Section 6(b)(5) of the Occupational Safety and Health Act mandates, for OSHA standards dealing with harmful physical agents (such as ergonomic risk factors), that the Agency set "the standard which most adequately assures, to the extent feasible, on the basis of the best available evidence, that no employee will suffer material impairment of health or functional capacity even if such employee has regular exposure to the hazard dealt with by such standard for the period of his working life. Development of [such] standards ... shall be based upon research, demonstrations, experiments, and such other information as may be appropriate." In the years since passage of the Act, the concept of feasibility has been tested in a number of courts and for a number of OSHA standards. The feasibility concept has two aspects: technological feasibility and economic feasibility. The courts have defined an economically infeasible standard as one that would make "financial viability generally impossible" for an industry (Industrial Union Dep't. v. Hodgson (the Vinyl Chloride decision (1975)). A later Supreme Court case (American Textile Mfrs. Inst. v. Donovan (the Cotton Dust decision (1981)) ruled that OSHA must determine "that the industry will maintain long term profitability and competitiveness when establishing the economic feasibility of a standard." (Economic feasibility is discussed in the context of the proposed ergonomics program standard in Chapter VI of this preliminary economic analysis.) Feasibility in the technological sense has been defined as "capable of being done " (American Textile Mfrs. Inst. v. Donovan). Courts have specifically held that OSHA may set standards "which require improvements in existing technologies or which require the development of new technology, and [the Secretary] is not limited to issuing standards based on devices already developed" (Society of the Plastics Industry v. OSHA (1975)). This principle, called "technology forcing," has been reaffirmed in other cases. Thus, in setting standards OSHA must demonstrate that the protections the standard demands are capable of being done by the affected industries, although a standard would be considered technologically feasible if the Agency could demonstrate that "modern technology has at least conceived some industrial strategies or devices which are likely to be capable of meeting ... [the standard] and which industries are generally capable of adopting" (United Steelworkers v. Marshall (the Lead decision (1980)). Accordingly, this chapter of the preliminary economic analysis analyzes the technological feasibility of the proposed standard's provisions for the industries covered by this rule. (Economic feasibility is discussed in Chapter VI of this analysis.) Only a few of the proposed standard's provisions are directly related to technological feasibility: sections 1910.917 through 1910.922, Job Hazard Analysis and Control. These sections state the following: JOB HAZARD ANALYSIS AND CONTROL §1910.917 What is my basic obligation? You must analyze the problem job to identify the "ergonomic risk factors" that result in MSD hazards. You must eliminate the MSD hazards, reduce them to the extent feasible, or materially reduce them using the incremental abatement process in this standard. If you show that the MSD hazards only pose a risk to the employee with the covered MSD, you may limit the job hazard analysis and control to that individual employee's job. §1910.918 What must I do to analyze a problem job? You must: (a) Include in the job hazard analysis all of the employees in the problem job or those who represent the range of physical capabilities of employees in the job; (b) Ask the employees whether performing the job poses physical difficulties and, if so, which physical work activities or conditions of the job they associate with the difficulties; (c) Observe the employees performing the job to identify which of the following physical work activities, workplace conditions and ergonomic risk factors are present:
(d) Evaluate the ergonomic risk factors in the job to determine the MSD hazards associated with the covered MSD. As necessary, evaluate the duration, frequency and magnitude of employee exposure to the risk factors. § 1910.919 What hazard control steps must I follow? You must: (a) Ask employees in the problem job for recommendations about eliminating or materially reducing the MSD hazards; (b) Identify, assess and implement feasible controls (interim and/or permanent) to eliminate or materially reduce the MSD hazards. This includes prioritizing the control of hazards, where necessary; (c) Track your progress in eliminating or materially reducing the MSD hazards. This includes consulting with employees in problem jobs about whether the implemented controls have eliminated or materially reduced the hazards; and (d) Identify and evaluate MSD hazards when you change, design or purchase equipment or processes in problem jobs. § 1910.920 What kinds of controls must I use? (a) In this standard, you must use any combination of "engineering," "administrative" and/or "work practice controls" to eliminate or materially reduce MSD hazards. Engineering controls, where feasible, are the preferred method for eliminating or materially reducing MSD hazards. However, administrative and work practice controls also may be important in addressing MSD hazards. (b) "Personal protective equipment" (PPE) may be used to supplement engineering, work practice and administrative controls, but may only be used alone where other controls are not feasible. Where