Copyright 1999 Federal News Service, Inc. 
  
Federal News Service 
FEBRUARY 11, 1999, THURSDAY 
SECTION: IN THE NEWS 
LENGTH: 
10502 words 
HEADLINE: PREPARED STATEMENT OF 
RICHARD 
W. RILEY 
SECRETARY 
U.S. DEPARTMENT OF EDUCATION 
BEFORE THE HOUSE EDUCATION AND THE WORKFORCE COMMITTEE 
SUBJECT - REAUTHORIZATION OF THE 
ELEMENTARY AND SECONDARY EDUCATION ACT 
OF 1965 
BODY: 
Mr. Chairman and Members of the 
Committee: 
I appreciate this opportunity to present the Administration's 
views on the upcoming reauthorization of the Elementary and Secondary Education 
Act (ESEA) of 1965. The Administration is working on a detailed reauthorization 
proposal that we plan to submit for your consideration next month. The 
Department will also soon submit to Congress several reports evaluating the 
implementation and impact of Title I, other ESEA programs, and Goals 2000. Today 
I will provide an overview of our reauthorization efforts, as well as some of 
our specific recommendations. If there is one overriding principle that defines 
what we hope to accomplish, it is to end the tyranny of low expectations and 
raise achievement levels for all of our young people. 
Let me begin by urging 
the Committee to develop a single, comprehensive bill reauthorizing the 
Elementary and Secondary Education Act. Some have suggested an approach that 
could lead to several separate bills. This concerns me, because we have worked 
very hard with the Congress in recent years to develop a comprehensive approach 
to Federal .support for education reform. If our efforts are to be successful, 
it is very important for all the pieces to fit together, complementing and 
reinforcing each other to help States, school districts, and.schools to make the 
changes needed to raise achievement for all students. This is why the 
Administration is developing a single, integrated reauthorization proposal, and 
I hope you will do the same. 
I also want to point out that with the nearly 
simultaneous reauthorization of the Department's Office of Educational Research 
and Improvement, we have a unique opportunity to develop a comprehensive agenda 
for independent research to support improved practices and instruction in 
elementary and secondary education. We should make every effort to develop 
research-based solutions to the many challenges we face in elementary and 
secondary education, and to get the best information on what works into the 
hands of parents, teachers, principals, and superintendents across the Nation. 
THE 1994 REAUTHORIZATION: A WATERSHED 
This is, of course, this 
Administration's second opportunity to work with Congress on improving the ESEA. 
The 1994 reauthorization--the Improving America's Schools Act-reflected a 
fundamental break with past practice in Federal efforts to promote excellence 
and equity in the Nation's elementary and secondary schools. The 1994 Act took 
direct aim at transforming a Federal policy that for too long had condoned low 
expectations and low standards for poor children. Along with the Goals 2000: 
Educate America Act, the 1994 reauthorization reflected a bipartisan effort to 
raise expectations for all children by helping States and school districts to 
set high standards and establish goals for improving student achievement. 
It 
has been just four years, and many States and school districts are still phasing 
in the 1994 Act, but already we have strong evidence of its positive impact on 
teaching and learning. For example, 48 States, the District of Columbia, and 
Puerto Rico have developed state-level standards and two States have pushed for 
standards at the local level. More importantly, there are promising signs of 
real progress toward meeting these higher standards in the classroom. The 
National Assessment of Educational Progress (NAEP), for example, has 
shownsignificant increases in math scores at the 4th, 8th, and 12th grades (See 
Chart 1). The National Education Goals Panel reported that between 1990 and 
1996, 27 States significantly increased the percentage of 8th graders scoring at 
either the proficient or the advanced level on the NAEP math test (See Chart 2). 
Yesterday, the National Center for Education Statistics released the latest 
national report card on reading, and I find the results encouraging. As you can 
see on Chart 3 in my testimony, average reading scores have increased for 
students in grades 4, 8, and 12. I believe this is the first time we have seen 
such across-the-board progress, and that is a hopeful sign indeed. Making sure 
that every child can read well and independently by the end of the 3rd grade is 
a key benchmark of whether or not American education is improving. 
We also 
have information showing progress in Title I, the flagship ESEA program that 
targets assistance to disadvantaged and minority students in high-poverty 
schools. Title I has contributed to the rapid development of challenging State 
standards that apply to all students in Title I schools. Teachers in Title I 
schools are increasingly reporting that standards are helping to guide 
instruction. Moreover, preliminary data gathered for this reauthorization from 
States that have implemented the Title I standards and assessment provisions 
generally show increased achievement levels in high-poverty, schools. 
For 
the 1997-98 school year, 7 of the 10 States with standards and aligned 
assessments in place for two years report increasing percentages of students 
meeting proficient and advanced performance standards in schools with poverty 
rates of at least 50 percent. These State-level data are particularly 
encouraging since final assessments are not required to be in place until school 
year 2000-2001. This and other information, including data indicating that Title 
I is driving higher standards to poor districts and schools, will be discussed 
in greater detail in the Congressionally mandated National Assessment of Title I 
scheduled for release in late February. 
Turning from the national to the 
State level, individual States have made notable progress in a very short period 
of time (See Chart 4). North Carolina, for example, more than doubled the 
percentage of its 8th graders scoring at the proficient or advanced levels on 
the NAEP math test, from 9 percent in 1990 to 20 percent in 1996. In Texas, the 
percentage of 4th grade students reaching the NAEP proficient or advanced levels 
rose from 15 percent in 1992 to 25 percent in 1996. 
We also have evidence of 
improving achievement in urban school districts enrolling significant numbers of 
poor and minority children. In Signs of Progress, a 1998 report from the Council 
of Great City Schools, 18 urban school districts reported increased scores on 
national, State, and local achievement tests. 
CHANGING THE WAY WE DO 
BUSINESS 
I believe we are seeing this progress in part because the 1994 
reauthorization changed the way we do business at the Federal, State, and local 
levels. The 1994 Act included provisions to improve teaching and learning, 
increase flexibility and accountability for States and local school districts, 
strengthen parent and community involvement, and target resources to the highest 
poverty schools and communities. There is strong evidence that these 
changes,particularly the emphasis on high standards and new flexibility to 
innovate, have helped States and school districts carry out the hard work of 
real education reform. 
