay for it, then we are. So, yes, we can because there's a pot of money available. No, if they don't have the ability to pay for treatment, we can't order that they get it and then punish them for not getting it when it was in fact the lack of ability to pay was the reason that they didn't get the treatment.

The cases that you identified, the quality of life cases, are the ones that are difficult because it's not a crime to be mentally ill and it shouldn't be a crime. And, if the incident for which they're before the court warrants a day in jail and the case should be closed, then we shouldn't impose a day in jail and then all these other conditions on top of it. We should be providing them opportunities for treatment, but we shouldn't punish them because of the mental illness that' presented.

And that's why it's the criminal justice response to this problem, but it alone is not enough. Other people have to step forward and provide assistance as well.

REP. SCOTT: Just for clarification, do you run a Drug Court in your county?

DR. CAYCE: We have a Drug Court at the felony level.

REP. SCOTT: And do you have a Mental Health Court?

DR. CAYCE: Yes, at the misdemeanor level.

REP. SCOTT: At the misdemeanor level.

DR. CAYCE: It's a separate court.

REP. SCOTT: Now, do you have a evaluation that can show that the Mental Health Court actually reduces crime and recidivism? Has your program been evaluated?

DR. CAYCE: It's in the process of an evaluation. The initial evaluation is going to be out within a matter of days. In fact, the executive summary is attached to the material that I provided. And yes, it does show that the people who have come through the court are receiving more treatment are receiving fewer arrests and fewer criminal convictions. There is going to be a longer term outcomes evaluation. It's a two to three year process and we hope as well as this the results are positive.

REP. SCOTT: Thank you, Mr. Chairman.

REP. GEKAS: I thank the gentleman. The lady from Texas is recognized for a period of five minutes.

REP. JACKSON-LEE: I thank you very much. I hear a resounding and singular theme, which is collaboration, integrated systems, larger picture and I thank you for your honesty and straightforwardness. We happen to be in the Crime Subcommittee of the House Judiciary Committee. But, we use a terminology here, and Senator you may be aware of it, omnibus. It may be that we need an omnibus approach. I know there are several legislative initiatives that seem to approach that, but let me pose my dilemma.

Mr. Schrunk, if I could just briefly get from you, I was waiting for you to finish the 16 different committals person's end story who died. Could you just briefly tell me what happened with that individual?

MR. SCHRUNK: Originally, he was arrested 41 different times, convicted of quality of life crimes, trespassing, public indecency, urinating in a park, you know, the things --

REP. JACKSON-LEE: Misdemeanors?

MR. SCHRUNK: Misdemeanors. Nothing that, as Judge Cayce said, you get a day in jail, or two days in jail. At no time did we have the resource or availability to put him in with any leverage in the mental health system. He ultimately was arrested the last time and died in jail an old mentally ill individual. A sad, you know, commentary on this human being's life. There are others like that. Officers on the street will tell you of the continually arrest recycle rate.

REP. JACKSON-LEE: So, we're missing the continuum of care. Let me then pose this question then and my dilemma. And, I do want to thank the National Alliance for the Mentally Ill, of which you are a board member locally or nationally, but I do want to thank you. And, the National Mental Health Association, along with many other advocates that have sometimes been in the desert advocating on these issues. But, here's my dilemma.

I practiced law in the area of mental illness committal and would have to visit my clients in the settings that they would be in. Some of them would be in community health centers and they were in various states of consciousness and reality. To Dr. Slate, I would fight the ultimate fight to have you released. There is a question that weaves throughout this of the due process question and the inability to, or the lack of the approach, to involuntarily commit. And you were in a situation where you were almost a hostage.

On the other hand, I think that Kendra's case warrants my fight for that person to be committed against his will. As I understand it, something about insurance, how outrageous, he walked away, nobody did anything about it and a tragedy occurred. How do we answer that dilemma? I like the New York law that says that if you don't follow treatment, I think Mr. District Attorney, you were talking that, then you're involuntarily committed. We've had these circumstances where the client says I'm not going to stay and we're in a dilemma and it's frustrating and it's difficult and the families are threatened.

And so, go at it gentlemen who are on this panel, to answer that and then I'd like Dr. Wilkinson just to tell me, do you really want these people? My concern was we deinstitutionalize. We feed it to the snake pit. We didn't do anything about fixing the snake pit and we put them in jail. I don't know Dr. Wilkinson, but I'd appreciate your leadership. Do you want them?

So, my first question, maybe Dr. Slate will take me on on the due process question, and still find room in his heart that there should be involuntary commitment for people who refuse their treatment because I'm trying to save lives and I'm also trying to build up lives of the individuals who needed treatment. And, I guess then it falls on us. We need to provide the dollars for that kind of treatment. Dr. Slate, thank you.

DR. SLATE: Ms. Lee, I will definitely not take you on, that's for sure.

REP. JACKSON-LEE: Please feel free. (Laughter.)

