Texas A&M
University, Spring term 1998
Wednesdays,
911:50 AM
Prof. Frank
Baumgartner
Office: 2061
Bush
Phone:
8455021
Email:
frankb@polisci.tamu.edu
Office hours:
Mondays, Wednesdays 34 PM and by appointment
This course will
cover a range of theoretical and empirical literature on interest groups in
American politics. Topics covered will include who joins groups and why,
collective action dilemmas, social movements, lobbying, groups in election
campaigns, the growth of the interest-group system over time, the policymaking
roles of groups, policymaking systems, and theories of democracy based on
representation through the group system. In addition, we will consider the
development of the literature on groups over the decades and its impact on the
broader discipline.
Each week in the
following list of readings includes a major book on one aspect of the
interest-group system or a series of related articles and chapters. Class
participation and writing assignments will be organized as follows: Each week, I
will distribute a list of discussion points for the following weeks readings.
Each student will be asked to prepare a paper of a maximum of 5 pages in length
(double-spaced) about every other week. Each student must write seven of these
short papers during the semester, but you have some freedom to choose the weeks
when you write. These papers will be due in my mail box at noon on Tuesdays, the
day before class. The topics will be chosen to encourage students to consider
various aspects of the research reported in the book or readings for that week,
how these relate to readings that we will have accomplished in previous weeks,
or criticisms of the work. The list of paper assignments will then also
constitute an agenda for discussions in the seminar. Students not writing a
paper that week should nonetheless consider the topics as they do the reading,
and come to class prepared to discuss each of them, as well as other topics that
occur to them. Students writing papers in a given week will be asked to initiate
discussion in class, or to explain parts of their papers.
Students will
also write a term paper. For first-year students, this should be a critical and
analytical literature review covering a particular area of the interest-group
literature. Topics might include such things as research on overcoming the
collective action dilemma; policy subsystems; lobbying tactics; why individuals
join groups; normative elements of interest-group democracy; social movements;
the pluralism and elitism debate; interest groups and political parties;
political action committees and electoral politics; or any other major aspect of
the literature. Literature review papers should cover all the major pieces of
published work on the topic and evaluate the strengths and weaknesses of the
research. They should establish a summary of the state of knowledge in the field
and analyze the reasons why researchers have come to the conclusions they have
reached. Further, these papers should end with an assessment of the directions
that future research should take. There is no specific requirement in terms of
length, but these should be substantial reviews, allowing you to cover in
considerable detail a body of literature in an area that interests you. As a
rule of thumb, I would be surprised to see any papers shorter than 30
pages.
Those students
who choose to may write an original research paper, a detailed research design,
or another type of empirical paper. This may be especially appropriate for more
advanced students. These original research projects should review the relevant
literature, pose an important research problem or series of questions, and
address them with original analyses, using an existing dataset, with an original
data collection effort, or with a research design and proposal. Those students
considering an empirical research paper should decide on a topic within the
first few weeks of the semester and discuss the topic with me in detail, since
these papers tend to involve considerable investments in time. I will expect to
meet with each student several times during the semester in my office to discuss
term paper proposals, review outlines, and to suggest further readings. I
encourage you not to work in isolation, but to discuss your project with me as
many times as you like.
Grades will be
calculated according to the following formula. Note the importance of class
participation:
25%
Class participation
35
Short papers during the term
40
Term paper (due on the last day of class)
100%
Total
Books for purchase:
Banaszak, Lee Ann. 1996. Why Movements Succeed or Fail: Opportunity, Culture, and the Struggle for Woman Suffrage. Princeton: Princeton University Press.
Baumgartner, Frank R., and Beth L. Leech.
1998. Basic Interests: The Importance of
Groups in Politics and in Political Science. Princeton: Princeton University
Press.
Chong, Dennis. 1991. Collective Action and the Civil Rights
Movement. Chicago: University of Chicago Press.
Gaventa, John. 1982. Power and Powerlessness. Urbana:
University of Illinois Press.
Hansen, John Mark. 1991. Gaining Access: Congress and the Farm Lobby,
19191981. Chicago: University of Chicago Press.
Heinz, John P., Edward O. Laumann, Robert
L. Nelson, and Robert H. Salisbury. 1993. The Hollow Core: Private Interests in
National Policymaking. Cambridge: Harvard University
Press.
McAdam, Doug, John D. McCarthy, and Mayer
N. Zald, eds. 1996. Comparative
Perspectives on Social Movements. New York: Cambridge University
Press.
Olson, Mancur. 1965. The Logic of Collective Action.
Cambridge: Harvard University Press.
Walker, Jack L. 1991. Mobilizing Interest Groups in America.
Ann Arbor: University of Michigan Press.
Weekly
topics and reading assignments:
Week 1. January 21.
Introduction
No readings
Week 2. January 28. Classics of
Pluralism
Truman, David B. 1951. The Governmental Process: Political
Interests and Public Opinion. New York: Alfred A. Knopf, ch. 1, 3-7, 16 (pp.
3-13, 45-210, 501-36.)
Dahl, Robert A. 1961. Who Governs? New Haven: Yale University
Press, ch. 1, 8, 12, 19, 2428 (pp. 18, 89103, 1635, 2238,
271325.)
Schattschneider, E. E. 1960. The Semi-Sovereign People. New York:
Holt, Rinehart and Winston, ch. 14, 8 (pp. 177, 12942).
Walker, Jack L., Jr. 1966. A Critique of
the Elitist Theory of Democracy. American Political Science Review 60:
28795.
