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March 21, 2000, Tuesday

SECTION: PREPARED TESTIMONY

LENGTH: 7776 words

HEADLINE: PREPARED TESTIMONY OF IVAN LTKIN DIRECTOR OFFICE OF CIVILIAN RADIOACTIVE WASTE MANAGEMENT U.S. DEPARTMENT OF ENERGY
 
BEFORE THE HOUSE COMMITTEE ON APPROPRIATIONS SUBCOMMITTEE ON ENERGY AND WATER DEVELOPMENT

BODY:
 Mr. Chairman and members of the Committee, I am Ivan Itkin, Director of the Department of Energy's Office of Civilian Radioactive Waste Management. I appreciate the opportunity to present our Fiscal Year (FY) 2001 budget request to you and to discuss our plans for the scientific and technical activities at the Yucca Mountain site in Nevada.

Our FY 2001 budget request of $437.5 million is devoted to advancing our nation's policy for the long-term management of spent nuclear fuel and high-level radioactive waste. This request provides for the near- term completion of scientific and engineering work that will be the foundation for a Presidential site recommendation on whether or not to proceed with a permanent geologic repository at Yucca Mountain, Nevada. We are nearing this Presidential decision, which should occur in FY 2001. A recommendation of such national importance must be based on sound science. It must not only be accompanied by the documentation required by law, but must also inform our policy makers, our oversight agencies, and the public regarding the scientific basis for the decision. BACKGROUND

The Civilian Radioactive Waste Management Program, particularly the ongoing scientific and technical work at Yucca Mountain, is the cornerstone of . our national policy for the management of nuclear waste. Permanent geologic disposal not only addresses our management of spent nuclear fuel from commercial electric power generation, but it is essential to advancing our nonproliferation goals. A permanent disposal solution will secure highly enriched spent nuclear fuel from foreign research reactors. It will also provide for the disposition of surplus plutonium from dismantled nuclear weapons. In order to continue the operation of our nuclear-powered naval vessels, a permanent geologic repository is necessary for the disposition of spent nuclear fuel from our naval reactor program. Finally, a permanent geologic repository is vital for cleaning up the legacy of our past nuclear weapons production at sites throughout the country.

Over the past few years, the Department has made significant progress toward a recommendation decision on a permanent solution for spent nuclear fuel and high-level radioactive waste. Construction of the Exploratory Studies Facility has afforded us almost five years of direct examination of the geology underneath Yucca Mountain. From this study, our scientists and engineers, including world experts from our nation's universities and from our national laboratories, have advanced our understanding of a potential repository system. This understanding has led us to further focus our investigations, responding in part to the Nuclear Waste Technical Review Board and other experts.

This year, we will complete niches and alcoves in the cross-drift tunnel that will assist us in developing a more complete three- dimensional model of the geologic formation that might house a repository. For nearly two years, we have gathered and integrated data input from the cross-drift tunnel into our performance models to refine our predictions of repository performance. We continue to conduct the largest thermal test of a geologic formation in the world. This test, commonly known as the drift-scale test, assesses how long- term exposures to heat from waste packages might affect the hydrology and near-field environment within tunnels that may be constructed within Yucca Mountain. This work will help determine the effects of heat on waste package performance and assist in the further refinement of repository designs that must be accomplished as we move toward potentially licensing a repository, if the site is recommended for development.

Since the enactment of the Nuclear Waste Policy Act in 1982, our nation has made a substantial investment in permanent geologic disposal. Over $4 billion has been committed to the scientific and technical work at Yucca Mountain. After almost 18 years of cutting- edge science and engineering, we are very close to making a recommendation regarding the suitability of this site for further development as a repository.

SUMMARY OF FY 2001 APPROPRIATIONS REQUEST

The FY 2001 budget request is $437.5 million for the Office of Civilian Radioactive Waste Management. This request includes a funding level of $325.5 million from the Nuclear Waste Fund appropriation, and $112 million from the Defense Nuclear Waste appropriation.

The FY 2001 budget request of $437.5 million is devoted principally to the activities that are most important to support a determination of whether the Yucca Mountain site is suitable and should be recommended for further development as a permanent geologic repository. A Secretarial decision on whether or not to recommend the site to the President is expected to occur in FY 2001. As required by Section 114 of the Nuclear Waste Policy Act, a recommendation by the Secretary to the President will be accompanied by documentation that provides a comprehensive basis for that recommendation.