DR. SLATE: I will say that, as I'm sure all of the members of the subcommittee are aware, there's a crucial balance here between individual liberties and treatment and also the protection of society. And I guess that's why you all are sitting over there and you have to make these hard decisions and we're sitting over here.

But, I can say this, that while there are various mechanisms in place, and I am familiar with Kendra's Law, if you will, in New York. There are some other means as well to address it such as the concept of myself right here. I know I'm mentally ill. There's no question about it. I could essentially establish a guardianship where I put in a legal document my mother, my wife, my doctor, whoever I want to name, and essentially say these people are close to me. If they start seeing that I am having a problem, then they can get me into treatment even if I say I don't want to be in the treatment.

And the reason being is when you do have the manic depression as I do, when you are mentally ill, again that area of the brain is affected, you don't realize that you are acting abnormal often times. I certainly didn't until later on in retrospective.

Another thing that could be done, which is less perhaps forceful than what some people call forced treatment, is something called advanced directives where it's almost like a do not resuscitate clause and you can essentially say yes, I start to act in an abnormal fashion, then I give somebody else the right to get me into treatment. And, I don't know how you do that. I don't know how it works. I don't know what states have it. But, you might wear a band, or a bracelet, or something that would signify that if we train people to look for that sort of thing. But, what that does is it at least would give me, the mentally ill individual, some choice, some choice in the matter.

However, I certainly am aware of going the extra mile here in saying there may come a time when individuals should not have a choice because they don't know, you know, what is proper under the circumstances. But, I just want to leave it at that and I just offer those two suggestions.

REP. JACKSON-LEE: I'd appreciate Mr. Schrunk and Dr. Wilkinson be allowed to briefly respond, Mr. Chairman. I thank you for your indulgence.

MR. SCHRUNK: Let me briefly tell you from a prosecutor's standpoint, I believe that if we work together in a collaborative fashion, we can provide mental health services without depreciating individual rights. And, I think this is one of the areas that we got to work on. And so often, we have been driven to opposite sides of the room and we have not been able to get together.

Judge Cayce uses the word voluntary treatment in his Mental Health Court. You get an alternative. You can go mainstream in the criminal justice system or you can take the Mental Health Court route. That's one way. You've seen that successful in the Drug Court realm. So, I think that is a dilemma and I think it is doable, preserving patient's rights. Patient information confidentiality is another area that we need to really pull up our socks and do hard work on.

REP. JACKSON-LEE: Dr. Wilkinson.

DR. WILKINSON: Congresswoman Jackson-Lee, not only do I not want the inmates who are mentally ill, I don't want the 46,000 other inmates in our system neither. (Laughter.)

REP. JACKSON-LEE: We'll call you for another hearing. (Laughter.)

DR. WILKINSON: But, I'm not naove enough to know that we have to have the more predatory prisoners locked up and many of them need to be there for longer periods of time than what they are today, if not for the rest of their lives considering some of the crimes that they have committed.

And on the other hand, and Chairman Gekas has mentioned earlier, of what about those ones who have committed lesser crimes? Well, there are a number of options available, including at the court level, the treatment in lieu of conviction. And if that treatment plan has not been followed, then that person can be convicted of that crime and punished. I believe that person who are mentally ill who have committed crimes should be punished.

But, in some cases, the punishment for those crimes should be held in advance until the proper treatment has been sought because this is a public safety issue for me running a prison to have persons who are untreated running around with the rest of the general population.

We release in Ohio 53 percent of our entire admissions in less than a year's period. These are the people we have to focus on. These are the people who really need help and these are the people who are not getting help because of truth in sentencing because in many cases they are not obligated to be on parole. They are not obligated to be on probation. They are not obligated to go to a halfway house. But, instead they need the help of community mental health agencies and there is much more to this story, but I will end it here.

REP. SCOTT: Mr. Chairman, could I indulge your for about 30 more seconds?

REP. GEKAS: Without objection, the gentleman may proceed.

REP. SCOTT: Are you suggesting that the --

REP. JACKSON-LEE: Thank you.

REP. SCOTT: -- abolition of parole has resulted in an inability to deal with a lot of these problems? So, that if there was eligibility for parole, and you had that period of transition, and you had the fact that the person had to qualify and convince the parole board they're ready to go that that would be a better system than this half truth incentive thing?

DR. WILKINSON: Well, I think the whole system of indeterminate sentencing has not worked. You can have truth in sentencing and still have a period of post release supervision that will allow at least a transitional period of follow up for persons who have mental illness or mental retardation or other kinds of disabilities.

So, no, I am not advocating that we return, in many cases, to the traditional parole system, even though it still exists, but I have a problem with having no responsibility for follow up with persons at all once they're released from the custody of our correctional facility.

REP. GEKAS: The time of the gentleman has expired. Everybody's time has expired. (Laughter.) My heart has expired. I thank the members of this panel and I thank everyone who was involved in whatever way in this most informative hearing. We hope that it will breed results and more of the cooperation which everyone seems to desire. Thank you very much. This committee stand adjourned.

END

LOAD-DATE: September 26, 2000




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