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March 22, 2000, Wednesday

SECTION: PREPARED TESTIMONY

LENGTH: 4105 words

HEADLINE: PREPARED TESTIMONY OF MS. MAUREEN ELDREDGE PROGRAM DIRECTOR ALLIANCE FOR NUCLEAR ACCOUNTABILITY
 
BEFORE THE HOUSE COMMERCE COMMITTEE SUBCOMMITTEE ON ENERGY & POWER
 
SUBJECT - SAFETY AND SECURITY AT THE DEPARTMENT OF ENERGY

BODY:
 Chairman Barton, Representative Boucher, and members of the Committee, the Alliance for Nuclear Accountability appreciates the opportunity to once again testify on badly needed efforts to improve the environment and safety culture at the Department of Energy (DOE).

H.R. 3383 The Alliance for Nuclear Accountability is a national network of 32 organizations working on nuclear weapons complex issues. H.R. 3906 For over a decade we have decried the shoddy environmental and safety practices at DOE. This disregard for environmental rules H.R. 3907 resulted in the widespread contamination around the complex. We have pressed for DOE to be subject to the same environmental Thomas Links laws and requirements as the rest of us, and we concluded that H.R. 3383 neither DOE nor any other agency could be an effective regulator of itself. The federally appointed Advisory Committee H.R.

3906 on External Regulation of DOE Nuclear Safety, also concluded that, "Every major aspect of safety at DOE nuclear facilities - H.R. 3907 facility safety, worker protection, public and environmental - protection - should be externally regulated...."(1)

We are very pleased that the committee is taking steps to address this problem. We hope that if the entire legislative package is not possible all at once, that at least some crucial elements will be addressed in legislation this year. We need to move towards a more sane regulatory structure for DOE, and take steps now to start the process. Problems with the National Nuclear Security Agency

The passage of Title 32 of the Defense Authorization Act for Fiscal Year 2000, which set up the National Nuclear Security Administration (NNSA), was a disaster for environment, safety, and health programs. Rather than move us towards better regulatory oversight of DOE's nuclear weapons program, it shifted, either through intent or ambiguous legislative language, to a situation that more closely resembles the bad old days of the Atomic Energy Commission, than a modern and environmentally sound approach to operations.

I would like to highlight two major problems with the NNSA structure. These are the ambiguity regarding DOE's waiver of sovereign immunity and the oversight role of the office of Environment, Safety, and Health (EH) in the new Administration.

Sovereign Immunity

The federal government faces an enormous liability in the cleanup of the nuclear weapons complex. DOE estimates that it has contaminated over 600 billion gallons of groundwater and over 33 million cubic meters of soil. This contamination came from decades of abuse, in which there was no external regulation, and DOE and its predecessor agencies claimed that they had "sovereign immunity" from compliance with environmental laws enforced by States. In 1992 Congress passed the Federal Facilities Compliance Act, which originated in this committee, to clarify that DOE was, in fact, required to comply with State enforcement and regulations.

Sections 3261 of S. 1059 includes qualifying language which casts doubt on the applicability of the current waivers of sovereign immunity with respect to the NNSA. It states:

The Administer shall ensure that the Administration complies with all applicable environmental, safety, and health statues and substantive requirements.

This qualifying language has raised concerns in State Attorney General's offices across the country with regards to the sovereign immunity issues, and we concur with their analysis. We urge the Congress to amend the NNSA legislation to clarify that State regulatory authority over NNSA remains intact, and that the waivers of sovereign immunity in place before the creation of the NNSA also apply to it. Relying on a record of legislative intent it not sufficient.

Price-Anderson Act Enforcement

In addition to the sovereign immunity problem, there is serious concern with regards to the application of EH requirements to the new Administration. A consequence of the NNSA legislation was to effectively pull the teeth of the already weak efforts at regulation of safety and health issues from within DOE. The Assistant Secretary of the Office of Environment, Safety, and Health can no longer directly issue notices of violations and impose fines under the Price- Anderson Act for nuclear safety rule violations, to NNSA facilities. The Assistant Secretary must develop a recommendation to submit to the Administrator of the NNSA, who then decides upon imposing fines. This situation arises out of language in Title 32, which prevents non-NNSA personnel from directing NNSA personnel. (2) This is self-regulation at its worse, as even the limited independent enforcement authority within DOE is eliminated. The line program, the very program that has committed the violation, will be asked to fine itself. Only continual pressure from the outside, including media and public interest groups, will ensure enforcement. Nuclear safety enforcement by continual scandal is not effective. This is a massive step backwards and must be corrected.