The FY 2001 budget request is 25 percent greater than our FY 2000 funding level of $351.2 million. This increase reflects the program's effort to address the remaining work that is necessary for a site recommendation. This remaining work was described in substantial detail in the December 1998 Viability Assessment. The FY 2001 request is also necessary to achieve to the work schedule published in the Viability Assessment. Regaining momentum with the FY 2001 request will enable the program to meet its obligation to be responsive to emerging scientific issues, such as those raised during our extensive ongoing interactions with the Nuclear Waste Technical Review Board and the Nuclear Regulatory Commission. The FY 2001 budget request also provides the foundation, again as described by the Viability Assessment, to begin the activities necessary to submit a license application in the following fiscal year, if the President recommends and Congress approves the site for development as a repository. Our approach to address these issues with the Board and the Commission as we proceed toward submitting a license application, is provided in our recently issued and updated Program Plan (Revision 3).

From the FY 2001 budget request of $437.5 million, we have proposed allocating $358.3 million, an increase of 27 percent above the FY 2000 allocation, to the Yucca Mountain Site Characterization Project. For activities under the purview of the Waste Acceptance, Storage, and Transportation Project, $3.8 million is allocated. For essential program management and integration functions, including those that are required to support a quality assurance program in accordance with Nuclear Regulatory Commission regulations and to finalize the Environmental Impact Statement that must accompany a site recommendation, $75.4 million is allocated. In addition, we plan to continue our commitment to further streamline overhead functions.

Consistent with the Department's contracting policy regarding management and operations contracts, and in conformance with direction provided in the enacted Energy and Water Development Appropriation, in FY 2001 we are recompeting our management and operations contract.

The program's current management and operations contract was awarded in 1991 and will expire in February 2001. We expect to award a follow- on performance-based contract in FY 2001. With full support of our FY 2001 request, we expect to successfully recompete and achieve our milestone for the decision on site recommendation. Within each budget element, we have allocated funds for contractor transition to ensure continuity of the technical work during FY 2001.

Also in FY 2001, the Program will work closely with the Russian Federation to address radioactive waste management strategies. A new initiative to advance the Department's nonproliferation objectives with Russia is included in the Departmental budget request for the National Nuclear Security Administration. The funding requested for that initiative would be co-managed by the Office of Civilian Radioactive Waste Management and the Office of Non-Proliferation and National Security. We will address issues related to spent nuclear fuel storage and disposal through cooperative activities under bilateral agreements that we are developing with the Russian Federation.

PERFORMANCE MEASURES

Our request reflects the funding that will be needed to enable us to meet a most critical performance measure: maintaining the schedule to begin waste acceptance by 2010. This has been the Department's goal since 1989. The Department takes seriously its obligation to accept commercial spent nuclear fuel, as well as the need to provide a permanent disposal solution for defense spent fuel and other government-owned high-level radioactive wastes.

Our measures for FY 2001 are: issuing the Final Environmental Impact Statement with the site recommendation decision in FY 2001; and continuing to prepare a license application to the Nuclear Regulatory Commission for submission in FY 2002, contingent on a site recommendation by the President and designation of the site by Congress.

FY 2001 ACTIVITIES

I would now like to describe in more detail our FY 2001 objectives and how the funding requested in our budget request will support our activities. I have, as an attachment to my testimony, provided a summary of the program's accomplishments in FY 1999 and our ongoing activities this fiscal year.

YUCCA MOUNTAIN

In FY 2001, the funds allocated to the Yucca Mountain Site Characterization Project will be used to advance the work identified in the Viability Assessment. This work includes addressing the remaining uncertainties by studying the presence and movement of water through the repository block, the effects of water movement on the waste package, and the effects of heat from the decay of radioactive materials inside the waste packages on the site's geologic and hydrologic behavior. In addition, the program is addressing some of the design and engineering work suggested by the Nuclear Waste Technical Review Board. Through our work activities, we will: Complete the necessary scientific and engineering work for the characterization of the Yucca Mountain site. Update the total system performance assessment of Yucca Mountain, supporting the development of a site recommendation and integrating process models refined to reflect our current understanding of the geology, hydrology, and geochemistry within Yucca Mountain. Issue the Site Recommendation Consideration Report to inform all parties about our evaluation to date. Hold public consideration hearings, before the Secretary decides whether or not to recommend the site to the President. Issue the Final Environmental Impact Statement for a Geologic Repository for the Disposal of Spent Nuclear Fuel and High-Level Radioactive Waste at Yucca Mountain, Nye County, Nevada. Continue and increase our efforts to support the preparation of a high quality, complete, and defensible license application to the Nuclear Regulatory Commission if the President recommends the site in 2001.