Setting High Standards 
States that led 
the way in adopting standards-based reforms - like Kentucky, Maryland, North 
Carolina, and Oregon - found new support from Federal programs that helped them 
to raise reading and math achievement. In other States, the new ESEA and Goals 
2000 encouraged and supported improvements in teaching and learning tied to high 
standards. For example, in a report on Goals 2000 prepared by the General 
Accounting Office (GAO) at the request of the Chairman of this Committee, we 
were most pleased that State officials described Goals 2000 as "a significant 
factor in promoting their education reform efforts" and a "catalyst" for change. 
The National Education Goals Panel issued a report authored by the RAND 
Corporation that examined the experience of North Carolina and Texas. This 
report found that the "most plausible explanation"o for the test-score gains was 
an "organizational environment and incentive structure" based on standards-based 
reform, defined as "an aligned system of standards, curriculum, and 
assessments;, holding schools accountable for improvement by all students; and 
critical support from business." The report also tells us that the willingness 
of political leaders to stay the course and continue the reform agenda, despite 
"changes of Governors and among legislators," is another key element that has 
defined the success of these two leading States, which enjoyed both the largest 
achievement gains and significant progress in closing the achievement gap 
between minority and majority students. 
New Flexibility 
At the 
Department of Education, the 1994 reauthorization sparked a determined effort to 
give States and school districts greater flexibility to make innovations that 
help all students reach high standards. For example, we systematically examined 
every Department regulation and set very specific criteria for regulating only 
when absolutely necessary. The Office of Management and Budget has supported 
this approach, and other Federal agencies have since adopted it as a model. 
Under our new regulatory criteria, we found that we needed to issue regulations 
for only five of the programs included in the 1994 ESEA reauthorization; thus we 
eliminated a full two-thirds of the regulations previously covering the 
Elementary and Secondary Education Act. Another major improvement was to give 
States the option of submitting a single, consolidated State application, 
instead of separate applications, for the majority of ESEA programs. Not 
surprisingly, every State but one has adopted this approach, which both reduces 
paperwork and encourages a comprehensive approach to planning for the use of 
Federal funds. Moreover, States now submit their single plan just once during 
the life of the authorization cycle, with brief yearly updates to ensure 
accountability. States reported in fiscal year 1996 that the consolidated 
application slashed paperwork requirements by 85 percent. 
In addition, the 
Department has vigorously implemented the waiver provisions included in the 1994 
reauthorization, which permit States, school districts, and schools torequest 
waivers of statutory and regulatory requirements that present an obstacle to 
innovative reform efforts if there are adequate accountability safeguards in 
place. Our efforts included a Waiver Hot Line as well as comprehensive waiver 
guidance at our site on the World Wide Web. 
Since the reauthorization of 
ESEA in 1994, the Department has received 648 requests for waivers from States 
and local districts and granted a total of 357 waivers. Overall, the Department 
has approved 55 percent and disapproved 8 percent of all waivers requested. Of 
the remainder, 28 percent were withdrawn largely because districts learned that 
they had sufficient latitude or flexibility under existing law to proceed 
without a waiver, demonstrating that the ESEA is more flexible than many people 
thought even without the waiver authority. 
Another approach to flexibility 
is the ED-Flex demonstration program, which allows the Department to give States 
with strong accountability mechanisms the authority to approve waivers of 
certain Federal statutory and regulatory requirements that stand in the way of 
.effective reform at the local level. Congress has authorized up to 12 States to 
participate in ED-Flex. 
We are proposing to expand ED-Flex to allow all 
eligible States to participate. I believe such an expansion should be considered 
in the context of reauthorization and our emphasis on accountability for 
results. ED-Flex can be an important tool for accelerating the pace of real 
reform in our schools, but it must be done thoughtfully. ED-Flex cannot be used 
to get around established civil fights protections, or to undermine the overall 
purpose of helping disadvantaged children reach the same high standards as other 
children. 
Federal Education Dollars to the Local Level 
One final issue I 
want to touch on is the Department's performance in getting Federal education 
dollars to the local level, where they can do the most good. There have been a 
number of "dollars to the classroom" proposals over the past two years based on 
the assumption that the Department of Education retains a significant portion of 
Federal elementary and secondary appropriations to pay for administrative costs. 
The truth is that over 95 percent of all the dollars appropriated by Congress 
for ESEA programs already go to local school districts. Almost all of the rest 
goes to States to provide technical assistance, to support the use of standards 
and assessments, and to provide oversight. If the "95 percent" figure sounds 
familiar, it is because some of those proposals I mentioned promise to send 95 
percent of Federal dollars to the classroom. 
I recognize that some may argue 
about whether the "local level" is the same as "the classroom." My view is that 
once the funds reach the local level, it is up to local elected school boards to 
decide how best to spend them to achieve the purposes of the programs enacted by 
the Congress. 
I believe that these accomplishments--widespread adoption of 
challenging standards, promising achievement gains nationally and even more 
improvement in "leading-edge" States, and new flexibility for States and school 
districts - show that we were on the right track in 1994. The evidence 
demonstrates a clear connection between raising standards andraising student 
achievement. The record also shows, however, that many States and districts are 
still phasing in the 1994 reforms. Taken as a whole, this experience provides a 
compelling argument for the Administration and Congress to keep working together 
to help States and school districts get high standards into the classroom, and 
to push for improved incentives and strengthened accountability mechanisms to 
ensure that these reforms take hold. 
DISTURBING GAPS REMAIN 
The overall 
progress I have described cannot hide the fact that disturbing gaps remain in 
the educational performance of this Nation. In the areas of math and science, 
for example, the Third International Math and Science Study (TIMSS) provides the 
latest evidence of a longstanding pattern of declining performance in math and 
science as students move through our elementary and secondary schools. Our 4th 
graders score among the best in the world in these subjects, our 8th graders are 
in the middle of the pack, and the performance of our 12th graders in math and 
science ranks near the bottom of the nations participating in TIMSS. 