Dahl, Robert A. 1966. Further Reflections
on The Elitist Theory of Democracy.
American Political Science Review
60: 296305.
Walker, Jack L., Jr. 1966. A Reply to
Further Reflections on The Elitist Theory of Democracy. American Political Science Review 60:
3912.
McFarland, Andrew S. 1987. Interest
Groups and Theories of Power in America.
British Journal of Political Science
17: 12947.
Week 3. February 4. Olsons Bombshell
from Economics
Olson, Mancur. 1965. The Logic of Collective Action.
Cambridge: Harvard University Press.
Week 4. February 11. Dealing with the
Olsonian Dilemma
Salisbury, Robert H. 1969. An Exchange
Theory of Interest Groups. Midwest Journal of Political Science 13:
132.
Moe, Terry M. 1981. Toward a Broader View
of Interest Groups. Journal of Politics 43:
53143.
Walsh, Edward J., and Rex H. Warland.
1983. Social Movement Involvement in the Wake of a Nuclear Accident: Activists
and Free Riders in the TMI Area. American
Sociological Review 48: 76480.
Hansen, John Mark. 1985. The Political
Economy of Group Membership. American Political Science Review 79:
7996.
Crenson, Matthew A. 1987. The Private
Stake in Public Goods: Overcoming the Illogic of Collective Action. Policy Sciences 20:
25976.
Rothenberg, Lawrence S. 1988.
Organizational Maintenance and the Retention Decision in Groups. American Political Science Review 82:
112952.
Dawes, Robyn M., John M. Orbell, Randy T.
Simmons, and Alphons J.C. van de Kragt. 1986. Organizing Groups for Collective
Action. American Political Science Review
80: 11785.
Week 5. February 18. Non-Decisions and
Power
Bachrach, Peter, and Morton Baratz. 1962.
The Two Faces of Power. American Political Science Review 56:
94752.
Gaventa, John. 1982. Power and Powerlessness. Urbana:
University of Illinois Press.
Week 6. February 25. Mass Participation,
Bias, and the Sources of Groups
Schlozman, Key Lehman, Sidney Verba, and
Henry E. Brady. 1995. Participations Not a Paradox: The View from American
Activists. British Journal of Political
Science 25: 136.
Baumgartner, Frank R., and Jack L.
Walker. 1988. Survey Research and Membership in Voluntary Associations. American Journal of Political Science
32: 90828.
Curtis, James E., Edward G. Grabb, and
Douglas E. Baer. 1992. Voluntary Association Membership in Fifteen Countries: A
Comparative Analysis. American
Sociological Review 57: 12952.
Schlozman, Kay Lehman. 1984. What Accent
the Heavenly Chorus? Political Equality and the American Pressure System. Journal of Politics 46:
100632.
Putnam, Robert D. 1995. Tuning In, Tuning
Out: The Strange Disappearance of Social Capital in America. PS 28:66483.
Lowery, David, and Virginia Gray. 1995.
The Population Ecology of Gucci Gulch, or the Natural Regulation of Interest
Group Numbers. American Journal of
Political Science 39: 129.
Salisbury, Robert H. 1984. Interest
Representation: The Dominance of Institutions. American Political Science Review 78:
6476.
Week 7. March 4. The Power of Citizen
Groups
Jeff Berry special guest. Readings will
include Berrys book manuscript, for comments and discussion. Note: Class will
have to be scheduled on Friday March 6 in order to accommodate Prof. Berry. Book manuscript will be available at a
local copy shop.
Week 8. March 11. Collective Action and
Social Movements: A dissertation project
Chong, Dennis. 1991. Collective Action and the Civil Rights
Movement. Chicago: University of Chicago Press.
Spring
Break: Week of March 18
Week 9. March 25. Another dissertation:
Access and Influence
Hansen, John Mark. 1991. Gaining Access: Congress and the Farm Lobby,
19191981. Chicago: University of Chicago Press.
Hall, Richard L., and Frank W. Wayman.
1990. Buying Time: Moneyed Interests and the Mobilization of Bias in
Congressional Committees. American Political Science Review 84:
797820.
Week 10. April 1. Patrons, Professions,
and Social Movements
Walker, Jack L. 1991. Mobilizing Interest Groups in America.
Ann Arbor: University of Michigan Press.
Week 11. April 8. The Importance of
Policy Domains
Heinz, John P., Edward O. Laumann, Robert
L. Nelson, and Robert H. Salisbury. 1993. The Hollow Core: Private Interests in
National Policymaking. Cambridge: Harvard University
Press.
Week 12. April 15. Another Dissertation:
How Women Got the Vote
Banaszak, Lee Ann. 1996. Why Movements Succeed or Fail: Opportunity,
Culture, and the Struggle for Woman Suffrage. Princeton: Princeton
University Press.
Week 13. April 22. Comparative Studies of
Social Movements and the Literature from Sociology
(Meet on Monday or Tuesday this week;
Midwest Pol Sci Meetings in Chicago.)
McAdam, Doug, John D. McCarthy, and Mayer
N. Zald, eds. 1996. Comparative
Perspectives on Social Movements. New York: Cambridge University
Press.
Granovetter, Mark. 1978. Threshold Models
of Collective Behavior. American Journal
of Sociology 83: 142043.
Week 14. April 29. Review and critique of
the state of the field
Baumgartner, Frank R., and Beth L. Leech.
1998. Basic Interests: The Importance of
Groups in Politics and in Political Science. Princeton: Princeton University
Press.
Term Papers Due
Today