In addition, several of the labs have already indicated that they no longer feel they must comply with EH rules and requirements, despite DOE's "duel-hatting" of the Assistant Secretary for EH. We believe it was the intent of the drafters of this legislation to ensure the autonomy of the NNSA. However, we strongly oppose the idea of recreating a new office of EH within the NNSA, which would be at a lower status and report to the Administrator instead of to the Secretary of Energy. There is already a problem with DOE being self- regulated, subsuming the EH functions within the NNSA would further compound this problem. There is one clear solution - the Office of Environment, Safety, and Health should have authority over all parts of DOE, including the NNSA.

The solutions to the EH problems that have been offered to date are not enough. Exhortations in the legislation to "ensure that all operations and activities of the Administration are consistent with the principles of protecting the environment and safeguarding the safety and health of the public and of the workforce (Section 3211(c))", provide no guarantee of compliance with regulations and orders. Legislating Secretarial authority to delegate is not sufficient. Such an action still leaves the crucial environment, safety, and health compliance of the entire agency up to the decision of one person, who may or may not be in place for very long. These issues are too important to leave in such an uncertain state, dependent on the will of one person.

We urge you to pass amending legislation that clarifies that the Office of Environment, Safety, and Health's has full authority over the NNSA with regards to environment, safety, and health oversight and enforcement, and that the Price-Anderson Act enforcement program is fully enforceable by EH on NNSA facilities.

Problems Exist Throughout the Department

Even before the NNSA came into being there were, and there remain, serious problems in the weapons complex which result in injuries to workers and contamination of the environment, seemingly beyond the ability of DOE to correct. Since I last testified on this subject, the list of accidents and violations has continued unabated. Just last week five workers at the Los Alamos lab in New Mexico were exposed to airborne, particulate plutonium, a known carcinogen. On Monday the Boulder, Colorado, newspaper reported that Rocky Flats workers and managers violated safety procedures, which increased the risk of nuclear explosions (criticalities).(3) On March 8th, DOE levied $110,000 in fines against Westinghouse Savannah River for recurring violations of safety procedures on equipment design, construction, and installation. In December of 1999, there was an explosion at the Y-12 plant at Oak Ridge, which injured 11 workers. Not only did DOE find that there were "failures at every level of ....(the) management chain", but it also determined that injuries could have been lessened had proper protective equipment been available for the personnel.(4) In April of 1999, Lockheed Martin, DOE, and Fluor Daniel were all fined at the Hanford site for inadequate monitoring of high level waste tanks. Finally, on March 6, DOE publicly announced what site managers had known for over 9 months - that the Ogallala aquifer was contaminated with tri-chloroethylene from the burning grounds at Pantex.

The list of violations in just one year could fill a textbook. The frequency and severity of some of these accidents continues to astound me. After over 50 years of nuclear weapons work, DOE and its contractors still fail to realize that they are dealing with some of the most dangerous materials on earth, and treat safety procedures as optional.

The case for external regulation of DOE has been built over 50 years, and at this point seems, to the general member of the public, beyond obvious. It cannot be stated more bluntly: DOE cannot regulate itself. The record of such self-regulation is astounding in its failure. Political obstacles have prevented the common-sense move towards external regulation for decades, and we see them developing again in this Congress. We sincerely hope that this committee will not fall prey to partisan disputes, and can overcome the political roadblocks to this much-needed reform. We ask, how many more accidents, injured workers, and contaminated groundwater is needed before this effort can move forward?