In 
particular, progress toward closing the gap in achievement between disadvantaged 
and minority students and their more advantaged peers has stalled in recent 
years. Yesterday's NAEP reading report only confirmed-what many other studies 
have shown over the past several years: children in poverty, defined in this 
case as those who receive free and reduced-price lunch, are almost twice as 
likely as other children to read below the basic level. 
These achievement 
gaps are mirrored and exacerbated by two key systemic problems that we will try 
to address through our reauthorization proposal: the teacher gap and the 
accountability gap. 
Too Many Unqualified Teachers in Our Classrooms 
Research shows that qualified teachers are the most important in- school 
factor in improving student achievement, yet more than 30 percent of newly hired 
teachers are entering the teaching profession without full certification, and 
over 11 percent enter the field with no license at all. 
Our ability to raise 
academic standards also is hindered by teachers teaching "out of field. 
" Overall, nearly 28 percent of teachers have neither an undergraduate 
major nor minor in their main assignment fields. Another significant concern is 
the practice of using teacher aides as the primary instructors. All of these 
individuals are trying to do their best, but where they are being asked to take 
the place of a teacher we are shortchanging our students. 
High-poverty urban 
schools are most likely to suffer from unqualified teachers. The National 
Commission on Teaching and America's Future reported in 1996 that "in schools 
with the highest minority enrollments, students have less than a 50% chance of 
getting a science or mathematics teacher who holds a license and a degree in the 
field he or she teaches." 
We cannot expect our students to reach high 
standards until every classroom is led by an experienced teacher capable of 
teaching to high standards. We must do more to ensure teacher quality, 
particularly in high-poverty schools. 
Accountability Mechanisms Are Weak in 
Many States 
Many States are not yet implementing proven practices that are 
working in some of the States that are making the most rapid progress. According 
to recent special report on accountability in Education Week, 36 states issue 
school report cards, 14 do not, and fewer than half of the parents in States 
that do issue report cards are aware of their existence. 
The report also 
tells us that only 19 States provide assistance to low performing schools, and 
only 16 States have the authority to reconstitute or close down failing schools. 
Only about half the States require students to demonstrate that they have met 
standards in order to graduate, and too many still promote students who are 
unprepared from grade to grade. We need to provide incentives for all States to 
develop and implement strong accountability mechanisms. 
THE NEXT STAGE: 
RAISING ACHIEVEMENT IN OUR SCHOOLS AND CLASSROOMS 
The teacher gap and the 
accountability gap provide the broader context for our ESEA reauthorization 
proposals. To close these gaps - and the achievement gaps that they 
perpetuate--we have developed a comprehensive, three-part strategy of (l) 
targeting investments to disadvantaged children, with particular attention to 
the early years of schooling; (2) improving teacher quality, and (3) real 
accountability. All these pieces need to fit together if we want to raise 
achievement levels. 
First, our investments in Title I, the Class-Size 
Reduction program, the Reading Excellence Act, education technology, and 
after-school programs--to name just a few - are all part of our effort to get 
communities and their teachers and principals the resources they need to raise 
achievement for all students. We have put a real emphasis on the early years of 
schooling because research and common sense tells you that if a young person can 
"master the basics" early, they get off to a much better start in their 
education. 
We want to improve academic achievement for all students, with a 
special emphasis on closing the gap upward between poor and minority students 
and other students. This is why, for example, we are such strong supporters of 
reducing class size in the early grades. Research from the Tennessee STAR study 
demonstrated that reducing class sizes in the early grades led to higher 
achievement for all students, with poor and minority students showing the 
greatest gains. 
Second, we think it is absolutely essential to put a highly 
qualified, dedicated teacher in every classroom in America. John Stanford, the 
inspiring former superintendent from Seattle who recently passed away, had this 
marvelous slogan that summed up his philosophy: "the victory is in the 
classroom." If we are going to achieve many more victories in the classroom, we 
simply have to raise teacher quality and get many more certified teachers into 
our Title I schools. This is why we asked the Congress to create a strong 
teacher quality initiative in the Higher Education Act reauthorization last 
year. Our intent here is to makehigh standards part of every teacher's daily 
lesson plans. I will discuss this part of our proposal in greater detail later 
on in my testimony. 
Third, we want to support Governors and States that are 
putting into place strong mechanisms to hold districts, schools, principals, and 
teachers accountable for student achievement. And we want to provide incentives 
to those States and communities that have been slow to undertake the hard work 
and difficult decisions entailed by real accountability. 
Strengthening 
Accountability 
President Clinton's State of the Union address highlighted a 
package of accountability measures that forms the core of our approach to 
accountability in the ESEA reauthorization. Stronger accountability is the third 
part of our broad strategy of improvement. These measures build on the 
accountability provisions included in the 1994 reauthorization, and are critical 
to ensuring that the substantial Federal investment in elementary and secondary 
education is used wisely and actually produces the desired results for all of 
our children. Much of our thinking about accountability has been informed by 
successful accountability initiatives at the local and State levels. The most 
thoughtful education leaders at the State and local level are doing what we are 
proposing: they are ending social promotion, requiring school report cards, 
identifying low-performing schools, improving discipline in schools and 
classrooms, and putting in place measurable ways to make chan such as basic 
skills exams at different grade levels. They are striking a careful balance 
between giving schools the increased support and flexibility they need to raise 
achievement levels and, at the same time, holding schools accountable when they 
do not measure up to clearly established goals. We are trying to strike that 
same balance in our reauthorization proposals. 
Our emphasis on 
accountability in ESEA, and in particular in Title I, seeks to build on, 
support, and encourage these growing State and local efforts to pick up the pace 
of standardsbased reform. Here it is important to recognize that we are not 
talking about more regulations. We want better results. There is both a moral 
and a fiscal dimension to being more accountable. We cannot afford to lose the 
talents of one child, and we cannot waste the substantial resources entrusted to 
us by American taxpayers. 
The "either/or" thinking that has dominated the 
public debate about our accountability proposals--more Federal control versus 
less local control--really misses the point entirely about what we seek to 
achieve. If a State is putting its own accountability measures into place, we 
are not demanding that they replace their measures with our measures. But if a 
State does not have such requirements in place, then it makes a good deal of 
sense for them to adopt our proposals. We expect States to do this because it is 
good education policy and the right thing to do for the children. 
