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Federal Document Clearing House
Congressional Testimony
February 13, 2002 Wednesday
SECTION: CAPITOL HILL HEARING TESTIMONY
LENGTH: 2210 words
COMMITTEE:
HOUSE SCIENCE
HEADLINE: THE R & D
BUDGET FOR FISCAL YEAR 2003: AN EVALUATION
TESTIMONY-BY: JOHN MARBURGER, III, DIRECTOR OF THE
AFFILIATION: OFFICE OF SCIENCE AND TECHNOLOGY POLICY
BODY: CORRECTED COPY
Statement of
John Marburger, III Director of the Office of Science and Technology
Policy
before the Committee on Science United States House of
Representatives
February 13, 2002
Mr. Chairman and Members of
the Committee, I am pleased to appear before you today to discuss the
President's Fiscal Year 2003 budget request for research and development.
When I testified prior to my confirmation by the Senate Committee on
Commerce, Science and Transportation last October, I expressed my desire to
"form a close and productive relationship with Congress, which has long provided
bipartisan and enduring support of our world-leading science and engineering
enterprise. The counsel and support of Members of Congress is an essential
element of continued U.S. leadership across the frontiers of scientific
knowledge." I look forward to working with you, Mr. Chairman, and your
committee, to demonstrate this commitment to science and engineering excellence
once again this year. President Bush has set forth an agenda for science funding
in the forthcoming fiscal year that takes advantage of important opportunities
for discovery and development, and also sustains the basic machinery of research
and development that will be necessary for continued national leadership in
science and technology. Last October I also referred to the fact that we must
make important choices together because we have neither unlimited resources, nor
a monopoly of the world's scientific talent. I continue to believe that wise
choices among the multitudes of possible research programs are necessary, and
that we must decide which programs to launch, encourage, and enhance and which
ones to modify, reevaluate, or redirect in keeping with our national needs and
capabilities. The President's FY03 budget includes principles intended to
improve the management of the nation's science and technology enterprise, taking
advantage of best practices, and emphasizing the importance of good planning,
execution, reinforcement of good performance, and changing poor performance. I
look forward to working with Congress to ensure that the significant investment,
now over $100 billion, provided by the federal government to the support of
science is deployed to optimal effect.
PRESIDENT BUSH'S FY 2003 R&D
BUDGET
Shortly after I officially became the Director of OSTP at the end
of October, the Director of the Office of Management and Budget invited me to
attend and participate in the internal OMB decision- making sessions involving
science programs. This series of meetings gave me a greater appreciation for the
issues, and an opportunity to represent the science perspective on important
aspects of the forthcoming budget, such as increased accountability and
performance measures for basic science agencies. Following these meetings, my
office has continued to work closely with OMB to share information and develop
mutual understanding of the complex issues involved in establishing the nation's
science and technology budgets.
It has been a long five months. As you
well know, agency budget proposals are submitted to OMB in mid-September for
their review. The terrorist attacks on September 11 dramatically changed the
context for this budget. The attacks laid bare vulnerabilities in our physical
security and exacerbated weaknesses in our economy. The priorities of the nation
drastically changed in a matter of a few hours.
The budget reflects the
change in priorities and three primary goals:
- Winning the war on
terrorism;
- Protecting the homeland;
- Reviving our economy.
Recognizing that science must play a role in these priorities, the
President provides for an unprecedented level of investment in federal R&D,
marking the first time in history that a President has requested an R&D
budget greater than $100 billion. The precise figure is $111.8 billion, up 8
percent overall from last year - the largest requested increase for R&D in
over a decade.
The R&D budget is an imperfect measure of support for
traditional science and technology activities. Another compilation, proposed
originally by the National Academy of Sciences to assess the federal investment
in research programs central to the creation of new knowledge, is called the
Federal Science and Technology Budget. In this category, the President's budget
is up 9 percent. The FS&T activities account for nearly all of federal basic
research, over 80 percent of federal applied research, and about half of
civilian development. Mr. Chairman, this is a good budget for science, and I
look forward to working with Congress to see it successfully enacted.
These science and technology investments will enable the Administration
to: enhance homeland defense, national security and global stability; promote
long-term economic growth that creates high-wage jobs; sustain a healthy,
educated citizenry; harness information technology; improve environmental
quality; and maintain world leadership in science, engineering, and mathematics.
Let me now direct your attention to some specifics within this budget.
Interagency Initiatives
The budget increases funding for a
number of priority research areas that require multi-agency efforts. Information
technology, nanotechnology, and health research continue to be high priorities
for our nation. The past year has also seen an increase in priority for climate
change R&D. After the events of September 11th, Antiterrorism efforts
naturally lead the list.
- Antiterrorism: Our success in preventing,
detecting, and responding to terrorist activities, over the long term, will
depend on technology. The President's FY 2003 budget continues the
Administration's strong support of research and development to counter emerging
terrorist threats by increasing R&D funding for homeland security and
combating terrorism (including protecting critical infrastructure) from nearly
$1 billion in 2002 to an estimated $3 billion in 2003.
- The National
Nanotechnology Initiative will increase by 17 percent over last year. This $679
million multi-agency initiative focuses on long-term research on the
manipulation of matter down to the atomic and molecular levels, giving us
unprecedented opportunities for new classes of devices as small as molecules,
and machines as small as human cells.
- Networking and Information
Technology R&D will increase by 3 percent. This brings the overall
investment to $1.9 billion in this mature but still critically important area.
