CONGRESS - Government on Autopilot
By David Baumann, National Journal
© National Journal
Group Inc.
Saturday, March 13, 1999
The last time that Congress rewrote the law governing the
Justice Department, Jimmy Carter was in the White House.
Similarly, the National Endowment for the Arts and the National
Endowment for the Humanities received some $ 208 million in
federal aid last year, even though lawmakers have reauthorized
them only once this decade. And many foreign-assistance programs,
including the Agency for International Development, actually
expired when the Republicans still held the White House and
Democrats controlled Capitol Hill.
While Congress likes to tackle such high-profile issues
as tax cuts or military pay raises, one of Washington's dirty
little secrets is that in many cases, lawmakers increasingly tend
to neglect routine reauthorization bills for federal programs.
The result: A myriad of programs are on automatic pilot because
the House and Senate committees that have direct power over them
have allowed their governing laws to expire.
These programs stay in existence only because Congress
each year waives the budget rules and provides another 365 days
of funding, using the 13 must-pass appropriations bills. The
Congressional Budget Office reported earlier this year that
Congress provided $ 102.1 billion for unauthorized programs during
fiscal 1999 (although there is some controversy over whether $ 17
billion in health care programs for veterans should be included
in that total). These ''orphaned'' programs range from services
provided by the National Institutes
of Health, which were last reauthorized during the 104th
Congress, in 1995-96; to $ 7.4 billion in foreign assistance
programs, whose laws were last rewritten in 1985. (See charts,
pp. 690-91.)
The consequence of all of this is increasingly poor
congressional oversight over federal programs. Moreover, the
annual congressional appropriations process gets bogged down in
debates over controversial legislative issues that the
authorizing committees of jurisdiction are supposed to deal with
separately. Important policy issues that should be examined
carefully and systematically are handled instead in the context
of the appropriations bills, often during the frenzied final days
of a legislative session.
''The committees with the responsibility and most
knowledge of the programs are not exercising their
responsibility,'' said former CBO Director Robert D. Reischauer,
now a senior fellow at the Brookings Institution. When federal
programs are reauthorized only through the appropriations
process, oversight is ''less than it otherwise would have been,''
Reischauer said. ''It's not good for the system.''
Lawmakers are well aware of the situation. And even such
ideological polar opposites as Rep. Barney Frank, D-Mass., and
Sen. Orrin G. Hatch, R-Utah, agree that it indeed is a problem.
As the Senate Judiciary Committee chairman, Hatch is
particularly irked over Congress's inability for the past two
decades to reauthorize the Justice Department. Last year, the
House and Senate produced the necessary legislation, but the
bills never went to conference committee. Now Hatch is vowing to
pursue the task with renewed vigor.
''It is, in my view, a matter of significance when any
major Cabinet department goes for such a long period of time
without congressional reauthorization,'' Hatch said earlier this
year. ''Such lack of reauthorization encourages administrative
drift, and permits important policy decisions to be made ad hoc
through the adoption (of) appropriations bills or special-purpose
legislation.''
Frank, as is his custom, summarizes the problem a little
more bluntly: ''It's bad for democracy.''
Why It Happens
Lawmakers give a variety of reasons for their neglect of
the day-to-day work. Democrats, not surprisingly, blame the
Republicans. ''The whole legislative process hasn't worked in the
past four years,'' contended Rep. Henry A. Waxman, D-Calif.
Waxman and other Democrats note that House and Senate GOP
leaders, especially former Speaker Newt Gingrich of Georgia, de-
emphasized the committee process in recent years. The Democrats
complain that the Republicans often bring bills to the floor
without hearings or a committee markup, and sometimes they form
special ''task forces'' outside the committees to craft
legislation. All of this weakens the standing committees and
allows them to shirk their duties. ''A fundamental part of the
process . . . has been greatly eroded,'' Waxman said.
Republicans do their own partisan finger-pointing. They
argue that the Democrats, during their long control of Capitol
Hill, did not bother to try to reauthorize many programs, either,
because they were confident that they could get the necessary
waivers.