Our 
approach to increased accountability is one of graduated response, a range of 
options--some positive and others more prescriptive--that can help break the 
mold and get low-performing schools moving in a more positive direction. On the 
positive side of the continuum, we give school districts greater flexibility if 
we see that they are making progress. But if a school or a school district 
simply isn't making things happen, we want to work withState and local officials 
to find out why and shake things up. The local school district, for example, may 
not be giving teachers the real professional development time they need. 
If 
a school district is refusing to change, we are prepared to be much more 
specific about how it uses ESEA funding. We do not intend to be passive in the 
face of failure. We will help, nudge, prod, and demand action. And, if we have 
to, we are prepared to restrict or withhold ESEA funding. 
We recognize that 
a complete accountability system should be multi- dimensional and include high 
expectations and accountability for everyone in the system. All of us are 
responsible for ensuring that all students reach high standards. The 
accountability measures in our reauthorization proposal will be designed to (1) 
help school districts and states provide students with a high-quality education, 
(2) focus on continuous improvement, and (3) hold students, teachers, 
principals, schools, and districts to high standards. 
It is important to 
note that our proposed accountability measures reinforce and build on similar 
provisions enacted in 1994. For example, the underlying structure of the Title I 
accountability provisions is sound, and a minority of States are hard at work 
emphasizing continuous improvement and holding schools and principals 
accountable for results. 
Many States, however, have not fully 
implemented the Title I provisions and have moved only tentatively to make other 
changes based on high standards and accountability. 
We seek to speed up and 
strengthen the process by requiring States to take immediate action to turn 
around low-performing schools, to give parents annual report cards, to end 
social promotion, to improve teacher quality, and to have well-thought-out 
discipline policies in place that make a difference. 
Meeting State Standards 
First, we would retain the current Title I requirement that States establish 
assessments aligned with State content and performance standards by the 
2000-2001 school year. States must also define adequate yearly progress for 
Title I schools and local school districts in a manner that would result in 
continuous progress toward meeting State standards within a reasonable time 
frame. 
Turning Around the Lowest Performing Schools 
Second, States 
should take immediate corrective action to turn around the lowest performing 
schools. Currently, there are over 6,500 schools and 1,300 school districts 
designated under Title I as needing improvement. These schools and districts 
were placed in school- improvement status afng little or no improvement over a 
period of two years. Many of these schools are still showing no improvement 
despite receiving additional support. We are saying our children have spent 
enough time in low-performing schools--it is time to take action now. 
States 
should quickly identify the lowest performing schools that are failing to show 
improvement and provide additional support and assistance. If any school 
continues to show no improvement, States should take bold action such as 
reconstituting the school or closingthe school down entirely and reopening it as 
a fresh new school. The Department's 2000 budget request includes a $200 million 
set-aside in Title I to help jumpstart this process of State and district 
intervention in the lowest performing schools. 
Annual Report Cards 
Third, annual report cards at the State, district, and school levels should 
be a requirement for receiving ESEA funds. The report cards should provide 
invaluable information on improvement over time or the lack thereof. They should 
include information on student achievement, teacher quality, class size, school 
safety, attendance, and graduation requirements. Where appropriate, the student 
achievement data should be disaggregated by demographic subgroups to allow a 
greater focus on the gaps between disadvantaged students and other students. 
For report cards to make sense, they need to be easily understood by and 
widely distributed to parents and the public. As I indicated earlier, while 36 
States already require report cards, many parents and teachers from these States 
say that they have never seen them. Our proposal,is intended to give parents a 
tool they can use to join the debate over bringing high standards into the 
classroom, to advocate on behalf of their children and their children's schools, 
and to work with teachers and principals to make improvements. 
I assure you, 
if parents find out that their children are going to an unruly or unsafe school, 
there will be standing-room only at the next school board meeting and that can 
be a very good thing. If parents discover that test scores are down at their 
school but up at a nearby school, they will start asking questions and spark 
reform. In short, a good, honest report card gives parents a real accountability 
tool that allows them to make a difference in the education of their children. 
Separately, we have proposed an additional test that can help parents 
determine if their children are measuring up: the voluntary national tests in 
4th grade reading and 8th grade math. The independent, bipartisan National 
Assessment Governing Board (NAGB) is developing a plan for this test, in 
accordance with language in the Fiscal Year 1999 Appropriations Act. I ask the 
Committee to join me in looking carefully at this plan when NAGB announces it 
later in the spring. 
Ending Social Promotion 
Fourth, all States 
receiving ESEA funds should end the practice of social promotion. I want to be 
clear that in calling for an end to social promotion we are not encouraging 
school districts to retain students in grade; instead, we are asking school 
districts to prepare children to high standards. That is why we have pushed so 
hard for programs like Class Size Reduction, the Reading Excellence Act, and the 
21st Century Community Learning Centers after-school initiative, which invest in 
the early years and help to minimize the number of children at risk of retention 
in grade. 
Research indicates that from 10 to 15 percent of young adults who 
graduate from high school and have not gone further--up to 340,000 students each 
year--cannot balance a checkbook or write a letter to a credit card company to 
explain an error on a bill. In addition,about 450,000 to 500,000 young people 
drop out of high school between the 10th and 12th grades. These are the young 
people who are hurt by current practices. We need to make sure these students 
are given the support they need to succeed. The President's call for an end to 
social promotion is designed to tell students that"performance counts," and to 
encourage districts and schools to take aggressive action to help all students 
meet promotion standards on time. States should target their efforts at key 
transition points, such as 4th, 8th, and 10th grades, and should use multiple 
measures, such as valid assessments and teacher evaluations, to determine if 
students have met the high standards required for promotion to the next grade. 
States would develop their own specific approaches to match their unique 
circumstances. 
Strategies to end social promotion include early 
identification and intervention for students who need additional help--including 
appropriate accommodations and supports for students with disabilities. 
After-school and summer-school programs, for example, can provide extended 
learning time for students who need extra help to keep them from having to 
repeat an entire grade. 
Ensuring Teacher Quality 
Fifth, States must do 
more to ensure teacher quality. States receiving ESEA funds should adopt 
challenging competency tests for new teachers, phase out the use of uncertified 
teachers, and reduce the number of teachers who are teaching "out of field." I 
know the Members of this Committee share our concern about teacher quality, and 
we want to work with you to address that concern. 