The plan for FY 2001 and beyond reflects the evolution of the project emphasis from scientific investigations to data synthesis, model validation, repository and waste package design, safety analysis, and documentation. The program's near-term priorities upon completion of site characterization will be to enhance and refine repository design features and to develop the remaining information required to continue to a license application if a decision to recommend the site is made.

Our budget request for Yucca Mountain is allocated under the following project elements: Core Science, Design and Engineering, Licensing/ Suitability/Performance Assessment, Environmental Review under the National Environmental Policy Act, Operations/Construction, External Oversight and Payments-Equal-to-Taxes, and Yucca Mountain Project Management. The activities planned under each of these categories are described below.

Core Science: Core Science includes: collecting site characterization and performance confirmation data from the surface and subsurface; performing laboratory tests; monitoring and collecting environmental data; formulating scientific hypotheses; modeling individual and combined natural processes; compiling scientific information for technical data bases; and writing scientific descriptions and analyses used to document results and findings.

The FY 2001 allocation of $69.4 million to Core Science is a decrease of two percent ($1.2 million) below the FY 2000 funding level. In FY 2000, we began to concentrate on data synthesis and documentation, model updating and validation, and definition of performance confirmation activities, reflecting our plans to complete site characterization. In FY 2001, we will complete our effort to acquire and analyze site characterization information needed to reduce the scientific uncertainties identified in the Viability Assessment, prior to making a suitability evaluation site recommendation decision, and if appropriate, submitting a license application. In the coming years, Core Science activities will focus on confirmatory testing supporting a license application. Specific activities will focus on testing in the Exploratory Studies Facility, including the cross-drift and the drift-scale heater test; confirmatory field-scale tests; modeling; environmental, safety, and health compliance; and environmental monitoring and mitigation activities.

Within the Exploratory Studies Facility, we will continue the long- term drift scale heater test that began in December 1997. This test will allow us to determine how the rock and fluids in a repository system will behave over the long-term in the presence of heat generated by radioactive decay of the emplaced waste. We will continue testing in the cross-drift to collect data on hydrologic properties of the repository horizon. For example, we will study fracture-matrix interaction and fracture flow properties, particularly of the lower lithophysal unit where approximately 65 percent of the emplacement drifts are expected to be located.

We continue to incorporate test results into geologic and hydrologic process models. These models underlie the total system performance assessment models that support both the site recommendation and license application. Confirmatory data collection and long-duration testing will continue.

The FY 2001 budget request includes $10 million for a cooperative agreement between the Department and the University and Community College System of Nevada (UCCSN). The agreement started in FY 1999 and will continue into FY 2002. The cooperative agreement provides the public and the Yucca Mountain Project with an independently derived body of scientific and engineering data concerning the study of Yucca Mountain. Under this agreement, UCCSN will perform scientific and engineering research and will foster collaborative working relationships between government and academic researchers.

Design and Engineering: Design and Engineering includes three major areas: waste package development, repository design, and systems engineering. In turn, waste package development includes two distinct areas: design of the waste package, and testing of waste forms and waste package materials. Repository design also includes two areas: subsurface and surface facilities. Systems engineering coordinates all aspects of design, construction, and operations to ensure that designs meet all requirements and that facilities are fully integrated.

The FY 2001 allocation of $111.2 million to Design and Engineering is an increase of 68 percent ($44.9 million) above the FY 2000 funding level.

This FY 2001 funding level will allow the program to resume design work that was deferred due to budget shortfalls that forced the program to focus efforts on site characterization. As part of a natural design evolution, we will continue to refine the repository and waste package design features beyond the concept that was evaluated in the Viability Assessment. Our activities in this area will focus on providing the basis for decisions and advancing the designs consistent with the regulatory requirements for a license application, if the site is recommended. Program scientists and engineers will analyze the design features in a total system performance assessment that incorporates updated data from core science activities and process models. In part, the increased FY 2001 allocation addresses requests and recommendations made by the Nuclear Waste Technical Review Board and the Nuclear Regulatory Commission for further design enhancements and details. This work is necessary to develop a repository and waste package design suitable for a site recommendation and, further, evolving to a license application design.