Besides, Republicans contend that authorizing programs is
far simpler than reauthorizing them. ''It's always easier to
create a program than it is to defend one,'' said one Senate
Republican aide. He noted that lawmakers who support particular
programs often find that upon closer examination, these programs
''may not be as effective as their names might lead one to
believe.''
House Commerce Committee Chairman Thomas J. Bliley Jr.,
R-Va., conceded that in a busy legislative session, reauthorizing
programs often takes a low priority. ''Some of (the problem) is
that Congress runs out of time,'' said Bliley, whose committee
has $ 14.2 billion in programs whose laws have expired.
''Committees feel there are other priorities. All of us start out
every year saying we're going to do it, and then other events
overtake us.''
Even seemingly noncontroversial programs, such as those
providing assistance to the elderly, can be neglected. Rep. Ray
LaHood, R-Ill., said that senior citizens in his district can't
understand why Congress has failed since the 102nd Congress, in
1991-92, to reauthorize several programs in the Older Americans
Act, such as Meals on Wheels.
''When I mention it to (members of the authorizing
committees), they say they just don't get it done,'' said LaHood.
''I think you just have to get members to pay attention.'' But
one source familiar with the program speculated that--at least in
1998--Republicans did not even consider rewriting the Older
Americans law, because they feared that a senior citizens' issue
could become contentious in an election year.
As the Meals on Wheels case suggests, fear of being
dragged down by controversy seems to be a major reason Congress
isn't bothering much with renewing federal programs. The slim
Republican majorities of recent years have made it very difficult
for the leaders to build consensus behind reauthorization
legislation for hot-button programs.
For instance, in their hard-charging days of 1995-96,
conservative House Republicans tried and failed to eliminate such
traditionally liberal programs as the Corporation for Public
Broadcasting, which supports programming on public television
such as Sesame Street; and the Legal Services Corp., which
provide legal counseling to poor people. Now these programs
remain in existence purely through the annual appropriations
process. They remain unrenewed because, as both congressional
supporters and opponents acknowledge, the bills renewing them
would become magnets for ugly--and protracted--ideological
fights. And after all the huffing and puffing, the bills, in all
likelihood, might only pass one chamber.
Even when there is wide agreement that a certain federal
program is due for a once-over, reauthorization legislation can
stall for the same reason that any major legislation stalls--
because of the complexity of the issues, the huge amounts of
money involved, the intense lobbying from affected parties and
interest groups, intra-party and intra-chamber differences, and a
myriad of other reasons.
That has been the case with the beleaguered Superfund
environmental cleanup program, which, since it was last
reauthorized as part of a 1990 budget reconciliation law, has
been the subject of a string of overhaul attempts that were
eventually abandoned. ''Structural changes that are needed in
Superfund continue not to be made,'' said George Baker, a partner
in the law firm of Williams and Jensen and executive director of
Superfund '95, an industry coalition.
In other cases, the reauthorization legislation itself is
not particularly troublesome, but it gets stalled because
lawmakers have used it as a vehicle to tack on controversial
amendments embodying their pet agenda items. The abortion issue
is notorious for hanging up major reauthorization bills.
The Easy Way Out
Ultimately, the authorizing committees have an escape
hatch--the appropriations process. Chairmen can and do neglect to
renew programs, because they're confident that at the end of the
year, the House and Senate Appropriations committees will simply
give money to the programs. ''We wink, as we should,'' said
Reischauer, who asserted that programs such as federal housing
assistance should not fold simply because members of Congress
can't agree on how to rewrite the laws governing them.
Appropriators, however, constantly grumble about having
to carry the authorizers' water. ''Virtually all of my bill has
been unauthorized,'' said Rep. Harold Rogers, R-Ky., the chairman
of the Appropriations subcommittee that is responsible for
writing the annual Commerce-Justice-State appropriations bill.
''The Justice Department has not been reauthorized since I've
been in Congress--almost 20 years. It makes my job triply
difficult.''
Rogers said that lawmakers routinely bring him their
controversial legislative amendments, or ''riders,'' to be
included in his appropriations bill. The current process, he
said, ''tells people, come on, bring me your riders. We've
forgotten what authorizers are supposed to do.''