Less than two weeks ago, 
we released our first biannual report on Teacher Quality. In developing this 
report, we are making a statement that we are going to keep coming back to the 
issue of teacher quality again and again. The report told us that less than half 
of America's teachers feel very well-prepared to teach in the modem classroom. 
Teachers cited four areas of concern: using technology, teaching children from 
diverse cultures, teaching children with disabilities, and helping limited 
English proficient (LEP) students (See Chart 5). This study really is a cry for 
help and we need to respond. 
Our ESEA reauthorization proposal would begin 
to address these problems by ensuring that States adopt challenging competency 
examinations for all new teachers that would include assessments of 
subject-matter knowledge and teaching skills. We would also work to phase out 
the use of teacher aides as instructors in Title I schools, but at the same time 
encourage paraprofessionals to become certified teachers by supporting State and 
local efforts to build career ladders leading to certification. Our proposal 
will ensure that States make significant progress in reducing both the number of 
teachers with emergency certificates and the number of teachers teaching 
subjects for which they lack adequate preparation. 
The issue of improving 
teacher quality is also of great importance to all of us who want to improve the 
education of children with disabilities. The ESEA is meant to serve all children 
and there are growing numbers of children with disabilities who have been 
successfully mainstreamed into regular classrooms. The ESEA and the 
Individuals with Disabilities Education Act can work together 
to make a real difference for many more of thesechildren. The Teacher Quality 
report told us that the majority of our teachers do not feel as well- prepared 
as they should to teach children with disabilities. We want to work very hard to 
make sure that all teachers have the skills and the tools they need to teach 
these children to high standards. 
We made a good start in improving 
teacher quality last year when Congress passed-with strong bipartisan 
support--the new teacher recruitment and training programs in Title II of the 
reauthorized Higher Education Act. Our ESEA reauthorization plan would build on 
this success by providing resources to help States strengthen teacher- 
certification standards. It also will include--in the new Teacher Quality and 
High Standards in Every Classroom initiative--increased investment in the 
high-quality professional development that teachers tell us they need to help 
all students meet challenging new State standards. 
TITLE I 
I have 
described some of the key, cross-cutting measures for getting high standards 
into all classrooms. Now I would like to outline some program-specific issues 
and recommendations, beginning with Title I, which is the largest Federal 
investment in elementary and secondary education. This $7.7 billion program 
reaches more than 45,000 schools in over 13,000 school districts. With the 
expansion of schoolwide projects following the last reauthorization, the program 
now serves over 11 million students. In the 1996-97 school year, 36 percent of 
the children served were white, 30 percent were Hispanic, and 28 percent were 
African-American. Seventeen percent of the children served were limited English 
proficient. 
Historically, Title I has been the single largest source of 
Federal funding targeted to raising the achievement levels of students in 
high-poverty schools and helping to close the achievement gap between these 
children and their more advantaged peers. The 1994 reauthorization focused on 
helping children in high poverty schools reach the same high standards expected 
of all students. In particular, States were required to develop content and 
performance standards in reading and math, with aligned assessments to measure 
student progress toward meeting the standards. 
In looking at the impact of 
Title I, we should keep in mind, that despite its size and prominence at the 
Federal level, Title I represents about three percent of national spending on 
elementary and secondary education. Title I is effective only when it works in 
partnership with much larger State and local resources. Nevertheless, Title I 
can and should do more to assist State and local efforts to raise the 
educational achievement level of poor and minority children, and this is what we 
are trying to achieve through our reauthorization proposals. 
The 1994 
reauthorization improved targeting of resources, expanded the schoolwide 
approach, and strengthened parental involvement. With regard to targeting, the 
GAO recently reported that Federal programs are much more targeted than State 
programs. On average, for every $1 a State provided in education aid for each 
student in a district, the State provided an additional $0.62 per poor student. 
In contrast, for every $1 of Federal funding districts received for each 
student, they received an additional $4.73 in Federal funding per poor student. 
We believe targeting works, and we recommend leaving in place the Title I 
allocation formula adopted by the Congress in 1994.The 1994 Act expanded 
schoolwide programs by permitting schools with poor children making up at least 
50 percent of their enrollment to use Title I funds in combination with other 
Federal, State, and local funds to upgrade the instructional program of the 
entire school. Since 1995, the number of schools implementing schoolwide 
programs has more than tripled, from about 5,000 to approximately 16,000. Our 
reauthorization proposal would maintain the 50-percent threshold for schoolwide 
programs. 
Parents of Title I children are now more fully involved in their 
children's education through the use of parent compacts called for in the 1994 
Act. I want to stress that getting parents involved in the process of school 
reform is often the spark that makes the difference. ( have been a strong 
advocate of increased parental involvement in education for many years and there 
is a good reason for it. Parents are children's first teachers and they set the 
expectations that tell children how hard they should strive to achieve. Teachers 
tell us again and again that parents are too often the missing pan of the 
education success equation. 
If you look at the chart entitled "Parent 
Involvement Counts," you will see why we are placing such a strong emphasis on 
developing compacts between parents and schools for our Title I children (See 
Chart 6). Four years ago, we created the Partnership for Family Involvement in 
Education with 40 organizations. This Partnership has since grown to 4,700 
organizations and it continues to grow quite rapidly. To give you one example of 
its activities, last month the Partnership sent out a detailed guide of best 
practices on how teachers can work better with parents. 
Proposed Changes to 
Title I 
Building on what we have learned since 1994, our reauthorization 
proposal would continue to hold at-risk children in high-poverty schools to the 
same high standards expected of all children and to link Title I to State and 
local reforms based on high standards. We also would continue targeting 
resources to areas of greatest need, supporting flexibility at the local level 
to determine instructional practices, and encouraging more effective 
implementation of schoolwide programs. Title I schools would, of course, be 
subject to the accountability provisions that we would apply to all ESEA 
programs. Specific improvements to Title I would include targeting additional 
resources to help the lowest achieving schools and phasing out the use of 
teacher aides as instructors in Title I schools. We also would strengthen the 
schoolwide authority by borrowing some of the successful features of the 
Comprehensive School Reform Demonstration program, such as basing reforms on 
solid research about what works. And in response to a key recommendation of the 
reading study conducted by the National Academy of Sciences (NAS), we are 
proposing the use of diagnostic assessments in the first grade to ensure the 
early identification of children with reading difficulties. In addition to these 
proposals, we are giving serious consideration to phasing in a set-aside within 
Title I for professional development aligned to standards. 