Licensing/Suitability/Performance Assessment:

Activities under Licensing/Suitability/Performance Assessment encompass compiling the technical documentation that serves as the basis of a suitability determination and a possible recommendation to proceed with developing the Yucca Mountain site. If the Yucca Mountain site is recommended by the President and Congress, for further development, the program will refine and subsequently document its work to shift the focus toward addressing the licensing expectations of the Nuclear Regulatory Commission. Assessing the performance of a repository system at Yucca Mountain is critical to both a site recommendation in FY 2001 and any subsequent licensing activities.

The FY 2001 allocation of $85 million to Licensing/Suitability/Performance Assessment is an increase of 38 percent ($23.6 million) above the FY 2000 funding level. The culmination of the program's site characterization efforts is to prepare the documentation required under the Nuclear Waste Policy Act to support a decision on whether or not to submit a site recommendation to the President. In support of a recommendation, the program's focus for early FY 2001 is to complete the Site Recommendation Consideration Report. This report will present general background information and descriptions of the site characterization program and the site. It will also include descriptions of the repository design, the waste form and waste packages, a discussion of data related to the safety of the site, and a description of the performance assessment of the repository.

The Site Recommendation Consideration Report and its supporting documents will be made available to the State of Nevada, the Nuclear Regulatory Commission, and stakeholders in FY 2001. The program will then focus its efforts on addressing their comments and views. Public hearings will be held in the area around the Yucca Mountain site. We also expect to receive comments from the Nuclear Regulatory Commission, and views and comments from the Governor and legislature of Nevada. These comments and our responses will be part of the basis for a site recommendation presented to the President.Assessing how a repository system at Yucca Mountain might perform is critical to a decision regarding whether to recommend the site. The performance assessment of a repository system at Yucca Mountain will be refined to incorporate advances in the program's scientific understanding of the natural systems at Yucca Mountain, and to integrate refinements in waste package and repository design. Even after a suitability evaluation and site recommendation decision is made, performance assessment iterations would continue to address the licensing expectations of the Nuclear Regulatory Commission and to present the program's understanding of how a repository will perform at limiting human exposure to radionuclide releases.

The license application technical data used for a repository and waste package, design, total system performance assessment, and models for site processes and conditions, must be traceable and electronically retrievable in accordance with the Commission's regulation 10 CFR Part 2, Subpart J. We will use the latest available web-based technologies to ensure that program data and records are easily retrievable and available to stakeholders.

Environmental Review under the National Environmental Policy Act:

The FY 2001 allocation of $1.6 million to Environmental Review is an increase of 21 percent ($0.3 million) above the FY 2000 funding level. During FY 2001, we will complete all necessary Environmental Review documentation, including the Final Environmental Impact Statement, which is required by the Nuclear Waste Policy Act to accompany a site recommendation. The FY 2001 activities include a Departmental and interagency review of all documents in accordance with Council on Environmental Quality requirements, Environmental Protection Agency rules, and Department of Energy implementing regulations. The program will also complete the administrative work necessary to support the Final Environmental Impact Statement.

Operations/Construction:

The FY 2001 allocation of $33 million to Operations/Construction is an increase of 10 percent ($3.0 million) above the FY 2000 funding level. This budget request will support the completion of construction of the Exploratory Studies Facility. Following completion, the program's operations activities will transition to the maintenance of the underground facilities to conduct confirmatory testing. These activities are in part to verify what we have learned from our core science work, as well as to verify the effectiveness of waste package and repository design.External Oversight and Payments-Equal-to. Taxes (PETT):

The FY 2001 allocation of $21.8 million to External Oversight and Payments Equal-to-Taxes is an increase of 33 percent ($5.4 million) above the FY 2000 funding level. In its budget request, the Administration continues to support the oversight activities of the State of Nevada as required by the Nuclear Waste Policy Act. These oversight activities are solely for independent review of ongoing scientific and technical work. The FY 2001 increase is the result of a newly negotiated payment-equal-to-taxes agreement with the State of Nevada and the local counties; it restores funding to the State of Nevada to support oversight activities.

External oversight activities consist of financial and technical assistance to the State of Nevada and affected units of local government (i.e., Churchill, Clark, Esmeralda, Eureka, Lander, Lincoln, Mineral, Nye, and White Pine Counties in Nevada and Inyo County in California). Payments-equal-to-taxes are made to the State of Nevada and Nye and Clark Counties.

Yucca Mountain Project Management:

The FY 2001 allocation of $36.3 million to Project Management is a small increase -- 3 percent ($1.1 million) -- above the FY 2000 funding level.