Critique of HR 3907 and Specific Concerns

In general, the Alliance for Nuclear Accountability greatly supports the concept of HR 3907 in moving DOE into external regulation. In 1995, the independent advisory committee recommended that DOE be externally regulated, and supported OSHA as the regulator for worker safety. However, it did not reach consensus on who the regulator should be for nuclear safety. Unfortunately, with regards to nuclear safety and regulatory enforcement, neither can we.

Occupational Safety and Health Administration

At a minimum, the Occupational Safety and Health Administration (OSHA) should be brought in as the regulator for all protection of workers, with the caveat that it needs sufficient resources - both funding and personnel, to do the job right. It is close to criminal that there is little enforcement system for the worker safety rules at DOE that are not nuclear safety rules, but are equally vital. These include the new beryllium rule, which is intended to protect workers from berylliosis, a crippling lung disease, or protection from the many chemical hazards that exist at DOE facilities. OSHA has the statutory authority to enforce these rules, however DOE exercises its exemption under 4 (b)(1) of the Occupational Safety and Health (OSH) Act. This exemption was intended to allow agencies to enforce the rules themselves. Given DOE's abysmal record of this, combined with the new NNSA's reluctance to take orders from anyone, it is time to remove this exemption for DOE and return OSHA's authority.

However, to do this requires both time and money. It is not sufficient to say that OSHA will regulate a facility, and then have the nearest OSHA office be hundreds of miles away, with an extremely limited capacity for effective oversight. DOE will require sufficient resources to come into compliance. A time frame must be developed for transitioning to OSHA regulation and for bringing DOE into compliance. An effective time frame should be on the order of two years, with sufficient incentives for DOE to actually begin work on compliance now.

Nuclear Regulatory Commission

For regulation of facility safety, we are concerned about the Nuclear Regulatory Commission (NRC) as the choice of regulator. Faced with the choice of DOE or NRC as a regulator is a bit like being faced with death by hanging or death by firing squad. Neither is particularly attractive and shifting responsibility from one dubious entity to another is not much of a solution. The 1995 Advisory Committee recommended looking at either NRC or the Defense Nuclear Facilities Safety Board (DNFSB). Both of these entities have problems and would need some major structural changes to be acceptable.

NRC has shown a remarkable ability to push nuclear industry interests at the expense of public health. It proposed a "below regulatory concern" (BRC) category for nuclear waste, which would allow such waste to be treated as if it were not nuclear. Only strong opposition from the public prevented this step, but NRC generally still supports it. Given the ongoing trend in radiation standard setting, which finds that previous standards were not stringent enough, this position is alarming. NRC has licensed uranium mines in New Mexico even while acknowledging that the result of the mining operation would be contamination of the sole drinking water supply for 15,000 people, mostly Native Americans. Currently NRC is shifting to "risk-informed" regulation, which 60% of its own staff believes will reduce the margins of safety at nuclear power plants. It is also trying to shift to informal rulemaking, which will reduce the public's access to information and ability to intervene in the process.

For our network of 32 organizations, NRC is not the "white hat" that will come in to save the day at DOE. However, that does not mean that we support giving up on the effort to find an external regulator. We should move forward, begin phasing in external regulation under OSHA, and develop tools to evaluate the performance of both NRC and the Defense Nuclear Facilities Safety Board (DNFSB) as possible regulators. External regulation will not come overnight, but the challenges we face should not dissuade us from doing what is right. Both NRC and DNFSB would need some changes to its operations to be acceptable as a regulator. The DNFSB would need to curtail its activities to safety issues, rather than commenting on equipment choices and preferred technology issues, which are unrelated to safety. NRC would need to be subject to citizen suit provisions and operate from a basis that emphasizes public and worker safety, rather than growth of the nuclear industry. Exploration of both options for a regulator should continue, with an eye towards reforms.

Recommendations

The Alliance for Nuclear Accountability urges the committee to move forward now on a number of actions that may not be the complete legislative package that we all want, but will be important steps in the right direction.