With regard to 
family literacy, an issue that I know is very important to the Chairman of this 
Committee, the Department is considering changes that would further clarify 
existing opportunities for using Title I funds to provide family literacy 
services. Additionally, we maypropose amendments to Even Start that would build 
upon the quality improvement amendments included in the Reading Excellence Act. 
The Department also is considering proposals to promote high quality 
professional development for early childhood educators and others to help 
children develop better language and literacy skills in the early years. The 
NAT's reading study presented strong evidence that children who receive 
enrichment services focused on language and cognitive development in early 
childhood show significantly higher reading achievement in the later elementary 
and middle school years. We believe that professional development based on 
recent research on child language and literacy development--including strategies 
that could be shared with parents--could make a significant contribution toward 
the goal of ensuring that every child can read well by the end of the 3rd grade. 
Our proposal would target those children most at risk of experiencing difficulty 
in learning to read by working with early childhood educators in Head Start and 
Title I pre-K programs. 
- Separately, we support the continuation of the 
Comprehensive School Reform 'Demonstration program, which we believe is 
generating some good models for improving the effectiveness.of the broader Title 
I program and for strengthening both Title I and non-Title I schools. 
QUALITY TEACHERS AND HIGH STANDARDS IN EVERY CLASSROOM 
While every State 
has developed high standards, States and districts now need significant support 
to continue the hard work of turning these high expectations into classroom 
realities. This is why we are proposing a new initiative called Quality Teachers 
and High Standards in Every Classroom. This initiative would help States and 
school districts continue the work of aligning instruction with State standards 
and assessments, while focusing most resources on improving teacher quality 
through high-quality professional development. Our proposal would build on and 
succeed the current Goals 2000, Title II, and Title VI programs. 
The 
National Commission on Teaching and America's Future found that the biggest 
impediment to improving teaching was the lack of access to the kinds of 
knowledge and skills teachers need to help students succeed. We know from the 
Commission's report that most school districts do not direct their professional 
development funds in a coherent way toward sustained, standards-based, 
practical, and useful' learning opportunities for teachers. We need to provide 
teachers with opportunities to change instructional practices in order to ensure 
that all children are taught to high standards. 
Just as we have real 
concerns about improving teacher quality, we need to recognize the growing 
shortage of qualified principals. I was struck by a recent article in The 
Washington Post, which indicated that about 50 percent of all schools face a 
shortage of qualified principal candidates. That is a very heavy statistic. 
Unfortunately, we have not done enough to support the professional growth of 
teachers and principals. Currently, most school districts spend less than three 
percent of their budgets on professional development, while our best private 
companies spend as much as10 percent to ensure that their employees have quality 
training and keep current in their work. If we expect the best from our 
students, we need to ensure that we are giving our teachers the best support 
possible. And, we know it works. In New York City's District 2, former 
Superintendent Tony Alvarado made major investments in professional 
development-investments that paid off in marked improvement in student 
achievement. 
The 1994 reauthorization included a greater focus on 
research-based principles of professional development in the Eisenhower 
Professional Development program. Despite this emphasis, recent evaluations of 
the Eisenhower professional development program found that most districts did 
not receive enough funding to support the kind of on-going, intensive 
professional development that works best to improve teaching skills. 
As we 
move into the next phase of getting high standards into schools and classrooms, 
we must give States and districts the flexibility they need to strengthen their 
local efforts to implement standards and to improve teacher quality. States 
could use these funds to continue the development of standards and assessments 
and provide leadership to districts working to align instruction with these 
standard, and assessments and to improve professional development,for teachers. 
School districts would use their funds to implement standards in schools and to 
invest in professional development-in core subject areas, with a priority on 
science and mathematics. 
States and districts would also be able to use 
these funds to meet new ESEA teacher quality requirements related to the 
implementation and improvement of competency-based assessments for initial 
licensure, the reduction of the number of teachers on emergency credentials, and 
the reduction of the number of teachers teaching out of field. 
Funds would 
be used to advance teacher understanding and use of best instructional practices 
in one or more of the core academic content areas, with a primary focus on math 
and science. The initiative also is designed to complement the strong emphasis 
on professional development throughout our ESEA reauthorization proposal, 
including Title I, the Reading Excellence Act, and Title VII. 
We would 
support activities to assist new teachers during their first three years in 
classroom, including additional time for course preparation and lesson planning, 
mentoring and coaching by trained mentor teachers, observing and consulting with 
veteran teachers, and team-teaching with veteran teachers. 
Veteran teachers 
would be encouraged to participate in collaborative professional development 
based on the standards developed by the National Board for Professional Teaching 
Standards. The initiative also would support district-wide professional 
development plans designed to help students meet State academic standards, the 
integration of educational technology into classroom practice, and efforts to 
develop the next generation of principals. 
SAFE, DISCIPLINED, AND DRUG-FREE 
SCHOOLS 
The Administration's plans for reauthorizing the Safe and Drug-Free 
Schools and Communities Act have actually taken shape over the past few years in 
our annual budget requests. These proposals have been designed to strengthen the 
program by improving accountability and by targeting funds to local educational 
agencies with (1) significant drug and violence prevention problems and (2) 
high-quality, research- based programs to address those problems. 
Our 
reauthorization proposal would build on these earlier efforts by emphasizing a 
schoolwide approach to drag and violence prevention. All school districts 
receiving funds would be required to develop a comprehensive Safe and Drug-Free 
Schools plan to ensure that they have a drug-free, safe, and disciplined 
learning environment. These plans would include fair and effective discipline 
policies, safe passage to and from schools, effective research-based drug and 
violence prevention policies, and links to after-school programs. These plans 
would also have to reflect the "principles of effectiveness" that the Department 
recently established, which include the adoption of research-based strategies, 
setting measurable goals and objectives for drug and violence prevention, and 
regular evaluation of progress toward these goals and objectives. 