Project Management includes conducting public information and outreach programs to ensure open and informative interactions with the State of Nevada, units of local government, the public, technical review organizations, and other program stakeholders. In FY 2001, we expect increased interest due to the impending site recommendation and environmental review activities. Project Management will continue in FY 2001 to further enhance project control activities, including planning, budgeting, and scheduling, in coordination with Program Management and Integration.

WASTE ACCEPTANCE, STORAGE, AND TRANSPORTATION

The primary responsibilities of the Waste Acceptance, Storage, and Transportation (WAST) Project are to develop a process for the physical transfer of spent nuclear fuel to the federal government in accordance with applicable legal requirements. In preparation for such a transfer when a federal facility becomes available, the small budget request for this area maintains the core capability to implement a private sector-based national transportation capability for waste acceptance and transportation, and to resolve institutional issues with stakeholders in preparation for the implementation of the transfer.

Transportation

The FY 2001 allocation of $1.75 million to Transportation represents the resumption of activities to develop a private sector-based national transportation capability that would be required if a positive site recommendation is made in FY 2001. The Department plans to update and solicit comments on a draft request for proposals for waste acceptance and transportation services after FY 2001, if the site is recommended by the Secretary and approved by the President and Congress.

After considering comments on the draft request for proposals, we plan to release the final request for proposals in FY 2002.

Waste Acceptance The FY 2001 allocation of $1.5 million for Waste Acceptance is a 20 percent ($0.25 million) increase from the FY 2000 funding level. Waste Acceptance activities will focus on developing modifications to the Standard Disposal Contract to support the acquisition of waste acceptance and transportation services from the private sector. FY 2001 activities include updating the commercial spent nuclear fuel discharge projections, which are necessary to determine implementation of the Standard Disposal Contract.

The FY 2001 allocation will serve to integrate acceptance criteria and schedules for Department-owned spent nuclear fuel and high-level radioactive waste under the auspices of the Office of Environmental and Waste Management; surplus plutonium and mixed-oxide fuel under the auspices of the National Nuclear Security Administration; and spent nuclear fuel and high-level waste from the naval reactor program.

PROGRAM MANAGEMENT AND INTEGRATION

The Program Management and Integration Activity oversees the integration of Yucca Mountain Site Characterization Office and Waste Acceptance and Transportation Project activities to ensure that they comply with all external regulatory requirements, Departmental reporting and accounting systems, and oversight organizations.

The FY 2001 allocation of $75.4 million to Program Management and Integration is a 10 percent increase ($7.2 million) above the FY 2000 funding level. The increase reflects the need to assure that major programmatic decision documents expected in FY 2001 comply with the statutory requirements of the Nuclear Waste Policy Act, as well as regulatory requirements imposed by the Nuclear Regulatory Commission, the Environmental Protection Agency, and other federal oversight groups.A significant portion of the FY 2001 Program Management and Integration allocation will go towards continuing to implement a Nuclear Quality Assurance program that sufficiently addresses the expectations of the Nuclear Regulatory Commission. Under the Nuclear Waste Policy Act, as amended, any facility that may be constructed must be licensed by the Commission, thus necessitating the implementation of an effective Nuclear Quality Assurance program.

The Program Management and Integration allocation funds a critical element of the work required to reach the decision on site recommendation, and that support the completion of the Final Environmental Impact Statement, which must accompany a site recommendation. A specialist contractor continues to finalize the Environmental Impact Statement to develop an independent assessment that meets the requirements for environmental reviews.

Finally, the FY 2001 allocation will be utilized for federal salaries and benefits, and mandatory costs to utilize facilities and infrastructure for the federal staff.

LITIGATION

The Department is in litigation over the delay in meeting our contractual obligation to accept spent fuel from the nuclear utility companies by January 31, 1998. The issue of waste acceptance is clearly one that is high on our agenda and we are actively working with utilities in an effort to resolve it and the ongoing litigation.

CONCLUDING REMARKS

Mr. Chairman and members of the Committee, as I said in my opening remarks, we have made significant progress. The Department is coming to the end of a long road. When we set out to characterize the Yucca Mountain site through an ambitious scientific program, we knew that we would be faced with challenges. I believe that by the end of FY 2001, we will have met those challenges. While there will likely be additional scientific and institutional issues that we will have to address to support the licensing process if the site is recommended by the Secretary and the President approves the recommendation, the program is well positioned to move forward.