Legislative Changes

I. Institute OSHA Regulation for all Worker Safety Requirements

Currently, even within the non-NNSA parts of DOE, compliance with EH requirements in areas other than nuclear safety, such as OSHA requirements, chemical safety rules, and the new beryllium rule, is entirely voluntary. There are no penalty provisions for these rules, as exist for nuclear safety rules under the Price-Anderson Act. This is absolutely unacceptable. If the legislative challenges facing HR 3907 prove too steep, we urge the committee to excerpt section 4 as an amendment on its own. Some modifications include providing for baseline reviews of DOE compliance and a two-year time frame to move into OSHA enforcement. There is precedent for this in the transfer of enforcement authority to EPA for CERCLA and RCRA programs in 1985. In addition, the OSH Act has authority for radiological hazards already, and could be to cover combined radiological and non-radiological hazards in the absence of a second external regulator.

II. Amend the Atomic Energy Act to Harmonize it with Other Environmental Statutes.

The lack of citizen suit provisions in the AEA eliminates one of the most effective tools available to States and the public for ensuring agency accountability.

The 1995 Advisory Committee on External Regulation recommended that citizens be allowed to sue DOE and its contractors to comply with applicable statutes and regulations. We recommend that the citizen suit provision also be extended to the NRC. The ability of citizens and States to bring suit under the Clean Water Act and other statutes has been responsible for ensuring much of the compliance within agencies and corporations we see today (example of State suing, particularly Texas?). It allows states to enforce regulations and protect its citizens by challenging the regulators when it sees the need. Setting up the same type of citizen suit provisions on the NRC would go a long way towards making it a more acceptable and accountable regulator.

Within DOE, the problem is even worse. Not only are there no citizen suit provisions with regards to DOE orders, many of those orders are not even enforceable under DOE's own rulemaking procedures. In fact, DOE hasn't even issued all the safety rules that would provide additional enforcement authority under Price-Anderson. It has finalized only two of the 11 rules it said it needed, and USA Today on March 20 explores the possibility that industry pressure has prevented the rules from proceeding.(5) Until DOE is externally regulated, one positive step that can be taken now would be to require DOE to issue all orders pursuant to the Administrative Procedures Act notice and comment. This would allow citizen suits to proceed under the requirement that the agency must follow its own orders. This would not address the issue of making contractors more accountable, as they would not be subject to citizen suits under this law. However, even this small step forward would be welcome.

B. Administrative Changes

A. Require DOE to Meet OSHA Reporting Standards.

At OSHA, one can log onto a web site and see a list of violations at a facility, and their ultimate disposition. OSHA also requires a log of on the job injuries and illnesses. There is no reason this can't happen at DOE. Already DOE has the Operation Reporting Program System (ORPS), in which incidents and events are shared with DOE for significant safety and health items. In addition it has the Computerized Accident and Incident Reporting System (CAIRS), which is similar to the OSHA log of on the job injuries and illnesses. I have included with my testimony a copy of the OSHA web site page, and the results of a search for accidents involving trichloroethylene. OSHA provides the ability to search by a variety of terms, and lists all accidents that match, as well as providing detailed information about the accident and fines imposed.(6) By contrast, most DOE sites do not provide easy public access to its ORPS reports. Only at the Los Alamos National Lab (LANL), due to the persistence of determined individuals, are ORPS reports posted on a database, and even that is not easy to find on their web site unless you know it is there. It is buried six screens deep under Environment, Safety, and Health "services" rather than in the "databases" section. Information from the CAIRS reports, which is relevant to OSHA, is not available to the public. Other accident and incident data exists in databases that are not only closed to the public, but closed to many workers as well.(7) The basic infrastructure is in place for DOE to report accidents, which could easily be converted to OSHA-style reports and open to public access. This is important information for both the public and the workforce, and should be made available as a tool to further contractor and agency accountability. It would not require a legislative change to make this happen, just a decision by DOE to be more open about its mistakes.

B. Clarify and Invest the Environmental Protection Agency with Standard Setting Authority

Protracted fighting between EPA and NRC over standard setting for nuclear issues, such as Yucca Mountain, and reactor decommissioning, have resulted in few, inconsistent, standards. This is untenable. EPA is the agency charged with protecting public health and the environment, and should be given the sole responsibility for standard setting. While we are often not happy with EPA's standards, and consider them too weak, they are a far cry from NRC. For example, NRC's standard for exposure to the general public would result in a lifetime risk of premature cancer death of one out of every 300 people(8). That is shocking and shameful. The nuclear industry should be subject to the same standards and risk levels as other industries, and EPA should be the regulator in that regard.