PPE is used, you must provide it at "no cost to employees." NOTE TO §1910.920: Back belts/braces and wrist braces/splints are not considered PPE for the purposes of this standard. § 1910.921 How far must I go in eliminating or materially reducing MSD hazards when a covered MSD occurs? The occurrence of a covered MSD in a problem job is not itself a violation of this standard. You must comply with one of the following: (a) You implement controls that materially reduce the MSD hazards using the incremental abatement process in §1910.922; or NOTE TO §1910.921(a): "Materially reduce MSD hazards" means to reduce the duration, frequency and/or magnitude of exposure to one or more ergonomic risk factors in a way that is reasonably anticipated to significantly reduce the likelihood that covered MSDs will occur. (b) You implement controls that reduce the MSD hazards to the extent feasible. Then, you periodically look to see whether additional controls are now feasible and, if so, you implement them promptly; or (c) You implement controls that eliminate the MSD hazards in the problem job. NOTE TO §1910.921(c): "Eliminate MSD hazards" means that you eliminate employee exposure to ergonomic risk factors associated with the covered MSD, or you reduce employee exposure to the risk factors to such a degree that a covered MSD is no longer reasonably likely to occur. §1910.922 What is the "incremental abatement process" for materially reducing MSD hazards? You may materially reduce MSD hazards using the following incremental abatement process: (a) When a covered MSD occurs, you implement one or more controls that materially reduce the MSD hazards; and (b) If continued exposure to MSD hazards in the job prevents the injured employee's condition from improving or another covered MSD occurs in that job, you implement additional feasible controls to materially reduce the hazard further; and (c) You do not have to put in further controls if the injured employee's condition improves and no additional covered MSD occurs in the job. However, if the employee's condition does not improve or another covered MSD occurs, you must continue this incremental abatement process if other feasible controls are available. The proposal's control provisions stipulate specifically that the only controls required to be implemented are those that are feasible : To control MSD hazards, [the employer] must, as required by section §1910.919, "identify, assess and implement feasible controls (interim and/or permanent) to eliminate or materially reduce the MSD hazards" (emphasis supplied). Similarly, an employer has satisfied its control obligations under the standard if it reduces MSD hazards to the extent feasible. §1910.921(b) (emphasis supplied). The feasibility of a requirement of this nature is apparent. The feasibility of the standard is further buttressed by the fact that the standard allows employers to proceed in incremental steps and allows great flexibility in the types of controls employers may use. As defined by the standard, "materially reduce" means to decrease the duration, frequency, and/or magnitude of exposure to the risk factor or factors in the job in a manner that the employer reasonably anticipates will significantly reduce the likelihood that a covered MSD will occur in that job (§1910.921(a)). Thus, although OSHA anticipates that many of the controls employers choose to implement will in fact eliminate the MSD hazard, the standard does not require the elimination of such hazards. Instead, the proposal recognizes that the control approach often used by employers with successful ergonomics programs is to make a good faith effort to reduce the hazards in the job to the point where they are no longer likely to cause or contribute to an MSD. If the chosen approach is not working, as demonstrated by the continuing occurrence of covered MSDs, the standard permits the employer to try another control. Section 1910.922 addresses an incremental abatement process and explicitly recognizes that more than one control approach may be necessary before a substantial reduction or elimination of the MSD hazards in the job is achieved. This section lays out the incremental abatement process that employers may use to protect their employees from ergonomic hazards. Incremental abatement - - trying one control that is likely to materially reduce the hazard, modifying that control, implementing an additional control, or discarding the first control and implementing another control that is likely to materially reduce the hazard - - reflects the fact that many different control approaches are available to address most ergonomic hazards. For example, the MSD hazards in a job requiring the employee to lift bulky 50-lb. boxes and lower them to pallet height at the rate of 60 boxes per hour could be addressed by:
The proposed standard also allows great flexibility in the types of controls employers may use to reduce risk factors. Section 1910.920 permits "any combination of engineering, administrative, and work practice controls," although it notes that "engineering controls, where feasible, are the preferred method for controlling MSD hazards." By allowing employers to use, in addition to engineering controls, work practice and administrative controls -- such as training employees to use ergonomically designed tools properly, enlarging the employee's job, or using two-person lifts -- the standard envisions some situations where employers may choose not to implement engineering controls at all. However, because administrative controls, in particular, are often disruptive to the flow of work, are costly to implement and difficult to oversee, and do not permanently "fix" the problem, OSHA believes that most employers will choose, over time, to implement engineering approaches. The advantages of engineering strategies over administrative controls and work practices, and the reason OSHA indicates in the proposed standard that engineering controls are preferred, is that engineering controls are permanent, do not depend on the training and motivation of employees for effective implementation, and have been demonstrated to be effective in workplaces of all kinds and in all industries. Engineering controls, as discussed in Chapter V of this analysis, are also often quick and easy to implement, as well as inexpensive. Risk Factors Posing MSD Hazards The proposed standard covers the following risk factors:
The length of time employees are exposed to these risk factors, the configuration of the employee's workstation layout and space, the equipment used and objects handled, environmental conditions, and the organization of work (adequacy of recovery time) are all factors that must be considered when analyzing jobs, because they contribute to the development of MSDs. The Health Effects section of this preamble describes these factors in detail, as well as the studies showing that workers exposed to them are at significant risk of incurring MSDs, and the summary and explanation for sections 1910.917-1910.922, Job Hazard Analysis and Control, defines and discusses various control approaches. Because the proposed rule focuses on manual handling and manufacturing production jobs, the following sections first discuss the physical work activities associated with these jobs, and some of the technologically feasible controls available to address them. Other general industry jobs covered by the standard are then discussed. Manual Handling The proposed standard covers general industry employers whose employees engage in manual handling, defined as: forceful lifting/lowering, pushing/pulling, or carrying where such activities are a core element of the employee's job. The risk factors associated with these jobs include force, repetition, awkward postures, static postures, and contact stress. Employees whose jobs require manual handling include, for example, furniture movers, warehouse workers, letter carriers, couriers, package delivery service workers, and belt conveyor workers. The engineering controls designed to reduce employee exposure to manual handling are those that substantially reduce or eliminate the need for manual handling, decrease the demands of the manual handling involved, and/or minimize forceful body movements. Examples of engineering, work practice, and administrative control strategies that employers can use to reduce or eliminate the risk factors associated with manual handling include:
Thus, employers whose employees engage in manual handling tasks as a core element of their job have available an extensive array of control choices. These approaches have been shown in case studies, epidemiological studies, and workplace intervention studies to be effective in eliminating, controlling, or materially reducing the risk factors linked to MSDs caused by the forceful lifting, lowering, pushing, pulling, or carrying of loads. Manufacturing Production The proposed standard covers all employers in general industry who have employees engaged in manufacturing production jobs, defined as jobs involving the physical work activities necessary to produce a product. These jobs typically involve repetition for a significant amount of the employee's work time, as well as awkward postures, force, vibration, and/or contact stress. Workers involved in repetitive, forceful, or awkward-posture activities in general industry include assembly line workers; product inspectors; meat, poultry, and fish cutting and packing workers; machines operators; apparel manufacturing workers; food preparers; and many others. Employers whose employees engage in manufacturing production jobs have a large number of engineering, work practice, and administrative control strategies available to them to reduce or eliminate the risk factors associated with these work activities. Specifically, the types of controls that can often be implemented in manufacturing production jobs, depending on the risk factors in the particular job, the part of the body (upper or lower extremity) affected, and the configuration of the particular workplace, include: Upper Extremity
Hand Tools Tools are used as an extension of the hands, and the use of poorly designed hand tools can therefore contribute to musculoskeletal disorders of the hands, fingers, wrist, elbow, and shoulder. The selection and functional design of hand tools are important; however, the work situation as a whole may also need to be evaluated (e.g., work surface height, product orientation, etc.) because these job conditions may cause MSDs, even if a properly designed hand tool is used. The following control strategies are examples of hand tool features employers should consider:
Localized Vibration Control measures to reduce or eliminate exposure to vibration consist of controlling the vibration at the source (engineering controls), in the path of the vibration (engineering and administrative controls), and at the receiver end (administrative controls). Source
Path
Receiver
Lower Extremity The following section lists examples of controls that may be applied to reduce the risk factors that contribute to lower extremity musculoskeletal disorders.