The program is nearing a decision in FY 2001 to determine if we can move ahead with a permanent solution to the management of our nation's spent nuclear fuel and high-level radioactive waste. The funding we have requested is needed to enable us to complete, on schedule, the activities that are necessary for an informed policy decision. The program has been able to maintain the schedule for major milestones over the past years despite significant reductions from our request level, but only by deferring work. Now, when we are so close to significant decision points, we should not delay this program.

I urge you to consider favorably our appropriation request.

Thank you. I would be pleased to answer any questions you may have.

***** SUBMITTED FOR THE RECORD FY 1999 - FY 2000 HIGHLIGHTS

SUMMARY

FY 1999 AND FY 2000 FUNDING OVERVIEW In FY 1999, OCRWM received an appropriation of $358 million. Of this, $4 million was allocated to evaluate the feasibility of Accelerator Transmutation of Waste technology, as directed by Congress. We allocated $282 million (79 percent) to the Yucca Mountain Site Characterization Project.

In FY 2000, OCRWM received an appropriation of $351.2 million. Of that, we allocated over $281.2 million (80 percent) to the Yucca Mountain Site Characterization Project, the Program's principal focus.

FOCUS OF ACTIVITIES IN FY 1999 AND FY 2000

The near-term focus of the Program is to complete the work to support the Secretary's decision on whether or not to recommend the Yucca Mountain site to the President for further development as a repository. Since the publication of the Viability Assessment of a Repository at Yucca Mountain early in FY 1999, the Program has continued to gain momentum toward this recommendation. The Viability Assessment has been used as a management tool to focus our site characterization activities to support this recommendation.

In FY 2000, as a result of a funding level below the President's budget request, we prioritized our technical investigations. Our focus in FY 2000 was on the science and engineering activities that most effectively reduce the level of uncertainty in analyses of repository performance.

We have continued the transition begun a number of years ago from a program previously dominated by underground construction activities and corresponding investigative science to data synthesis, model development and validation, performance assessment, and engineering related to repository and waste package designs. The Program also continues to place emphasis on Nuclear Quality Assurance activities to ensure that the data and models we utilize will support licensing, assuming the site is recommended and the President and Congress accept the site recommendation.

KEY ACCOMPLISHMENTS

Yucca Mountain

The Yucca Mountain
Site Characterization Office has made significant progress toward completing the scientific investigations and engineering studies that are necessary to support a determination on the suitability of the Yucca Mountain site and a possible site recommendation. Our work focused on three areas identified in the Viability Assessment for further study: the presence and movement of water through the repository block, the effects of water movement on the waste package, and the effects of heat from the decay of radioactive materials inside the waste packages on the site's geologic and hydrologic behavior. Testing activities in all these areas have yielded important data that enhance our understanding of the natural characteristics and properties of Yucca Mountain and how a repository at that site would perform.

In January 2000, we updated the Repository Safety Strategy. This strategy is the roadmap that lays out our postclosure safety case to support a site recommendation decision. It identifies the key factors that affect repository performance and provides the basis for focusing our remaining site characterization activities.

As a result of this prioritization, we believe that the basic processes that could affect repository performance are understood, and that the main emphasis for completing site characterization is to reduce uncertainties and to validate our models.

Among our scientific and technical accomplishments are: Continuation of the drift-scale heater test, which we are conducting to obtain data on the mechanical, thermohydrologic, and thermochemical properties of the potential repository host rock, 1000 feet below the surface of Yucca Mountain. The test has been in operation since 1997 and will continue for several more years. We have heated the rock and are maintaining the drift wall temperature at 392 degrees Fahrenheit for two years, before beginning a cool-down cycle. We have bored holes into the drift walls at varying distances from the heater to collect data and measure the results as the test progresses. Testing in the underground facility at Busted Butte near Yucca Mountain, which provides an analog to the rock that lies below the potential repository horizon. These tests are important to understand the potential transport of certain radionuclides from the repository area, through the unsaturated zone, and into the water table underlying Yucca Mountain. We have found that certain minerals, found naturally in the rock, bond with radionuclides and inhibit their movement. Examination of the movement of moisture within the mountain. We completed the cross drift in the Exploratory Studies Facility and will complete construction of test alcoves this year. We have begun a final set of experiments that will introduce water above the Exploratory Studies Facility and will monitor humidity and seepage in the Exploratory Studies Facility. We are analyzing information from tracer injection experiments to validate our estimates of seepage. Measurement of water levels from a series of monitoring stations located in deep bore holes. Monitoring and collecting of information for the environmental baseline, including wind, air quality, rainfall, surface water runoff, and flora and fauna.