C. Set Up Limited NRC Regulation as a Test

There are several possible activities within DOE sites that could be considered as test cases for NRC regulation and licensing, beyond the pilot projects already conducted. These include the Low Level Waste Dumps at DOE sites, and possibly reactors like the Fast Flux Test Facility (FFTF) at the Hanford site. Currently, DOE's LLW landfills do not even approach NRC's standards, and are a clear threat to the groundwater at many sites. There are already a clear set of standards and infrastructure in place, including delegated state programs. Finally, many of DOE's LLW dumps are de facto illegal hazardous waste/Resource Conservation and Recovery Act (RCRA) dumps, due to DOE's inability to properly track and characterize its waste. If the FFTF were restarted, it should be licensed and regulated by NRC, and meet modern safety standards. Specific facilities at DOE should be reviewed and considered for NRC regulation. However, NRC should be prevented from going to informal rulemaking that could subvert the intent of better, more accountable, regulation.

Conclusion

In conclusion, the Alliance for Nuclear Accountability strongly urges the committee to move forward with at least some parts of an external regulation program for DOE as soon as possible. The creation of the National Nuclear Security Administration has resulted in a number of problems for the protection of the environment, worker safety, and public health. These can be partially addressed by legislative remedies and amendments to the NNSA act. Fundamentally, DOE or NNSA as self-regulated entities cannot persist without seriously compromising safety and health. After 50 years of environmental and safety disasters, it is time to bring DOE into the future.

Addendum:

The Committee asked for input on two other bills, HR 3383 and HR 3906. With regards to HR 3383, we strongly endorse this bill and urge you to proceed with it without delay. It strains credulity that the sole enforcement mechanism available to DOE for nuclear safety violations cannot be used against the University of California (UC), one of the largest contractors in the weapons complex. UC has the contracts for the weapons laboratories, which are the source of many serious accidents and will be the source of many future problems. These labs are in ongoing operations with some of the most hazardous material known to humanity. They are now subject to fines and penalties for security program violations. Surely the protection of the American public and nuclear workers from radiation hazards deserves as much.

We have no opinion on HR 3906 at this time.

Appendix 1 - OSHA Searchable Database for Accidents

1 Advisory Committee on External Regulation. Improving Regulation of Safety at DOE Nuclear Facilities, December 1995.

2 Section 3213 (a) STATUS OF ADMINISTRATION PERSONNEL. --Each officer or employee of the Administration, in carrying out any function of the Administration--

(2) shall not be responsible to, or subject to the authority, direction, or control of, any other officer, employee, or agent of the Department of Energy.

(b) STATUS OF CONTRACTOR PERSONNEL. --Each officer or employee of a contractor of the Administration, in carrying out any function of the Administration, shall not be responsible to, or subject to the authority, direction, or control of, any officer, employee, or agent of the Department of Energy who is not an employee of the Administration, except for the Secretary of Energy consistent with section 202(c)(3) of the Department of Energy Organization Act.

3 Katy Human. Reports: Flats Broke Safety Rules. Boulder Daily Camera, March 20, 2000.

4 Dr. David Michaels, Assistant Secretary for Environment, Safety, and Health. DOE News Release, February 24, 2000.

5 Peter Eisler. Safety Over a Barrel. USA Today, March 20, 2000.

6 To conduct an accident search, go to http://www.osha.gov/oshstats/ and click on Accident Investigation Search.

7 To access LANL's ORPS reports, go to http://drambuie.lanl.gov/.

esh7/Finals/. LANL's homepage is www.lanl.gov.

8 GAO. Nuclear Health and Safety: Consensus on Acceptable Radiation Risk to the Public is Lacking. GAO/RCED-94-190. September 1994.

END

LOAD-DATE: March 28, 2000




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