Subsequently, appropriators frequently end up in a
''damned-if-you-do, damned-if-you-don't'' situation, according to
House Appropriations Committee ranking member David R. Obey, D-
Wis. Obey said that when he chaired the Foreign Operations,
Export Financing and Related Programs Appropriations
Subcommittee, he added legislative language one year to his
spending bill, at the request of some authorizers--only to find
out that others opposed it. ''All of a sudden, I was in the
middle of a shooting war with people on the authorizing
committee,'' Obey recalled.
Appropriators often point to the annual fight over the
arts endowment as an indication that the process has broken down.
The NEA was last reauthorized almost a decade ago, in the Arts,
Humanities, and Museum Amendments of 1990, the CBO said in its
report. When Republicans took over Capitol Hill in 1995,
conservative House members made the NEA one of their prime
targets for extinction. This was no surprise: Conservatives had
long been incensed that the federal government supported art and
performance projects that they considered indecent. They
attempted to kill the NEA by simply eliminating its money, but
Democrats--and moderate Republicans in both the House and the
Senate--refused to go along.
Since then, the NEA has been funded in the annual
Interior appropriations bill, but in order to get the legislation
through the House, Rep. Ralph Regula, R-Ohio, the Appropriations
subcommittee chairman who handles that bill, has included
legislative riders to reform the program by increasing the
percentage of arts funds that go directly to the states and by
adding members of Congress to an NEA oversight group. ''To me,
it's just a matter of getting the bill out,'' Regula said. ''I
have no strong feelings about the NEA one way or another, but
I've had to do it to get my bills through.''
The authorizing committee--the House Education and the
Workforce Committee--hasn't ignored the NEA. In 1997, Rep. Peter
Hoekstra, R-Mich., the chairman of that panel's Oversight and
Investigations Subcommittee, issued a report charging that the
NEA failed to distribute its money fairly and was not needed to
help foster support of the arts. ''Given all these facts,''
Hoekstra said at the time, ''it is hard to justify the existence
of this organization.''
But now, some two years later, the full Education and the
Workforce Committee has yet to take up a bill to reform or renew
the NEA. ''My chairman has no interest in doing it,'' said a
spokesman for Education and the Workforce Chairman William F.
Goodling, R-Pa. Goodling, said the aide, continues to believe
that the endowment does a poor job, but is uncertain whether he
could find a consensus to rewrite the NEA law. ''We don't know if
we could get a reauthorization through this committee,'' the aide
said. ''Even if the chairman wanted to do it, he would face
opposition, and I don't know if we could do it.''
So in the current political climate, NEA supporters must
rely on the appropriators. And again this year, Congress will
probably face the same fight in the House, pitting conservatives
who want appropriators to give no money to the program against
moderate Republicans and Democrats who support it.
How to Fix It
To solve such dilemmas, appropriators said they hope that
House and Senate leaders will simply start focusing on
reauthorization issues--and discourage members from trying to add
controversial legislative matters to the funding bills.
To that end, Senate Republican and Democratic leaders are
trying to reinstate a Senate precedent that would make it
difficult to add legislative riders to the appropriations bills.
But no such efforts are under way in the House. ''Leadership
needs to clamp down,'' said Rogers. He believes that legislators
who want to add riders should be given an opportunity to address
those issues on other bills. ''Give them their day in court,'' he
said, ''but not on the appropriations bills.''
For years, Senate Budget Committee Chairman Pete V.
Domenici, R-N.M., has argued that adopting a two-year budget
cycle would allow the authorizers more time to tackle their
bills. But Obey scoffed at that notion. ''We haven't even gotten
through one-year appropriations (bills), and people are talking
about two-year bills,'' he said.
Still other congressional insiders suggest trying to make
it easier for authorizers to actually do their jobs. House and
Senate leaders, for instance, could begin reviewing federal
programs to determine which ones might be able to receive
permanent authorizations. ''Is it necessary for the Department of
Energy to reauthorize salaries?'' asked a former key Senate
Republican aide. Obey supports the idea. ''If you had longer
authorizations,'' he said, ''then you wouldn't have to reinvent
the wheel every year.''
But others would say that the wheels came off a long time
ago.