- Materials testing on the nuclear waste types expected to be disposed in the repository to determine the effects on the waste and cladding from heat, moisture, and chemical reactions. Continued testing of potential waste package materials to determine corrosion rates and to identify other potential changes due to heat, moisture, and chemical reactions. Design and trade-off studies to select the repository and waste package reference design for the site recommendation and the final environmental impact statement.

We recognize that uncertainty can affect confidence in decisions related to the suitability of the Yucca Mountain site. In evolving the repository design concept over the past year, we have sought to select a design and to specify conditions on its implementation that are responsive to concerns about demonstrating performance, while at the same time balancing such significant factors as long-term public safety, intergenerational equity, worker safety, and cost.

In September 1999, this natural evolution resulted in an enhanced design that addresses these overarching concerns and responds to recommendations by the Nuclear Waste Technical Review Board. A key aspect of the enhanced design is a lower repository temperature, achieved through a set of thermal management techniques. We have also emphasized the need for flexibility to ensure that new scientific and engineering data gathered throughout the site characterization, construction, and operation and monitoring phases can be accommodated through reasonable changes in the repository design or operational concept. Similarly, our emphasis on flexibility allows for changes that might be driven by evolution in national policy at some future juncture.

Our efforts to make necessary modifications to the regulatory framework for evaluating the suitability of the Yucca have progressed. On November 30, 1999, the Department published a proposed revision to its repository siting guidelines. The comment period closed on February 28, 2000. The proposed revised guidelines reflect a shift away from a generic approach, which compared one site to another using individual technical criteria to a site specific approach that relies on an overall, integrated systems evaluation of the expected performance of a repository at Yucca Mountain. The Nuclear Regulatory Commission took this same approach in its licensing regulation. These regulations must be compatible: a site that meets the Department's suitability guidelines should be one that is likely to satisfy the Commission's requirements and receive a license.

If the repository is to be licensed, the dose to a member of the public, as predicted by our total system performance assessment models, cannot exceed the regulatory standards that axe now being finalized. In FY 1999, we developed the detailed bases of the performance assessment models that will support this evaluation. These models integrate data from site investigations and laboratory studies, expert judgment, and information about engineered barriers. We updated the performance assessment models to reflect new information from site investigations and laboratory studies, advances in the modeling of physical processes at the site, and the enhanced repository design. We also completed a comprehensive peer review of our total system performance assessment. This independent evaluation and critique supports ongoing model refinement, which will be completed in FY 2000.

The Program's completion of the initial performance confirmation plan for the repository is a forward-looking accomplishment that underscores our commitment to ensuring repository performance. This plan establishes that confirmatory testing will continue as long as necessary before repository closure to assure the Department and the Nuclear Regulatory Commission that the repository system will isolate waste as planned.

In July 1999, we reached a major program milestone by releasing the Draft Environmental Impact Statement for a Geologic Repository for the Disposal of Spent Nuclear Fuel and High-Level Radioactive Waste at Yucca Mountain, Nye County, Nevada. The draft environmental impact statement presents the results of an analysis of potential impacts associated with constructing, operating and monitoring, and eventually closing a repository at Yucca Mountain and of transporting waste to Yucca Mountain from 77 sites across the United States.

We recognize the need for public review of, and input into, this important document and have accommodated many requests from our stakeholders. During a 199-day public comment period, we conducted 21 hearings throughout the country to solicit comments on the draft environmental impact statement. Over 2,600 individuals attended those hearings and over 700 provided comments; the total number of comments received at the hearings and in writing exceeded 3,300. The final environmental impact statement will accompany a decision by tile Secretary on whether or not to recommend the site for development as a permanent repository.

The U.S. leads the world in the science needed to develop a geologic repository, and the Program is 'active in efforts to share information and foster safe radioactive waste management around the globe. On October 31 November 3, 1999, the Department sponsored an international conference on geologic repositories. This conference highlighted global progress on the management of nuclear materials and radioactive waste, and provided a forum to discuss ongoing and planned activities to develop geologic repositories. Both the policy and technical aspects of geologic disposal were addressed, and conference participants were invited to tour Yucca Mountain. Conference participants issued a Joint Declaration reiterating the international commitment to the safe management of nuclear waste.