Thus, employers whose employees engage in manufacturing production jobs for a significant amount of their job have a large variety of feasible control methods available to them to eliminate, control, or materially reduce the MSD hazards among these workers. These controls have been shown in case studies, epidemiological studies, and workplace intervention studies to be effective in reducing or eliminating the risk factors associated with manufacturing production jobs. Other General Industry Jobs OSHA anticipates that many general industry employers whose employees engage in jobs other than manual handling or manufacturing production will also experience covered MSDs and thus come within the scope of the proposed standard. Workers in these other general industry jobs are likely to be exposed on the job to activities and conditions associated with the same risk factors as those associated with manual handling and manufacturing: repetition, force, awkward posture, static posture, contact stress, vibration, and cold temperatures. Consequently, the controls and techniques described above for manufacturing and manual handling jobs will also be effective in these workers' jobs. The scenarios collected in Appendix III-A include examples of many jobs outside of manufacturing and manual handling that have MSD hazards that have been eliminated, controlled, or materially reduced through the use of feasible engineering, work practice, and/or administrative controls. Effectiveness of Ergonomic Interventions in Reducing MSDs and Their Severity Evidence that large numbers of employers have already adopted ergonomics programs and have achieved notable reductions in MSD hazards further supports the feasibility of the proposed standard. OSHA's 1993 ergonomics survey of employers indicated that 50% of all employees in general industry were employed in establishments that had ergonomics programs, and OSHA believes that this percentage has grown since that time. Other evidence is extensive (see the Significance of Risk and Benefits chapters of the preamble and the Preliminary Economic Analysis, respectively) and includes hundreds of case studies, meta-analyses, and epidemiological studies of real workers performing jobs in real workplaces throughout industry. These studies report on programs and interventions that are similar, and in many cases identical, to the program that the proposed standard will require employers to implement and the interventions they will undertake to eliminate, control, or materially reduce the MSD hazards confronting their workers. OSHA has analyzed approximately 100 case studies that document reductions in the number or rates of MSDs. From these case studies, OSHA estimates that ergonomic programs and interventions will reduce the total incidence of MSDs (both lost workday MSDs and non-lost workday MSDs) by a median value of 76 percent (mean value of 73 percent). These programs and interventions are even more effective in reducing the more serious MSDs, i.e., those that result in lost workdays. Median and mean estimates of the effectiveness of programs and interventions for these MSDs are 82% and 79%, respectively. As discussed in the next chapter (Chapter IV, Benefits), OSHA has conservatively assumed, for the purpose of benefits analysis, that the proposed program standard will reduce the number of covered MSDs occurring in problem jobs by 50%. Appendix III-A contains 170 ergonomic scenarios that describe the kinds of jobs likely to give rise to covered MSDs and the ergonomic interventions that ergonomists and employers have applied to eliminate or substantially reduce the MSD hazards in those jobs. The scenarios, like the proposed rule, focus on manufacturing and manual handling jobs, although a number of the scenarios describe other general industry jobs (i.e., jobs that do not involve manufacturing production or manual handling). The scenarios, which derive primarily from the technical literature, are used by OSHA to demonstrate the many feasible control approaches employers have taken to eliminate, control, or materially reduce the risk factors in their problem jobs. The control approaches taken include engineering controls, work practice, and administrative controls. Many of the scenarios reflect the preference of ergonomists for engineering controls (see, for example, Manufacturing (MFG) Scenarios 1, 11, 14, 24, 52; Manual Handling (MH) Scenarios 4, 35, 39, 57, 64; and Other General Industry (OGI) Scenarios 1, 5, 7, 15, 16). When problem jobs are redesigned, the employees in those jobs must be trained to use new work practices that will assist in eliminating, controlling, or materially reducing the risk factors in those jobs. Thus, for all of the jobs depicted by the scenarios, some worker retraining is required. This training in new work practices is generally done on the job, particularly in cases where the worker has been involved in the redesign and implementation of the new controls. For example, the worker whose job is described in Manufacturing Scenario 57 would need to be trained to rest the ladle on the edge of the mold during pouring and to use the mechanical assist rather than pliers to remove the piston from the mold. Similarly, the food packers performing the job described in Scenario MH-79 would require work practice training to use the two-scoop, rather than pinch, method to pick up grocery bags. Many of the scenarios reflect the use of administrative controls, such as job rotation, job enlargement, and the use of teams. For example, scenarios MFG-34, 40, 48, 64, MH-38, MH-40, MH46, and MH-58, and OGI-2, OGI-6, and