Testimony
Testimony
of: Lisa
Katic Senior Food & Health Policy
Advisor Grocery Manufacturers of America,
Inc. Advisory Labeling of Major Food
Allergens
August 13, 2001
Advisory Labeling of Major Food
Allergens
Testimony of Lisa Katic,
R.D. Director, Scientific and Nutrition Policy The
Grocery Manufactures of America At the Food and
Drug Administration Panel: The Challenge of
Labeling Food Allergens August 13, 2001
GMA supports the use of supplemental statements
such as “may contain peanuts” consistent with the
criteria established in the Food Allergen Labeling
Guidelines prepared by the Allergy Issues
Alliance. These guidelines clearly state that,
consistent with the FDA policy on this issue,
supplemental allergen statements should not and
cannot be used in lieu of good manufacturing
practices. In addition, the guidelines restrict
the instances in which a manufacturer can use
supplemental allergen statements. Under the
guidelines, supplemental statements only can be
used when:
1)The presence of a Major Food Allergen is
documented through visual examination or
analytical testing of the processing line,
equipment, ingredient or product, or other means;
2)The risk of presence of a Major Food Allergen
is unavoidable even when current GMPs are
followed;
3)A Major Food Allergen is present in some, but
not all, of the product; and,
4)The presence of a Major Food Allergen is
potentially hazardous.
If some, but not all of these four criteria are
met, the guidelines do not allow the manufacturer
to use a supplemental allergen statement. In such
instances, the manufacturer must either consider
an additional food allergen control measure and/or
some other labeling strategy.
With regard to the placement of the
supplemental allergen statement, the guidelines
require the statement to appear at the end of, or
in immediate proximity to, the ingredient
statement. The guidelines require the statement to
be as accurate and as conspicuous as possible.
Examples of the type of supplemental statements
that are being used include “may contain peanuts”
and “processed on the same equipment as milk.” The
guidelines provide the manufacturer with the
flexibility to determine the type of supplemental
statement that will best describe the product.
Supplemental allergen statements are an
integral component of the Alliance’s labeling
document. Although the food industry is diligent
in its efforts to prevent major food allergens
from inadvertently ending up in food products, the
nature of the food supply and our manufacturing
processes in some instances makes it impossible to
avoid. Farmers generally grow numerous crops and
use the same equipment to harvest, store and
transport corn, soybeans, wheat, peanuts, and
other crops. This can lead, for example, to the
presence of soy in corn or wheat in peanuts.
Inadvertent contact also can occur in the
manufacturing facility where the same processing
equipment is used to manufacture a wide variety of
products.
In an attempt to prevent the inadvertent
presence of allergens in products, many in the
food industry have adopted a three-tiered approach
to minimize inadvertent contact with allergens.
This approach involves dedication, when possible,
separation and as a last resort, labeling.
First, when possible, the industry will use a
dedicated system. This may be possible for some
large volume products where continual production
on the same or multiple lines is needed to meet
consumer demand. It is not financially possible,
however, to have a dedicated system for each
product that is manufactured by a company.
When a dedicated system is not a possibility,
the company will then use “separation” as a means
to minimize inadvertent contact. This can be
accomplished by physical barriers, the use of
dedicated containers for raw materials that
contain allergens, and other means to prevent the
inadvertent contact of the major allergen with
non-allergenic ingredients. Companies also will
schedule production so that when possible, a
non-allergen containing product will be
manufactured on a line before a product that
contains a major allergen. And, companies will
thoroughly clean a line that has been used to a
manufacture a product containing a major allergen
before manufacturing a product that does not
contain that allergen. Cleaning, however, will not
always succeed in removing the allergens from all
surfaces of the equipment.
It has been proven time and time again that
water is the most efficient method for removing
allergenic proteins from processing equipment.
There are numerous foods and food systems,
however, where water cannot be used as part of the
cleaning process due to the nature of the food or
due to microbiological safety concerns. Chocolate
and peanut butter manufacturing systems are
examples of processes where water cannot be used
to clean the machinery because these foods are not
readily dissolved by water and the use of water
can lead to microbiological concerns due to the
puddling of water in the system. Water also cannot
be used in the cleaning of certain packaging and
electrical equipment such as baking ovens and
cooling tunnels, for obvious reasons.
In instances when water cannot be used for
cleaning, the food industry frequently will use a
dry process for cleaning, such as flushing the
line with a safe, non-allergenic dry ingredient or
food, that removes the food from the system. The
use of these dry ingredients is recognized as an
appropriate good manufacturing practice and in
many instances is dictated by the microbiological
concerns that are presented by wet cleaning. The
use of dry ingredients to clean a system, however,
is not always successful in removing allergens.
Systems that rely on this type of cleaning
frequently cannot be cleaned to remove all
residues of a major allergen.
In those instances when neither dedication nor
separation can prevent the inadvertent contact
with the major allergen, the industry will resort
to labeling, consistent with the four criteria
established in the Alliance’s labeling program.
These criteria are designed to ensure that
supplemental allergen statements are used only in
limited situations and not as a substitute for
complying with GMPs.
Supplemental allergen statements are designed
to alert the food allergic consumer that the
product in question may have an allergen that they
need to avoid. We recognize that a certain
percentage of a given product bearing the
supplemental allergen statement may be free of the
named allergen and safe for consumption by the
food allergic consumer. However, the allergen may
be present in some of the foods manufactured on
that line, thus, necessitating the use of a
supplemental statement that alerts the food
allergic consumer to the possible presence of the
major allergen.
As stated in my comments earlier today, we
believe that the allergen labeling issues can be
best addressed through the voluntary program and
that additional regulations are unnecessary.
Although the existing regulations do not mandate
the use of common English names or establish
criteria for the use of supplemental allergen
statements, the industry, through the Allergy
Issues Alliance, has reached agreement on these
labeling issues and is now in the implementation
phase.
We believe that continued educational efforts
will be one of the most effective means to address
this issue. GMA has educated its member companies
about the importance of the allergen issue and as
stated this morning, the senior management from
each of our member companies is being asked to
adopt the labeling program. We recognize, however,
that we also have to reach the small and medium
sized companies that may not be members of GMA or
of the other associations that are part of the
Allergy Issues Alliance. The Allergy Issues
Alliance is in the process of developing
educational programs for these other companies.
Moreover, FDA has the existing statutory and
regulatory tools to take enforcement action
against those companies that market products with
undeclared allergens. The unacceptably high level
of recalls due to the presence of undeclared
allergens is perhaps the strongest evidence
supporting the agency’s ability, under its
existing regulatory framework, to address this
issue.
We also encourage FDA to develop and maintain a
strong enforcement presence for food allergens.
One of the best ways to effect change and to
encourage all companies, regardless of size, to
make certain that their products are properly
labeled and that their foods are manufactured in
accordance with GMPs is through continued
inspections, and when necessary, enforcement
actions. We believe that a strong FDA presence and
the knowledge that there is a “cop on the beat”
would be a much more effective use of agency
resources than additional regulations.
In conclusion, GMA supports the use of
supplemental allergen statements in those limited
instances when the four criteria in the Alliance’s
labeling program are satisfied. Consistent with
FDA’s guidance on this issue and the terms of the
Alliance’s labeling program, supplemental allergen
labeling, cannot and should not be used as a
substitute for GMPs. Thank you.
Press Contacts
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