It provides the base technologies to ensure that the U.S. maintains its dominant
position in the application of IT to critical national defense and national
security needs, as well as to scientific research, education, and economic
innovation.
- Improving human health. Health research draws on
capabilities of many agencies. During the Presidential campaign, the President
promised to double the budget of NIH by 2003 from its 1998 levels. That
commitment is met in this budget, which includes the final installment of a $3.9
billion increase, paving the way toward better diagnostics, treatments, and
cures that affect the lives of all Americans.
- Climate Change research
has become an important driver for the nation's research agenda. The President
created two new initiatives in this budget, the Climate Change Research
Initiative (CCRI) will receive $40 million to be shared among five agencies, and
the National Climate Change Technology Initiative (NCCTI) will receive $40
million within the DOE budget. The ongoing U.S. Global Change Research Program
(USGCRP) will receive $1.7 billion, a $44 million (3 percent) increase.
Highlights of the R&D Budget
The following examples within
the agencies under the jurisdiction of the Committee will provide a brief
snapshot of the Administration's R&D request in these agencies:
-
National Aeronautics and Space Administration (NASA). The budget provides $8.7
billion (an 8 percent increase) for NASA's programs in the FS&T budget,
including $3.4 billion for Space Science (a 13 percent increase), and $2.9
billion for Aero-space Technology, including planned increases in funding for
NASA's Space Launch Initiative ($759 million), that will lead to safer and lower
cost, commercial launch vehicles to replace the Space Shuttle.
-
National Science Foundation (NSF). The budget provides a $241 million increase
(5 percent) in the National Science Foundation. This increase will provide $678
million for NSF's lead role in the National Information Technology R&D
program, and $221 million for NSF's lead role in the National Nanotechnology
Initiative. The President's
Math and Science Partnerships
Initiative, aimed at increasing the quality of math and science education in
Grades K-12, will increase by $40 million to $200 million. The budget also
raises graduate level stipends from $21,500 to $25,000 annually, in order to
further attract and retain the most promising U.S. students into graduate level
science and engineering. NSF is very effective at managing competitive research
programs, and the budget proposes transferring to NSF programs that will benefit
from their superior management. These programs are: Sea Grants from the National
Oceanic and Atmospheric Administration, Water Quality Research from the U.S.
Geological Survey, and Environmental Education from the Environmental Protection
Agency.
- Department of Energy (DOE). The budget provides $5 billion for
DOE's programs in the FS&T budget. The budget includes a 1.5 percent
increase for DOE's Science programs as well as continued support for
construction and operation of large scientific user facilities, including the
Spallation Neutron Source. The budget also includes a $22 million increase (6
percent) to DOE's Renewable Energy programs.
- Department of Commerce
(DOC). The budget includes $861 million for DOC programs in the FS&T budget.
It provides $402 million (an increase of over 20 percent) for research and
physical improvements at NIST's Measurement and Standards Laboratories, and $107
million for NIST's Advanced Technology Program to promote competitive,
cost-shared R&D partnerships. The FS&T budget also provides $297 million
for NOAA to improve understanding of climate change, weather and air quality,
and ocean processes. - Department of Transportation (DOT). The budget provides
$548 million for DOT's programs in the FS&T budget, including $421 million
to support research to improve the quality and safety of the Nation's highway
transportation infrastructure, and $95 million for aviation security technology
research.
- Environmental Protection Agency (EPA). The budget provides
$797 million (a 6 percent increase) for EPA's programs in the FS&T budget.
The EPA budget funds research that provides a sound scientific and technical
foundation for environmental policy and regulatory decision-making. The budget
includes $75 million for research into technologies and procedures to cope with
future biological or chemical incidents. In addition to the agencies that fall
within your Committee's jurisdiction Mr. Chairman, the Department of Defense
R&D efforts increase $5.4 billion (an 11 percent increase) to $54.5 billion,
and the entire National Institutes of Health budget increases by $3.9 billion (a
17 percent increase) to $27.3 billion, fulfilling the President's campaign
commitment to double funding for NIH. President's Management Agenda:
In
addition to funding these priority areas, the budget also emphasizes the
effectiveness of the dollars spent. An "agency scorecard" is still at the
experimental stage this year, at least for science budgets. I am pleased to
point out that the only agency to achieve a green light in any category is the
National Science Foundation. The President's Management Agenda is as relevant to
science missions as to other agency operations, and I look forward to working
with OMB to make its provisions a more useful tool for all the agencies.
In particular, among the provisions of the President's Management Agenda
are investment criteria for research programs, pilot- tested at DOE this past
year. In consultation with agencies, industry, and academia, OMB and OSTP will
broaden the use of the criteria for applied research and to develop and apply
separate investment criteria for basic research programs in 2004.
Mr.
Chairman and Members of the Committee, I hope that this brief overview has
conveyed to you the extent of this Administration's commitment to advancing
science and technology in the national interest. I look forward to achieving
bipartisan support for a national S&T strategy that will combine the
resources of industry, academia, non-profit organizations, and all levels of
government to protect our citizens, advance knowledge, promote education,
strengthen institutions, and develop human potential.
I appreciate very
much the long-standing bipartisan support of this Committee for the Office of
Science and Technology Policy and for the Science and Technology research
enterprise. I would be pleased to respond to questions about this budget.
LOAD-DATE: February 22, 2002