OGI-11 achieve material reductions in employee exposure to risk factors through rotation, while job enlargement, another administrative control, is illustrated by scenario MFG-58. The use of lift teams is illustrated in scenarios MH-38, MH-40, and MH-46. Personal protective equipment plays a role in reducing employee exposure to risk factors in several ergonomic interventions illustrated by the scenarios. For example, palm pads, knee pads, and vibration dampening gloves are part of the control strategy chosen in scenarios MFG-39, 42, and 44, and in scenario MH-80. The scenarios as a group depict problem jobs that involve all of the risk factors addressed by the standard: force, repetition, awkward postures, static postures, vibration (both whole body and localized vibration), contact stress, and cold temperatures. For example, scenarios MFG 18 and 13, MH-34, and OGI 12 and 13 all describe interventions designed to eliminate or materially reduce whole-body or localized vibration. Scenarios MFG-53, 60, and 62, and OGI-8 depict interventions that will eliminate or materially reduce contact stress. Although some of the scenarios (see, e.g., scenarios MH-32, MH-2, MH-51, and OGI-9) illustrate solutions designed primarily to address a single risk factor, most of them demonstrate control approaches that deal with multiple risk factors, the more common situation. Many of the authors of the technical papers from which the scenarios were derived report that productivity effects accompanied the ergonomic interventions. In one case, scenario MH-54, a productivity decrease was reported, but in most others, the change was a gain in productivity (see, for example, scenarios MFG-28, MFG-38, MH-7, MH-38, MH-59, MH-81, OGI-7, OGI-17, and OGI-11). About 1 in 4 scenarios reported that the ergonomic interventions made also achieved productivity improvements, although these articles generally focused on the details of the ergonomic improvements rather than on productivity specifically. Several of the scenarios also reported some of the other positive effects that result from ergonomic interventions, such as decreases in the number of OSHA-recordable MSDs, better product quality, decreased sick leave, and decreased employee job turnover (see, for example, scenarios MFG-24, MFG-26, and OGI-14). The scenarios also reflect job interventions ranging from the very simple (e.g., modifying the knife handle in scenario MFG-5, providing a rubber mallet in scenario MFG-13) to substantial redesigns (see, e.g., MFG-19, MH-19, and OGI-14). The costs associated with the ergonomic interventions reflected in the scenarios also range from no-cost to moderate-cost to high-cost (see, e.g., scenarios MH-3, OGI-4, and OGI-15 (zero cost) to scenarios MFG-4, MH-9, OGI-9, and OGI-22 (moderate cost) to scenarios MFG-64, MH-10, and MH-39 (high cost)). Thus, the scenarios in Appendix III-A demonstrate that feasible engineering, work practice, and administrative controls are available and have been successfully implemented by general industry employers with a wide variety of jobs that present MSD hazards. These controls have, as shown by the scenarios, led to the elimination, control, or material reduction in the hazards in these jobs. In addition, many of the scenarios additionally use personal protective equipment to further reduce the exposure of employees to contact stress and excessive grip force. Preliminary Technological Feasibility Conclusion Based on this evidence, OSHA preliminarily concludes that a wide array of technologically feasible methods are available to eliminate, control, or materially reduce MSDs occurring in manual handling, manufacturing production, and other general industry jobs. In addition, because the proposed standard allows employers to use any combination of feasible engineering, work practice, and administrative controls, and to supplement these with personal protective equipment, employers will be able to choose from an even larger number of control strategies than is usually the case in OSHA health standard rulemakings. The proposed standard also specifically states that the only controls employers must implement are those that are feasible, and it recognizes that the employer's control obligations are met if no feasible controls are available to address the MSD hazard. Further, the proposal explicitly recognizes, by permitting an incremental abatement approach, that employers may need to try a series of controls before finding the right one to fix the job. These flexible features of the proposed standard ensure that the proposed rule is technologically feasible for covered employers. Finally, as demonstrated by OSHA's 1993 ergonomics survey, 50% of all employees in general industry at that time were already protected by ergonomic programs that included such elements as job hazard analysis and control. OSHA believes that this figure has risen since that time, as awareness of ergonomic hazards, and the costs they impose in terms of human suffering and lost productivity, has increased. That such a substantial portion of general industry workplaces has implemented ergonomic controls also attests to the technological feasibility of such controls. The scenarios collected in Appendix III-A represent jobs that the expert ergonomists consulting to OSHA deemed to be problem jobs, and the solutions described for these jobs are ones that will either eliminate, control, or materially reduce the MSD hazards in these jobs. OSHA has included these scenarios as examples of the jobs employers under the standard will be required to correct and the controls available to address them. |