As a separate initiative, OCRWM is working with the Russian Federation in a cooperative program to support our nation's nonproliferation objectives. We expect to complete a bilateral agreement with the Russian Federation in FY 2000 that will foster collaborative repository research and assist the Russian Federation in developing a path forward for radioactive waste and surplus fissile materials disposition.

The Program also evaluated the potential application of accelerator transmutation of waste to civilian spent nuclear fuel. In October 1999, in response to prior Congressional direction, the Department submitted to Congress "A Roadmap for Developing Accelerator Transmutation of Waste Technology." To prepare the report, OCRWM established a steering group that included representatives from the key National Laboratories and from the National Academy of Sciences.

In addition, an international expert panel outlined a science-based research program to address key issues and possible implementation scenarios for development and deployment of accelerator transmutation of waste technology. One critical issue is whether the achievable benefits outweigh the costs. Research by the National Academy of Sciences found that accelerator transmutation of waste is technically feasible, but would require billions of dollars and many decades to implement, and would not eliminate the need for a repository.

WASTE ACCEPTANCE, STORAGE AND TRANSPORTATION

During FY 1999 and to date in FY 20130, the Waste Acceptance, Storage, and Transportation Project focused on planning the process for accepting spent nuclear fuel from utilities and Department-owned spent nuclear fuel and high-level wastes from the defense complex. Our activities included updating inventories of commercial and Department- owned materials destined for repository disposal, updating verification plans, and completing prelicensing interactions with the Nuclear Regulatory Commission on the Phase 1 Centralized Interim Storage Facility Topical Safety Analysis Report, the Dry-Transfer System for Spent Nuclear Fuel Topical Safety Analysis Report, and the Actinide-Only Burn-Up Credit Topical Report. The Department made progress in developing modifications to the Standard Disposal Contract to support the processes related to waste acceptance and transportation services that will be provided by private sector vendors.

PROGRAM MANAGEMENT AND INTEGRATION

During FY 1999 and to date in FY 2000, the Program's management center continued to support the activities of the two projects - the Yucca Mountain Site Characterization Project and the Waste Acceptance, Storage, and Transportation Project.

Quality Assurance is a critical component of our work products to ensure that they can withstand scrutiny when the Site Recommendation Consideration Report is released in FY 2001. Through audits, surveillances, and assessments, our QA personnel continued to work closely with technical personnel conducting scientific studies, design work, and performance assessment to identify the activities with greatest impact on levels of confidence related to evaluations of site suitability and possible license application. They examined whether that work was performed under appropriate QA requirements, whether requirements were fully understood, whether they were properly implemented, and whether compliance was adequately documented. For performance assessment, QA reviews focused on model validation, qualification of existing data, and software control. Deficiencies were evaluated and, where warranted, root causes were investigated. For each deficiency, a corrective action plan was implemented.

We provided systems engineering and integration support for site characterization, waste package design, and repository design activities and for the waste acceptance and transportation initiatives. We continued to conduct systems analyses to support selection of design alternatives for the site recommendation and license application. We prepared updates of the total system life- cycle cost and the fee adequacy report. We updated interface control documents and refined the Program's waste acceptance criteria for non- commercial spent nuclear fuel and high-level radioactive waste.

We coordinated and integrated the Program's activities with other Departmental elements. With the Office of Environmental Management and the Office of Fissile Materials Disposition, we continued to develop and implement an integrated schedule for the Monitored Geologic Disposal System.

We prepared updates to the OCRWM Program Plan and the Annual Report to Congress, and supported updates of the Department's Strategic Plan. In addition, we participated in numerous Nuclear Waste Technical Review Board and panel meetings and in pre-licensing meetings with the Nuclear Regulatory Commission.

Our current management and operations contract expires in February 2001. We are currently recompeting this contract to ensure appropriate support as we plan, integrate and manage a complex program in a Nuclear Regulatory Commission licensing environment. In January 2000, we issued a draft request for proposals to announce our intent to recompete this contract, in accordance with Departmental guidelines and consistent with Congressional direction.

We continued the development and implementation of a Program-wide information architecture to provide the foundation for definition, development, organization, management of, as well as access to, all Program data, records, and information systems.

We continued to use the Internet to distribute a variety of information to interested stakeholders. Many of the Program's policy and technical documents are available to the public through our electronic databases.

Finally, the Program met all Departmental Y2K milestones. Our mission critical systems were subsequently independently verified and validated, and the transition to 2000 was problem-free.



END

LOAD-DATE: March 22, 2000




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