Program 
funds would be distributed in larger, more effective grants, because our 
proposal would require States to award competitive grants to a limited number of 
high-need districts. Program evaluations have consistently found that the 
current practice of allocating funds by formula to all districts spreads funds 
too thinly to have a significant impact in most districts. For example, about 
three-fifths of districts currently receive grants of less than $10,000, with 
the average grant providing only about $5 per student. 
Our reauthorization 
plan also would continue the Safe Schools/Healthy Students program, an 
interagency initiative that provides competitive grants to help school districts 
and communities to develop and implement comprehensive, community-wide 
strategies for creating safe and drug-free schools and for promoting healthy 
childhood development. Similarly, the Safe and Drug-Free Schools Coordinator 
Initiative would be continued under our proposal. 
We also will propose to 
authorize the Department to provide emergency services, especially mental health 
and counseling services, to schools affected by the kind of violence we saw last 
year in Arkansas, Kentucky, Mississippi, Oregon, and Pennsylvania. This is the 
$12 million Project SERV (School Emergency Response to Violence) initiative 
included in the President's 2000 budget request. Our reauthorization plan also 
would set aside a small amount of funding at the State level to support similar 
emergency response activities. 
EDUCATIONAL TECHNOLOGY 
Since the creation 
of Title III in the last ESEA reauthorization, the Federal government has helped 
States and school districts make significant progress in bringing technology 
into the classroom and making sure that teachers are prepared to effectively 
integrate technology throughout the curriculum.With the support of Congress, the 
Department has delivered over $1 billion to States through the Technology 
Literacy Challenge Fund. This investment is helping to increase the number of 
classrooms connected to the Internet--just 27 percent in 1997--and has helped 
decrease the student-computer ratio from 38 students per multimedia computer to 
13 students per multimedia computer. 
By early March, $1.9 billion dollars in 
E-Rate discounts will be provided to the Nation's schools and libraries. This 
means that over the summer, the number of poor schools that are connected to the 
Internet will rise dramatically. These discounts will also provide affordable 
access to advanced telecommunications and ensure that all of our schools are 
active participants in the technological revolution. 
To reduce the "digital 
divide" that could widen the achievement gap between disadvantaged students and 
their wealthier peers, we propose to strengthen the targeting provisions of the 
Technology Literacy Challenge Fund. Just 63 percent of high-poverty schools had 
connections to the Internet in 1998, compared to 88 percent of low- poverty 
schools. The disparity is even greater at the classroom level, with only 14 
percent of classrooms connected to the Internet in high- poverty schools, 
compared to 34 percent of classrooms in low-poverty schools. 
Federal dollars 
are helping to narrow this digital divide. High- poverty schools received over 
two-and-one-half times more new computers than their low-poverty counterparts in 
recent years. We will make a special effort to address the needs of rural 
America, where technologies like distance learning can make a real difference, 
and to coordinate ESEA technology programs with the Individuals with 
Disabilities Education Act Technology Development 
Program, which expands access to innovations in technology to students with 
disabilities. 
Helping teachers integrate technology into their daily lesson 
plans will be another special focus. 
Currently, only 20 percent of our 
teachers feel qualified to integrate technology throughout the curriculum. The 
reauthorization proposal for Title III will focus on supporting State and local 
efforts to improve teacher quality, with a priority for developing partnerships 
between local school districts, institutes of higher education, and other 
entities. 
We also want to strengthen our evaluation efforts to find proven 
and promising models of how technology is improving achievement that we can 
bring to scale. 
SUPPORTING STUDENTS WITH LIMITED ENGLISH PROFICIENCY 
Students with limited English proficiency (LEP) are the fastest growing 
population served by the Elementary and Secondary Education Act. According to 
State educational agency data, the number of LEP students grew 67 percent 
between the 1990-91 and 1996-97 academic years. 
Growing numbers of LEP 
students are in States and communities that have little prior experience in 
serving them. For example, between the 1992-93 and 1996-97 school years, the LEP 
population more than doubled in Alabama, Alaska, Florida, Idaho, Nebraska, 
Nevada, North Carolina, Oregon, South Carolina, and Tennessee.The President's 
goal is to hold schools accountable for ensuring that LEP students can speak and 
read English after three consecutive years in our schools. We are not proposing 
to cut off services to students after three years. To the contrary, schools must 
continue to help students until they become proficient in English. 
We are 
equally committed to ensuring that LEP students reach challenging academic 
standards in all content areas. We also want to assure that States and school 
districts have the flexibility they need to provide the most appropriate 
instruction for each child. 
I told you earlier that we cannot afford to 
waste the talents of one child. One of America's greatest strengths has always 
been her diversity of peoples. Today, immigrants and their children are 
revitalizing our cities, energizing our culture, and building up our economy. We 
have a responsibility to make them welcome here and to help them be part of the 
American success story. 
Our reauthorization proposal.for the Title VII 
bilingual education provisions seeks to achieve these goals by emphasizing the 
same two key strategies we are pursuing throughout the ESEA: improving teacher 
quality and strengthening accountability. 
To increase teacher quality, for 
example, all institutions of higher education applying for Title VII grants 
would be required to show that their teacher education programs include 
preparation for all teachers serving LEP students. 
To strengthen 
accountability, we would require both Title VII grantees and Title I schools to 
annually assess the progress of LEP students in attaining English proficiency. 
These assessments will be used to inform parents of their children's progress 
and to help schools improve instruction. 
LEP students who have been in U.S. 
schools for less than three years would continue to be included in the Title I 
assessment system, but after three years reading assessments would be conducted 
in English. Schools and districts would be held responsible, as part of the 
larger ESEA accountability provisions, for ensuring that LEP students reach the 
three-year English language proficiency goal. 
I also believe that America's 
children need to become much more fluent in other languages. We are very far 
behind other nations when it comes to giving our students a mastery of other 
languages. There are teenagers in Europe who can easily speak three languages. I 
am certain we can do a much better job at giving our students both a mastery of 
English and fluency in at least one foreign language. There are currently over 
200 two-way bilingual education programs that teach English and a foreign 
language and allow all students to truly develop proficiency in both languages. 
EXCELLENCE AND OPPORTUNITY IN PUBLIC EDUCATION 
As I travel around the 
country visiting schools, I continue to see the spark of innovation and 
creativity in many public schools. Public education is changing quite rapidlyat 
the ground level and offering parents many more options in the terms of the type 
of schools their children can attend and the courses they can take. 
This 
Administration is a strong advocate of public school choice as a way to 
encourage and stimulate the creative efforts of school districts to give parents 
the opportunity to find a school that best fits the needs of their children. 
Some discussions about choice suggest that there is choice only outside of 
public education. Well, that is an assumption that I want to challenge because 
it really has no basis in fact. 
You can go to school district after school 
district and find schools- within-schools, magnet schools, school-to-work 
initiatives, high schools collaborating with local colleges, and option and 
theme schools that focus in on specialized fields like the environment, the 
visual and performing arts, communications and technology, back-to- basics, 
classical studies, marine science, accelerated learning, the international 
baccalaureate, finance, and medical sciences. 
There is a great deal of 
variety in public education at the local level, from alternative schools to 
community-based learning efforts, to schools-without-walls, to public schools 
that focus in on the core- knowledge approach to education. There are public 
school districts like Seattle that have a completely open choice model and many 
other school districts that offer intra-district choice, inter-district choice, 
and controlled choice. Critics of public education would do well to recognize 
that many public school districts are far more in touch with parents than they 
think and are giving parents the choices they seek. 
I want to stress that 
one of the most important choices that parents can make about a child's 
education is the choice of subjects and not schools. We have a growing body of 
research showing that courses students choose in middle and high school are 
powerful predictors of success--from mastery of high-level math to gaining 
entrance to top colleges and universities. The best schools in America--whether 
they are public, private or parochial--all share something in common: they place 
a strong emphasis on a rigorous and engaging academic program. This is what 
makes these schools distinctive, and it is what makes them work. 
That is why 
President Clinton has spent six years advocating the idea that by raising 
standards, exciting families about their children's education, and putting 
quality teachers into every classroom, we can raise achievement for many, many 
more of our students--and indeed, someday soon, hopefully all of our students: 
That is the best public policy for us to support. Private school voucher 
programs affect only a small number of students, divert us from our goal of high 
standards for all children, and take scarce resources from the public schools 
that serve around 90 percent of America's children. 
While the Administration 
strongly opposes efforts to divert public funds to private schools through 
vouchers or similar proposals, we want to encourage the development of new 
choices within the public school system. This is why we worked very closely with 
Congress to reauthorize the Charter School legislation that fosters creativity 
with accountability. 
This year we are proposing a new choice authority that 
would help us identify and support new approaches to public school choice, such 
as inter-district magnet schools andworksite schools, and promote a new, broader 
version of choice that works within all public schools. 
We are interested in 
promoting public school choice programs in which the schools and programs are 
public and accountable for results, are genuinely open and accessible to all 
students, and promote high standards for all students. There are many successful 
public schools that can provide models for improving low-performing schools, and 
one of our goals must be to find ways to help States and local school districts 
to replicate these successful models by leveraging "what works" for our 
children's education. 
MODERNIZING SCHOOLS FOR THE 21st CENTURY 
An 
additional priority for the Administration is to help communities build and 
renovate the school buildings they will need to help all students reach 
challenging standards. The General Accounting Office has reported that States 
and school districts face over $112 billion in repairs to existing schools. 
In addition, many schools face severe overcrowding as a result of the 
"baby boom echo." The truth of the matter is that America's schools are 
overcrowded and wearing out. The average school in America is over 40 years old 
and we know that school buildings begin to deteriorate once they become that 
old. 
The Administration is proposing $25 billion in bonding authority to 
finance the construction or renovation of up to 6,000 schools. As pan of the 
President's tax legislation, the Federal government will provide bondholders 
with tax credits in lieu of interest payments. State and local bond issuers will 
be responsible for repayment of principal. In addition, through the reauthorized 
ESEA, we would make grants to involve citizens in designing schools that reflect 
the needs of the entire community. The President's 2000 budget would provide $10 
million for these grants under the Fund for the Improvement of Education. 
Teaching and learning is changing and the schools we build need to reflect 
these changes, and be much more open to the community as whole. The generation 
of schools we build now are going to be around for a good 40 to 50 years and 
they ought to be built in such a way that they are true centers of community and 
anchors for livable communities. We have found that engaging citizens in the 
process of planning and designing schools also encourages people to save money 
and share resources. Placing an elementary school next to a Senior citizen 
center, for example, can be beneficial to everyone. 
CONCLUSION 
These are 
just the highlights of a comprehensive reauthorization proposal that will span a 
dozen or so titles affecting nearly every area of Federal support for the 
Nation's elementary and secondary schools. I encourage you to give careful 
consideration to our full proposal when it is completed next month, and I look 
forward to discussing the specific details of our plan as your work on your 
legislation. 
The framework for all of our thinking is the clear recognition 
that the days of "dumbing down" American education are over. We want to "achieve 
up" and raise expectations for all of our young people. As I have said so many 
times before, our children are smarter than we think. We can and surely will 
debate the merits of the policy ideas thatwe are putting forward today and that 
is healthy. Let us find common ground, however, around the idea that we have 
both a moral and social obligation to give the poorest of our young people the 
help they need to get a leg-up in life and be part of the American success 
story. 
As I travel around the country visiting schools, I really do get a 
sense that things are happening, that a very strong consensus has developed 
about what needs to be done to improve our schools. All the elements are coming 
together: a new emphasis on early childhood, better reading skills, high 
expectations for all of our young people, and accountability for results. We are 
moving in the right direction and we need to stay the course to get results and 
always remember that "the victory is in the classroom." 
In conclusion, I 
want assure you that the Administration is prepared to work with the Congress to 
help and support local and State educators and leaders who are striving to raise 
achievement levels. I hope that in the process, a new bipartisan spirit can 
evolve around education issues. The last few years have been somewhat 
contentious here in Washington, 'and we need to give a better account of 
ourselves to the American people. 
I will be happy to take any questions you 
may have. 
END 
LOAD-DATE: February 13, 1999